Encephalopathy, Hypoxic-Ischemic, Hypoxia, Brain, Hypoxia-Ischemia, Brain, Hypoxic-Ischemic Encephalopathy, Infant, Newborn, Ischemic-Hypoxic Encephalopathy
Conditions
Keywords
NICHD Neonatal Research Network, Hypoxic-ischemic encephalopathy (HIE), Hypothermia, Neonatal depression, Perinatal asphyxia
Brief summary
This study is a randomized, placebo-controlled, clinical trial to evaluate whether induced whole-body hypothermia initiated between 6-24 hours of age and continued for 96 hours in infants ≥ 36 weeks gestational age with hypoxic-ischemic encephalopathy will reduce the incidence of death or disability at 18-22 months of age. The study will enroll 168 infants with signs of hypoxic-ischemic encephalopathy at 16 NICHD Neonatal Research Network sites, and randomly assign them to either receive hypothermia or participate in a non-cooled control group.
Detailed description
Hypoxic-ischemic encephalopathy (HIE) is a rare, but life-threatening condition characterized by acute or subacute brain injury due to asphyxia. In most cases the underlying cause and timing of injury are unknown, but many cases are diagnosed at or shortly after birth. According to the World Health Organization, more than 722,000 children died from birth asphyxia and birth trauma worldwide in 2004. An estimated 50-75 percent of infants with severe (stage 3) HIE will die, with 55 percent of these deaths occurring in the first month. The incidence of long-term complications depends on the severity of HIE. Up to 80 percent of infants who survive stage 3 HIE develop significant long-term neurological disabilities - mental retardation, epilepsy, and cerebral palsy with hemiplegia, paraplegia, or quadriplegia; 10-20 percent develop moderately serious disabilities; and up to 10 percent are normal. Because animal data suggests that brain injury from HIE evolves over several hours to days after the initial asphyxic insult, induced hypothermia holds promise as a neuroprotective therapy. Additional trials are needed to help define the most effective cooling strategies. With this in mind, and knowing that many babies with HIE arrive at neonatal intensive care units several hours after birth, this study will evaluate the safety and efficacy of initiating hypothermia 6-24 hours after birth. Study subjects: Infants born at 36 0/7ths weeks or greater gestational age that have been diagnosed with neonatal depression, perinatal asphyxia, or encephalopathy. The goal is to enroll 168 subjects. Stratification: After informed consent is obtained, infants will be randomized to either a hypothermia arm (with a target esophageal temperature of 33.5°C) or a control arm (37.0°C) for 96 hours. Enrolled infants will be stratified by age of enrollment (≤ 12 and \> 12 hours) and stage of encephalopathy (moderate or severe). Informed Consent: Parents of eligible infants will be approached for consent to enroll in the study if the infant has a high probability of acute hemodynamic compromise, as defined above. Subsequent screening will determine whether the infant meets all inclusion criteria. Randomization: eligible and consented infants will be randomly assigned to either a hypothermia intervention group, or a non-cooled (control) group. Study Intervention: Induced whole-body hypothermia (with a target esophageal temperature of 33.5°C) or a control group (37.0°C) for 96 hours. Interim Study Interruptions: None to date. Secondary Study includes determining an association between MRI detectable injury and neurodevelopment at 18-22 months.
Interventions
Induced Whole-body hypothermia (with a target esophageal temperature of 33.5°C) for 96 hours
Normothermic Control group (with esophageal temperature at or near 37.0°C) for 96 hours
Sponsors
Study design
Eligibility
Inclusion criteria
* Infants born at 36 0/7ths weeks gestational age or greater (by best obstetrical estimate) * Postnatal age between 6 and 24 hours following birth * Infants with a high probability of acute hemodynamic compromise, such as those with: * An acute perinatal event (abruptio placenta, cord prolapse, severe FHR abnormality) * An Apgar score ≤ 5 at 10 minutes * Continued need for ventilation initiated at birth for at least 10 minutes * Cord pH or first postnatal blood gas pH at ≤ 1 hour of ≤ 7.0 * Base deficit on cord gas or first postnatal blood gas at ≤ 1 hour of ≥ 16 mEq/L * Infants matching the above criteria who also have an abnormal neurological exam showing the presence of moderate or severe encephalopathy * Infants whose parents/legal guardians have provided consent for enrollment. NOTE: These inclusion criteria are identical to the NICHD Neonatal Research Network's 2005 Hypothermia study (see links below), except for the time of entry (6-24 hours vs. \< 6 hours of age).
Exclusion criteria
* Any infant with a core body temperature (axilla, rectal) less than 34.0°C for greater than 1 hour * Presence of a known anomaly or chromosomal aberration * Birth weight \< 1,800 grams * Infant in extremis * Infants whose parents/legal guardians or attending physician refuse consent
Design outcomes
Primary
| Measure | Time frame | Description |
|---|---|---|
| Death or Moderate or Severe Disability | Birth to 18-22 months corrected gestational age | Severe disability was defined by any of the following: a Bayley III cognitive score \< 70 or Gross Motor Functional (GMF) Level of 3-5 blindness or profound hearing loss requiring amplification but still unable to follow commands/communicate. Moderate disability was defined as a Bayley III cognitive score between 70-84 and either a GMF level of 2 or a seizure disorder or a hearing deficit. |
Secondary
| Measure | Time frame | Description |
|---|---|---|
| Number of Infants With Moderate and Severe Disability | Birth to 18-22 months corrected gestational age | Moderate disability will be defined as a Bayley III cognitive score between 70-84 and either a GMF level of 2 or a seizure disorder or a hearing deficit. Severe disability will be defined by any of the following: a Bayley III cognitive score \< 70 or Gross Motor Functional (GMF) Level of 3-5 or blindness or profound hearing loss requiring amplification but still unable to follow commands/communicate. |
| Number of Infants With Mild, Moderate and Severe Disability | Birth to 18-22 months corrected gestational age | Mild disability will be defined by either a Bayley III cognitive score of 70-84 alone or a Bayley III cognitive score \>= 85 and any of the following: presence of a GMF level 1 or 2 OR seizure disorder or hearing loss. Moderate disability was defined as a Bayley III cognitive score between 70-84 and either a GMF level of 2 or a seizure disorder or a hearing deficit. Severe disability will be defined by any of the following: a Bayley III cognitive score \< 70 OR Gross Motor Functional (GMF) Level of 3-5 OR blindness or profound hearing loss requiring amplification but still unable to follow commands/communicate. |
| Number of Infants With Any Disability Based on Level of Encephalopathy at Randomization | Birth to 18-22 months corrected gestational age | Mild disability will be defined by either a Bayley III cognitive score of 70-84 alone or a Bayley III cognitive score \>= 85 and any of the following: presence of a GMF level 1 or 2OR seizure disorder or hearing loss. Moderate disability was defined as a Bayley III cognitive score between 70-84 and either a GMF level of 2 or a seizure disorder or a hearing deficit. Severe disability will be defined by any of the following: a Bayley III cognitive score \< 70 OR Gross Motor Functional (GMF) Level of 3-5 OR blindness or profound hearing loss requiring amplification but still unable to follow commands/communicate. |
| Number of Infants With Non-CNS Organ System Dysfunction | Birth to 18-22 months corrected gestational age | Based on observing presence of organ dysfunction on at least one of the following: Pulmonary (Meconium aspiration syndrome, PPHN, Pulmonary hemorrhage, Pneumonia, Chronic lung disease, ECMO, INO), Cardiovascular (Cardiomegaly, Cardiac failure, Cardiac dysfunction (by echo), Cardiac ischemia (by EKG and/or increased enzymes), Hypotension, Arrhythmia), Renal (Oliguria, Anuria, Dialysis), Gastrointestinal (NEC, Hepatic dysfunction), Hematologic (DIC) and Metabolic (Hypoglycemia, Hypocalcemia, Hypomagnesemia) |
| Number of Deaths in the NICU and Following Discharge | Birth to 18-22 months corrected gestational age | — |
| Number of Infants With a DNR Order and Support is Withdrawn | Birth to 18-22 months corrected gestational age | — |
| Number of Infants With a DNR Order That Died | Birth to 18-22 months corrected gestational age | — |
| Number of Infants With Neonatal Seizures, With and Without EEG Abnormalities | Birth to 18-22 months corrected gestational age | — |
| Number of Infants With a DNR Order | Birth to 18-22 months corrected gestational age | — |
Countries
United States
Participant flow
Recruitment details
Multicenter randomized trial to evaluate whether induced hypothermia with body cooling initiated between 6-24 hours of age and continued for 96 hours in infants \>= 36 weeks gestation with hypoxic-ischemic encephalopathy will reduce the incidence of death or disability at 18 months of age. Eligible infants were enrolled from 05/06/08 to 07/12/14.
Participants by arm
| Arm | Count |
|---|---|
| Whole-body Hypothermia Induced Whole-body hypothermia (with a target esophageal temperature of 33.5°C) for 96 hours | 83 |
| Normothermia Normothermic Control group (with esophageal temperature at or near 37.0°C) for 96 hours | 85 |
| Total | 168 |
Withdrawals & dropouts
| Period | Reason | FG000 | FG001 |
|---|---|---|---|
| Overall Study | Incomplete for Behavior Issues | 0 | 2 |
| Overall Study | Lost to Follow-up | 5 | 4 |
Baseline characteristics
| Characteristic | Whole-body Hypothermia | Normothermia | Total |
|---|---|---|---|
| Age, Customized <= 12 Hours | 26 Participants | 28 Participants | 54 Participants |
| Age, Customized > 12 Hours | 57 Participants | 57 Participants | 114 Participants |
| Birthweight | 3379 grams STANDARD_DEVIATION 528 | 3303 grams STANDARD_DEVIATION 553 | 3340 grams STANDARD_DEVIATION 541 |
| Gestational Age | 39 weeks STANDARD_DEVIATION 2 | 39 weeks STANDARD_DEVIATION 1 | 39 weeks STANDARD_DEVIATION 1 |
| Length | 51 centimeters STANDARD_DEVIATION 3 | 51 centimeters STANDARD_DEVIATION 3 | 51 centimeters STANDARD_DEVIATION 3 |
| Level of Encephalopathy Moderate | 73 Participants | 78 Participants | 151 Participants |
| Level of Encephalopathy Severe | 10 Participants | 7 Participants | 17 Participants |
| Sex: Female, Male Female | 47 Participants | 55 Participants | 102 Participants |
| Sex: Female, Male Male | 36 Participants | 30 Participants | 66 Participants |
Adverse events
| Event type | EG000 affected / at risk | EG001 affected / at risk |
|---|---|---|
| deaths Total, all-cause mortality | 6 / 83 | 5 / 85 |
| other Total, other adverse events | 0 / 83 | 0 / 85 |
| serious Total, serious adverse events | 5 / 83 | 1 / 85 |
Outcome results
Death or Moderate or Severe Disability
Severe disability was defined by any of the following: a Bayley III cognitive score \< 70 or Gross Motor Functional (GMF) Level of 3-5 blindness or profound hearing loss requiring amplification but still unable to follow commands/communicate. Moderate disability was defined as a Bayley III cognitive score between 70-84 and either a GMF level of 2 or a seizure disorder or a hearing deficit.
Time frame: Birth to 18-22 months corrected gestational age
Population: Does not include 9 lost to follow up and 2 infants without outcome for behavior issues
| Arm | Measure | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|
| Whole-body Hypothermia | Death or Moderate or Severe Disability | 19 Participants |
| Normothermia | Death or Moderate or Severe Disability | 22 Participants |
Number of Deaths in the NICU and Following Discharge
Time frame: Birth to 18-22 months corrected gestational age
Population: Does not include 9 lost to follow up and 2 infants without outcome for behavior issues
| Arm | Measure | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|
| Whole-body Hypothermia | Number of Deaths in the NICU and Following Discharge | 9 Participants |
| Normothermia | Number of Deaths in the NICU and Following Discharge | 9 Participants |
Number of Infants With a DNR Order
Time frame: Birth to 18-22 months corrected gestational age
| Arm | Measure | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|
| Whole-body Hypothermia | Number of Infants With a DNR Order | 7 Participants |
| Normothermia | Number of Infants With a DNR Order | 8 Participants |
Number of Infants With a DNR Order and Support is Withdrawn
Time frame: Birth to 18-22 months corrected gestational age
| Arm | Measure | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|
| Whole-body Hypothermia | Number of Infants With a DNR Order and Support is Withdrawn | 6 Participants |
| Normothermia | Number of Infants With a DNR Order and Support is Withdrawn | 8 Participants |
Number of Infants With a DNR Order That Died
Time frame: Birth to 18-22 months corrected gestational age
Population: Only infants with DNR order
| Arm | Measure | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|
| Whole-body Hypothermia | Number of Infants With a DNR Order That Died | 5 Participants |
| Normothermia | Number of Infants With a DNR Order That Died | 7 Participants |
Number of Infants With Any Disability Based on Level of Encephalopathy at Randomization
Mild disability will be defined by either a Bayley III cognitive score of 70-84 alone or a Bayley III cognitive score \>= 85 and any of the following: presence of a GMF level 1 or 2OR seizure disorder or hearing loss. Moderate disability was defined as a Bayley III cognitive score between 70-84 and either a GMF level of 2 or a seizure disorder or a hearing deficit. Severe disability will be defined by any of the following: a Bayley III cognitive score \< 70 OR Gross Motor Functional (GMF) Level of 3-5 OR blindness or profound hearing loss requiring amplification but still unable to follow commands/communicate.
Time frame: Birth to 18-22 months corrected gestational age
| Arm | Measure | Group | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|---|
| Whole-body Hypothermia | Number of Infants With Any Disability Based on Level of Encephalopathy at Randomization | Moderate encephalopathy | 24 Participants |
| Whole-body Hypothermia | Number of Infants With Any Disability Based on Level of Encephalopathy at Randomization | Severe encephalopathy | 2 Participants |
| Whole-body Hypothermia | Number of Infants With Any Disability Based on Level of Encephalopathy at Randomization | Total | 26 Participants |
| Normothermia | Number of Infants With Any Disability Based on Level of Encephalopathy at Randomization | Moderate encephalopathy | 25 Participants |
| Normothermia | Number of Infants With Any Disability Based on Level of Encephalopathy at Randomization | Severe encephalopathy | 0 Participants |
| Normothermia | Number of Infants With Any Disability Based on Level of Encephalopathy at Randomization | Total | 25 Participants |
Number of Infants With Mild, Moderate and Severe Disability
Mild disability will be defined by either a Bayley III cognitive score of 70-84 alone or a Bayley III cognitive score \>= 85 and any of the following: presence of a GMF level 1 or 2 OR seizure disorder or hearing loss. Moderate disability was defined as a Bayley III cognitive score between 70-84 and either a GMF level of 2 or a seizure disorder or a hearing deficit. Severe disability will be defined by any of the following: a Bayley III cognitive score \< 70 OR Gross Motor Functional (GMF) Level of 3-5 OR blindness or profound hearing loss requiring amplification but still unable to follow commands/communicate.
Time frame: Birth to 18-22 months corrected gestational age
Population: Does not include 9 lost to follow up and 2 infants without outcome for behavior issues
| Arm | Measure | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|
| Whole-body Hypothermia | Number of Infants With Mild, Moderate and Severe Disability | 26 Participants |
| Normothermia | Number of Infants With Mild, Moderate and Severe Disability | 25 Participants |
Number of Infants With Moderate and Severe Disability
Moderate disability will be defined as a Bayley III cognitive score between 70-84 and either a GMF level of 2 or a seizure disorder or a hearing deficit. Severe disability will be defined by any of the following: a Bayley III cognitive score \< 70 or Gross Motor Functional (GMF) Level of 3-5 or blindness or profound hearing loss requiring amplification but still unable to follow commands/communicate.
Time frame: Birth to 18-22 months corrected gestational age
Population: Does not include 9 lost to follow up and 2 infants without outcome for behavior issues
| Arm | Measure | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|
| Whole-body Hypothermia | Number of Infants With Moderate and Severe Disability | 10 Participants |
| Normothermia | Number of Infants With Moderate and Severe Disability | 13 Participants |
Number of Infants With Neonatal Seizures, With and Without EEG Abnormalities
Time frame: Birth to 18-22 months corrected gestational age
| Arm | Measure | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|
| Whole-body Hypothermia | Number of Infants With Neonatal Seizures, With and Without EEG Abnormalities | 63 Participants |
| Normothermia | Number of Infants With Neonatal Seizures, With and Without EEG Abnormalities | 56 Participants |
Number of Infants With Non-CNS Organ System Dysfunction
Based on observing presence of organ dysfunction on at least one of the following: Pulmonary (Meconium aspiration syndrome, PPHN, Pulmonary hemorrhage, Pneumonia, Chronic lung disease, ECMO, INO), Cardiovascular (Cardiomegaly, Cardiac failure, Cardiac dysfunction (by echo), Cardiac ischemia (by EKG and/or increased enzymes), Hypotension, Arrhythmia), Renal (Oliguria, Anuria, Dialysis), Gastrointestinal (NEC, Hepatic dysfunction), Hematologic (DIC) and Metabolic (Hypoglycemia, Hypocalcemia, Hypomagnesemia)
Time frame: Birth to 18-22 months corrected gestational age
| Arm | Measure | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|
| Whole-body Hypothermia | Number of Infants With Non-CNS Organ System Dysfunction | 63 Participants |
| Normothermia | Number of Infants With Non-CNS Organ System Dysfunction | 59 Participants |