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Paclitaxel and Trastuzumab With or Without Lapatinib in Treating Patients With Stage II or Stage III Breast Cancer That Can Be Removed by Surgery

Randomized Phase III Trial of Paclitaxel +Trastuzumab + Lapatinib Versus Paclitaxel + Trastuzumab as Neoadjuvant Treatment of HER2-Positive Primary Breast Cancer

Status
Completed
Phases
Phase 3
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00770809
Enrollment
305
Registered
2008-10-10
Start date
2009-02-24
Completion date
2024-02-15
Last updated
2026-08-12

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Male Breast Carcinoma, Stage IIA Breast Cancer AJCC v6 and v7, Stage IIB Breast Cancer AJCC v6 and v7, Stage IIIA Breast Cancer AJCC v7, Stage IIIB Breast Cancer AJCC v7, Stage IIIC Breast Cancer AJCC v7

Brief summary

This randomized phase III trial studies paclitaxel and trastuzumab with or without lapatinib to see how well they work in treating patients with stage II or stage III breast cancer that can be removed by surgery. Drugs used in chemotherapy, such as paclitaxel, work in different ways to stop the growth of tumor cells, either by killing the cells, by stopping them from dividing, or by stopping them from spreading. Monoclonal antibodies, such as trastuzumab, can block tumor growth in different ways. Some block the ability of tumor cells to grow and spread. Others find tumor cells and help kill them or carry tumor-killing substances to them. Lapatinib may stop the growth of tumor cells by blocking some of the enzymes needed for cell growth. Giving paclitaxel with trastuzumab and/or lapatinib before surgery may make the tumor smaller and reduce the amount of normal tissue that needs to be removed. It is not yet known which regimen is more effective in treating patients with breast cancer.

Detailed description

PRIMARY OBJECTIVE: I. To determine if the pathologic complete response (pCR) in the breast to neoadjuvant weekly paclitaxel with trastuzumab plus lapatinib (THL) is 20% greater than the pCR to weekly paclitaxel with trastuzumab alone (TH). SECONDARY OBJECTIVES: I. To determine the pathologic complete response in the breast and axilla, using American Joint Committee on Cancer (AJCC) Tumor, Lymph Nodes and Metastasis (TMN) criteria (version 6), to neoadjuvant weekly paclitaxel plus human epidermal growth factor 2 (HER2)- targeted therapy in patients with HER2-positive operable breast cancer. II. To evaluate residual cancer burden (RCB) as a predictor of long term relapse free survival (RFS) and overall survival (OS). III. To document the toxicity of all chemotherapeutic regimens (THL, TH). IV. To determine the correlation between clinical, radiographic and pathologic response. V. To compare overall survival (OS), relapse free survival (RFS) and time to first failure (TFF) among the treatment groups. VI. To obtain blood, fresh frozen and fixed tumor tissue to test specific hypotheses for which biomarker data exist and to evaluate biomarkers in blood, serum and tissue that are likely to influence response to and toxicity of trastuzumab alone or trastuzumab plus lapatinib, when given with paclitaxel. VII. To determine the surgical practice patterns for breast conservation and sentinel lymphadenectomy in patients undergoing neoadjuvant chemotherapy. VIII. To determine the radiotherapy practice patterns for post-mastectomy and regional nodal irradiation in patients undergoing neoadjuvant chemotherapy. IX. To evaluate pharmacogenomic determinants of toxicity. OUTLINE: Patients are randomized to 1 of 3 treatment arms. ARM I: Patients receive trastuzumab IV over 30-90 minutes and paclitaxel IV over 1 hour once weekly and lapatinib ditosylate orally (PO) once daily for 16 weeks in the absence of disease progression or unacceptable toxicity. ARM II: Patients receive trastuzumab and paclitaxel as in arm I. ARM III: Patients receive paclitaxel and lapatinib ditosylate as in arm I. (Discontinued as of 6-15-11) Within 42 days after completion of neoadjuvant therapy, patients in both arms undergo definitive surgery (breast conservation or total mastectomy). After completion of study treatment, patients are followed every 6 months for 2 years and then annually for up to 10 years.

Interventions

OTHERLaboratory Biomarker Analysis

Correlative studies

DRUGLapatinib Ditosylate

Given PO

DRUGPaclitaxel

Given IV

BIOLOGICALTrastuzumab

Given IV

Sponsors

National Cancer Institute (NCI)
Lead SponsorNIH

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Pathologic confirmation of invasive breast cancer; patients with inflammatory breast cancer are not eligible * Clinical stage II-III operable invasive breast cancer with intent to perform surgical resection after neoadjuvant therapy * Patients with multicentric or bilateral disease are eligible as long as the target lesion meets the eligibility criteria for this study * Staging to rule out metastatic disease is recommended for clinical stage III patients * Tumors must be HER2 positive defined as HER2 3+ by immunohistochemical (IHC) assays or gene amplification by fluorescence in situ hybridization (FISH) with a ratio of \>= 2 on invasive tumor * Estrogen receptor (ER) and progesterone receptor (PgR) status must be known * The target lesion in the breast must be \>= 1 cm on physical examination or by radiographic measurement; palpable axillary adenopathy will be documented but not serve as measurable disease for the primary endpoint; patients with axillary disease only are not eligible to participate * Patient agrees to provide pretreatment biopsies * No prior chemotherapy, hormone therapy, biologic, or radiation therapy with therapeutic intent for this cancer * Cardiac ejection fraction must be \>= 50% by echocardiogram or multiple gated acquisition (MUGA) scan * Eastern Cooperative Oncology Group (ECOG) (Zubrod) performance status 0-1 * Patients must not be pregnant or nursing * Absolute neutrophil count (ANC) \>= 1,000/ul * Platelet count \>= 100,000/ul * Bilirubin =\< 1.5 times upper limit of normal * Aspartate aminotransferase (AST) and alanine aminotransferase (ALT) =\< 2.5 times upper limit of normal (ULN) * Serum beta-human chorionic gonadotropin (HCG) negative (in female patients unless status-post (s/p) hysterectomy or menopausal or no menses for 24 consecutive months); assay must have a sensitivity of at least 50 mIU/mL

Design outcomes

Primary

MeasureTime frameDescription
pCR RateAt time of surgeryComplete pathological response is defined as the absence of residual invasive carcinoma in the breast at the time of definitive surgical removal. Pathologic complete response in the lymph nodes is defined as no detectable invasive tumor by H\&E. Analysis will use a chi-square test for the difference in proportions of patients on the THL arm versus the TH arm who achieve a pCR. Exact binomial methods will be used to construct 95% confidence intervals around the pCR incidence for each arm.

Secondary

MeasureTime frameDescription
Pathologic Stage in the Breast and AxillaAt time of surgeryStage will be determined by the American Joint Committee on Cancer (AJCC) TNM (tumor, lymph nodes, metastasis) staging system. yT0: No evidence of residual invasive primary tumor. yTis: Carcinoma in situ only (presence of ductal carcinoma in situ \[DCIS\] but completely free of invasive cancer). yT1: Residual invasive tumor \<= 2 in greatest dimension.yT2: Residual invasive tumor \> 2 cm but \<= 5 cm in greatest dimension.yT3: Residual invasive tumor \> 5 cm in greatest dimension.yT4: Residual tumor of any size with direct extension to the chest wall and/or skin (including ulceration or macroscopic nodules).
Radiographic Response Rate (at Completion of Neoadjuvant Therapy)Week 16Response was defined by the Response Evaluation Criteria in Solid Tumors (RECIST). A responding participant had either a complete response (disappearance of all target lesions) or partial response (30% decrease in sum of longest diameter of target lesions).
Overall Survival RateTime from randomization to death or last follow-up (up to 10 years)Overall survival was measured as the interval from study entry until death, from any cause, or last contact. Distribution was estimated using the Kaplan Meier product-limit method
Relapse-free Survival (RFS) RateTime from surgery to any recurrence (up to 10 years)Relapse free survival is defined as the interval from definitive surgery to ipsilateral invasive breast tumor recurrence, regional invasive breast cancer recurrence, distant recurrence, or death from any cause, whichever occurs first. Patients who have not experienced any of these events will be censored at the date of last clinical assessment. Patients who do not undergo definitive surgery will not be assessable for RFS. Distribution was estimated using the Kaplan Meier product-limit method. Relapse-free survival (RFS) Rate is the rate of patients alive and relapse free.
Time to First FailureTime from surgery to any recurrence (up to 10 years)Time to first failure is defined as the interval from study entry to ipsilateral invasive breast tumor recurrence, regional invasive breast cancer recurrence, distant recurrence or death from any cause. Patients who have not experienced any of these events will be censored at the date of last clinical assessment. Distribution was estimated using the Kaplan Meier product-limit method.
Incidence of Adverse Events as Graded by the National Cancer Institute Common Terminology Criteria for Adverse Events Version 3Up to 30 days post-treatmentThe type and grade of treatment-related toxicity will be tabulated by treatment arm.

Countries

Puerto Rico, United States

Contacts

PRINCIPAL_INVESTIGATORLisa A Carey

Alliance for Clinical Trials in Oncology

Participant flow

Participants by arm

ArmCount
Arm I (THL)
Patients receive trastuzumab 2 mg/kg IV over 30-90 minutes and paclitaxel 80 mg/m\^2 IV over 1 hour once weekly and lapatinib ditosylate 750 mg PO once daily for 16 weeks in the absence of disease progression or unacceptable toxicity.
118
Arm II (TH)
Patients receive trastuzumab 2 mg/kg IV over 30-90 minutes and paclitaxel 80 mg/m\^2 IV over 1 hour once weekly for 16 weeks in the absence of disease progression or unacceptable toxicity.
120
Arm III (TL)
Patients receive paclitaxel 80 mg/m\^2 IV over 1 hour once weekly and lapatinib ditosylate 15000 mg PO once daily for 16 weeks in the absence of disease progression or unacceptable toxicity. (Discontinued as of 6-15-11)
67
Total305

Baseline characteristics

CharacteristicArm II (TH)TotalArm I (THL)Arm III (TL)
Age, Continuous50.3 years49.4 years48.5 years48.3 years
Clinical Stage
Stage II
80 participants209 participants81 participants48 participants
Clinical Stage
Stage III
40 participants96 participants37 participants19 participants
Hormone Receptor Status
ER/PgR or Negative
50 participants126 participants48 participants28 participants
Hormone Receptor Status
ER/PgR Positive
70 participants179 participants70 participants39 participants
Race (NIH/OMB)
American Indian or Alaska Native
1 Participants2 Participants1 Participants0 Participants
Race (NIH/OMB)
Asian
8 Participants17 Participants4 Participants5 Participants
Race (NIH/OMB)
Black or African American
8 Participants27 Participants12 Participants7 Participants
Race (NIH/OMB)
More than one race
0 Participants2 Participants2 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
1 Participants1 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
5 Participants13 Participants4 Participants4 Participants
Race (NIH/OMB)
White
97 Participants243 Participants95 Participants51 Participants
Region of Enrollment
United States
120 participants305 participants118 participants67 participants
Sex: Female, Male
Female
119 Participants303 Participants117 Participants67 Participants
Sex: Female, Male
Male
1 Participants2 Participants1 Participants0 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
other
Total, other adverse events
114 / 115114 / 11564 / 65
serious
Total, serious adverse events
15 / 11512 / 1156 / 65

Outcome results

Primary

pCR Rate

Complete pathological response is defined as the absence of residual invasive carcinoma in the breast at the time of definitive surgical removal. Pathologic complete response in the lymph nodes is defined as no detectable invasive tumor by H&E. Analysis will use a chi-square test for the difference in proportions of patients on the THL arm versus the TH arm who achieve a pCR. Exact binomial methods will be used to construct 95% confidence intervals around the pCR incidence for each arm.

Time frame: At time of surgery

Population: Participants who did not start protocol therapy or withdrew prior to surgery are excluded. Participants who did not undergo surgery are considered no having a pCR.

ArmMeasureValue (NUMBER)
Arm I (THL)pCR Rate56 percentage of participants
Arm II (TH)pCR Rate46 percentage of participants
Arm III (TL)pCR Rate32 percentage of participants
p-value: 0.13Log Rank
p-value: 0.072Log Rank
Secondary

Incidence of Adverse Events as Graded by the National Cancer Institute Common Terminology Criteria for Adverse Events Version 3

The type and grade of treatment-related toxicity will be tabulated by treatment arm.

Time frame: Up to 30 days post-treatment

Secondary

Overall Survival

Overall survival was measured as the interval from study entry until death, from any cause, or last contact. Distribution was estimated using the Kaplan Meier product-limit method

Time frame: Time from randomization to death or last follow-up (up to 10 years)

Secondary

Pathologic Stage in the Breast and Axilla

Stage will be determined by the American Joint Committee on Cancer (AJCC) TNM (tumor, lymph nodes, metastasis) staging system.

Time frame: At time of surgery

Secondary

Radiographic Response Rate (at Completion of Neoadjuvant Therapy)

Response was defined by the Response Evaluation Criteria in Solid Tumors (RECIST). A responding participant had either a complete response (disappearance of all target lesions) or partial response (30% decrease in sum of longest diameter of target lesions).

Time frame: Week 16

Secondary

Relapse-free Survival (RFS)

Relapse free survival is defined as the interval from definitive surgery to ipsilateral invasive breast tumor recurrence, regional invasive breast cancer recurrence, distant recurrence, or death from any cause, whichever occurs first. Patients who have not experienced any of these events will be censored at the date of last clinical assessment. Patients who do not undergo definitive surgery will not be assessable for RFS. Distribution was estimated using the Kaplan Meier product-limit method.

Time frame: Time from surgery to any recurrence (up to 10 years)

Secondary

Time to First Failure

Time to first failure is defined as the interval from study entry to ipsilateral invasive breast tumor recurrence, regional invasive breast cancer recurrence, distant recurrence or death from any cause. Patients who have not experienced any of these events will be censored at the date of last clinical assessment. Distribution was estimated using the Kaplan Meier product-limit method.

Time frame: Time from study entry to any recurrence ( up to 10 years)

Source: ClinicalTrials.gov · Data processed: Aug 13, 2026