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Immediate Office Probing vs Deferred Facility Probing for Nasolacrimal Duct Obstruction in Children 6 to <10 Months Old

A Randomized Trial Comparing Immediate Probing in an Office Setting With Deferred Probing in a Facility Setting for Treatment of Nasolacrimal Duct Obstruction in Children 6 to <10 Months Old

Status
Completed
Phases
Phase 3
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00780741
Acronym
NLD3
Enrollment
220
Registered
2008-10-28
Start date
2008-10-31
Completion date
2012-01-31
Last updated
2016-06-24

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Nasolacrimal Duct Obstruction

Keywords

Nasolacrimal duct obstruction, Simple probing

Brief summary

The purpose of this study is: To determine the cost-effectiveness of treating NLDO using immediate office probing compared with deferred probing in a facility setting. As part of the primary objective, the study will determine the proportion of eyes experiencing spontaneous resolution among subjects randomized to the deferred probing group. The secondary objectives are: 1. To determine the success proportion for eyes undergoing immediate office probing as an initial procedure. 2. To determine the success proportion for eyes undergoing deferred facility probing as an initial procedure.

Detailed description

Nasolacrimal duct obstruction (NLDO) is a common ocular condition in the first year of life. Many cases will resolve spontaneously or with massage. Many studies of primary treatment of NLDO have been reported, however these case series have largely been retrospective, uncontrolled, and conducted in single centers. The substantial uncertainty regarding an estimate of spontaneous resolution is a primary reason for conducting the current study. Probing is the most widely-used initial treatment for NLDO in infancy. Our group recently completed a prospective observational study which found a 78% success proportion of probing among children aged 6 to \<12 months. Other estimates of the success rate for probing vary between 69% and 92%. Two differing approaches to nasolacrimal probing have been most often been used: (1) immediate office probing (early probing - generally soon after 6 months of age) and (2) medical management (episodic antibiotic eye drops with massage of the lacrimal sac) until 9-13 months of age followed by probing under general anesthesia or conscious sedation (deferred probing). The advantages of early probing are the avoidance of general anesthesia or conscious sedation, immediate resolution of symptoms, fewer physician visits, fewer antibiotic prescriptions, lesser cost per procedure, and possible prevention of fibrosis from inflammation in the nasolacrimal duct. The advantages of deferred probing include more subject comfort with the procedure and possible avoidance of a surgical procedure completely. The optimal approach to the management of NLDO in the first year of life remains uncertain. Our prospective observational data suggest a slightly reduced chance of success with immediate office probing (75% for office probing, 80% for facility probing), however, immediate office probing may be more cost-effective even if the proportion with success is lower. For a subject undergoing a single operation, immediate office probing is less expensive than deferred probing in a facility because there is no fee for anesthesia, the facility, or for medications prescribed during the pre-operative observation period. Some portion of this lower cost would be offset however by the additional cost of a second procedure if the initial office probing is not successful. Deferred facility probing is more expensive per procedure; however, the overall costs are reduced by the number of children whose NLDO spontaneously resolves while waiting to perform the procedure in a facility. The study is a randomized clinical trial which aims to determine the cost-effectiveness of treating NLDO using immediate office probing compared with deferred probing in a facility setting. As part of the primary objective, the study will determine the proportion of eyes experiencing spontaneous resolution among subjects randomized to the deferred probing group.

Interventions

PROCEDUREImmediate Office Probing

Nasolacrimal duct probing in an office setting with topical anesthesia and restraint of the infant.

PROCEDUREDeferred Facility Probing

Nasolacrimal duct probing performed under general anesthesia in a hospital outpatient surgery center or an ambulatory surgery center.

Sponsors

National Eye Institute (NEI)
CollaboratorNIH
Jaeb Center for Health Research
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
6 Months to 10 Months
Healthy volunteers
No

Inclusion criteria

* Age 6 to \<10 months * Onset of NLDO symptoms and/or signs prior to 6 months chronological age in study eye(s) * Presence in study eye(s) of epiphora, increased tear film, and/or mucous discharge in the absence of an upper respiratory infection or an ocular surface irritation that investigator believes is due to NLDO * At least one open punctum present in study eye(s) A history of NLDO treatment with lacrimal massage, topical antibiotics or steroids, or systemic antibiotics is permitted.

Exclusion criteria

* History of nasolacrimal duct surgery including probing, nasolacrimal intubation, balloon catheter dilation, or dacryocystorhinostomy in study eye(s) History of trauma to the lacrimal drainage system of the study eye(s) * Glaucoma in study eye(s) * Corneal surface disease in study eye(s) * Microphthalmia in study eye(s) * Down Syndrome * Craniosynostosis * Goldenhar sequence * Clefting syndromes * Hemifacial microsomia * Midline facial anomalies

Design outcomes

Primary

MeasureTime frameDescription
Proportion of Participants With Treatment Success18 months of ageAbsence of three clinical signs of NLDO (epiphora, increased tear lake, and mucous discharge) upon masked examination at 18 months of age.
Cost of TreatmentRandomization to 18 months of ageTotal cost of treatment including the cost of an initial office consultation and all surgeries received (i.e. initial surgeries and reoperations) and medications prescribed for NLDO between randomization and the 18 months of age visit. Estimates of treatment costs were obtained primarily from the 2011 Medicare Fee Schedules.

Secondary

MeasureTime frameDescription
Months of Symptoms of Nasolacrimal Duct Obstruction (NLDO) Between Randomization and 18 Months of AgeRandomization to 18 months of age.Months of NLDO symptoms between randomization and 18 months of age. When resolution of NLDO occurred without surgery, the time of resolution was estimated as the midpoint between randomization and the first time point at which symptoms/signs were reported as absent (i.e. 3-month phone call, 6-month visit, or 18 months of age visit) without a subsequent report of symptoms/signs. For patients who underwent successful surgery, months of symptoms was estimated as months between randomization and the surgery. Patients who had clinical signs present at the 18 month of age visit were considered to have had symptoms present since randomization.
Proportion of Deferred Facility Probing Group Participants With 6-Month Resolution of NLDO Without SurgeryRandomization to 6 monthsAbsence of three clinical signs of NLDO (epiphora, increased tear lake, and mucous discharge) upon unmasked examination 6 months after randomization. Participants who were operated before the 6-month visit were considered treatment failures.
Proportion of Participants With Office Probing Success 6 Months After RandomizationRandomization to 6 monthsThe proportion of immediate office group participants whose office probing was successful when assessed 6 months after randomization. Office probing success was defined as absence of three clinical signs of NLDO (epiphora, increased tear lake, and mucous discharge) 6 months after randomization and no reoperation.

Countries

United States

Participant flow

Recruitment details

Between November 2008 and September 2010, 163 participants with unilateral nasolacrimal duct obstruction (NLDO) were enrolled at 22 clinical centers. During the same period, 57 participants were recruited with bilateral nasolacrimal duct obstruction (NLDO), however, these participants are not included in the analyses reported herein.

Participants by arm

ArmCount
Immediate Office Probing - Participants With Unilateral NLDO
Probing to be performed in the office either the same day as randomization or within two weeks. Limited to participants with unilateral nasolacrimal duct obstruction (NLDO).
82
Deferred Facility Probing - Participants With Unilateral NLDO
Probing to be performed in a facility within four weeks after completion of the 26-week visit if any of the clinical signs persist. Limited to participants with unilateral nasolacrimal duct obstruction (NLDO).
81
Total163

Baseline characteristics

CharacteristicImmediate Office Probing - Participants With Unilateral NLDODeferred Facility Probing - Participants With Unilateral NLDOTotal
Age, Continuous7.6 months
STANDARD_DEVIATION 1.2
7.8 months
STANDARD_DEVIATION 1.3
7.7 months
STANDARD_DEVIATION 1.2
Age, Customized
6 to <7 months
25 participants27 participants52 participants
Age, Customized
7 to <8 months
28 participants20 participants48 participants
Age, Customized
8 to <9 months
15 participants13 participants28 participants
Age, Customized
9 to <10 months
14 participants21 participants35 participants
Epiphora
Absent
19 participants11 participants30 participants
Epiphora
Present
63 participants70 participants133 participants
Increased tear film
Absent
3 participants0 participants3 participants
Increased tear film
Present
79 participants81 participants160 participants
Mucous discharge
Absent
22 participants18 participants40 participants
Mucous discharge
Present
60 participants63 participants123 participants
Previous treatment for NLDO
Lacrimal massage and topical antibiotics
39 participants36 participants75 participants
Previous treatment for NLDO
Lacrimal massage only
18 participants15 participants33 participants
Previous treatment for NLDO
None
15 participants15 participants30 participants
Previous treatment for NLDO
Topical antibiotics only
10 participants14 participants24 participants
Previous treatment for NLDO
Unknown
0 participants1 participants1 participants
Race/Ethnicity, Customized
African American
3 participants6 participants9 participants
Race/Ethnicity, Customized
Asian
1 participants1 participants2 participants
Race/Ethnicity, Customized
Hispanic or Latino
10 participants7 participants17 participants
Race/Ethnicity, Customized
More than one race
0 participants1 participants1 participants
Race/Ethnicity, Customized
White
68 participants66 participants134 participants
Region of Enrollment
United States
82 participants81 participants163 participants
Sex: Female, Male
Female
32 Participants42 Participants74 Participants
Sex: Female, Male
Male
50 Participants39 Participants89 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
— / —— / —
other
Total, other adverse events
0 / 820 / 81
serious
Total, serious adverse events
0 / 820 / 81

Outcome results

Primary

Cost of Treatment

Total cost of treatment including the cost of an initial office consultation and all surgeries received (i.e. initial surgeries and reoperations) and medications prescribed for NLDO between randomization and the 18 months of age visit. Estimates of treatment costs were obtained primarily from the 2011 Medicare Fee Schedules.

Time frame: Randomization to 18 months of age

Population: All participants who had unilateral nasolacrimal duct obstruction at baseline and who completed the visit at 18 months of age were analyzed. The analysis followed the intent to treat principle.

ArmMeasureValue (MEAN)
Immediate Office Probing - Participants With Unilateral NLDOCost of Treatment562 US dollars
Deferred Facility Probing - Participants With Unilateral NLDOCost of Treatment701 US dollars
p-value: 0.2495% CI: [-377, 94]Point estimate on mean difference
Primary

Proportion of Participants With Treatment Success

Absence of three clinical signs of NLDO (epiphora, increased tear lake, and mucous discharge) upon masked examination at 18 months of age.

Time frame: 18 months of age

Population: All participants who had unilateral nasolacrimal duct obstruction at baseline and who completed the primary outcome visit at 18 months of age were analyzed. The analysis followed the intent-to-treat principle.

ArmMeasureValue (NUMBER)
Immediate Office Probing - Participants With Unilateral NLDOProportion of Participants With Treatment Success0.92 proportion of participants
Deferred Facility Probing - Participants With Unilateral NLDOProportion of Participants With Treatment Success0.82 proportion of participants
p-value: 0.0995% CI: [-0.01, 0.21]Point estimate on mean difference
Secondary

Months of Symptoms of Nasolacrimal Duct Obstruction (NLDO) Between Randomization and 18 Months of Age

Months of NLDO symptoms between randomization and 18 months of age. When resolution of NLDO occurred without surgery, the time of resolution was estimated as the midpoint between randomization and the first time point at which symptoms/signs were reported as absent (i.e. 3-month phone call, 6-month visit, or 18 months of age visit) without a subsequent report of symptoms/signs. For patients who underwent successful surgery, months of symptoms was estimated as months between randomization and the surgery. Patients who had clinical signs present at the 18 month of age visit were considered to have had symptoms present since randomization.

Time frame: Randomization to 18 months of age.

Population: All participants who had unilateral nasolacrimal duct obstruction at baseline and who completed the visit at 18 months of age were analyzed. The analysis followed the intent to treat principle.

ArmMeasureValue (MEAN)
Immediate Office Probing - Participants With Unilateral NLDOMonths of Symptoms of Nasolacrimal Duct Obstruction (NLDO) Between Randomization and 18 Months of Age1.8 months of symptoms
Deferred Facility Probing - Participants With Unilateral NLDOMonths of Symptoms of Nasolacrimal Duct Obstruction (NLDO) Between Randomization and 18 Months of Age4.8 months of symptoms
p-value: <0.000195% CI: [-4, -1.8]Point estimate on mean difference
Secondary

Proportion of Deferred Facility Probing Group Participants With 6-Month Resolution of NLDO Without Surgery

Absence of three clinical signs of NLDO (epiphora, increased tear lake, and mucous discharge) upon unmasked examination 6 months after randomization. Participants who were operated before the 6-month visit were considered treatment failures.

Time frame: Randomization to 6 months

Population: All participants who had unilateral nasolacrimal duct obstruction at baseline, who were randomized to the deferred facility probing group, and who completed the 6-month visit (timed from randomization). The analysis followed the intent to treat principle.

ArmMeasureValue (NUMBER)
Immediate Office Probing - Participants With Unilateral NLDOProportion of Deferred Facility Probing Group Participants With 6-Month Resolution of NLDO Without Surgery0.66 proportion of participants
Secondary

Proportion of Participants With Office Probing Success 6 Months After Randomization

The proportion of immediate office group participants whose office probing was successful when assessed 6 months after randomization. Office probing success was defined as absence of three clinical signs of NLDO (epiphora, increased tear lake, and mucous discharge) 6 months after randomization and no reoperation.

Time frame: Randomization to 6 months

Population: Participants randomized to immediate office probing who underwent office probing.

ArmMeasureValue (NUMBER)
Immediate Office Probing - Participants With Unilateral NLDOProportion of Participants With Office Probing Success 6 Months After Randomization0.83 proportion with treatment success

Source: ClinicalTrials.gov · Data processed: Mar 24, 2026