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Late Hypothermia for Hypoxic-Ischemic Encephalopathy

Evaluation of Systemic Hypothermia Initiated After 6 Hours of Age in Infants ≥36 Weeks Gestation With Hypoxic-Ischemic Encephalopathy: A Bayesian Evaluation. A Protocol for the NICHD Neonatal Research Network

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00614744
Enrollment
168
Registered
2008-02-13
Start date
2008-04-30
Completion date
2016-06-30
Last updated
2021-03-09

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Encephalopathy, Hypoxic-Ischemic, Hypoxia, Brain, Hypoxia-Ischemia, Brain, Hypoxic-Ischemic Encephalopathy, Infant, Newborn, Ischemic-Hypoxic Encephalopathy

Keywords

NICHD Neonatal Research Network, Hypoxic-ischemic encephalopathy (HIE), Hypothermia, Neonatal depression, Perinatal asphyxia

Brief summary

This study is a randomized, placebo-controlled, clinical trial to evaluate whether induced whole-body hypothermia initiated between 6-24 hours of age and continued for 96 hours in infants ≥ 36 weeks gestational age with hypoxic-ischemic encephalopathy will reduce the incidence of death or disability at 18-22 months of age. The study will enroll 168 infants with signs of hypoxic-ischemic encephalopathy at 16 NICHD Neonatal Research Network sites, and randomly assign them to either receive hypothermia or participate in a non-cooled control group.

Detailed description

Hypoxic-ischemic encephalopathy (HIE) is a rare, but life-threatening condition characterized by acute or subacute brain injury due to asphyxia. In most cases the underlying cause and timing of injury are unknown, but many cases are diagnosed at or shortly after birth. According to the World Health Organization, more than 722,000 children died from birth asphyxia and birth trauma worldwide in 2004. An estimated 50-75 percent of infants with severe (stage 3) HIE will die, with 55 percent of these deaths occurring in the first month. The incidence of long-term complications depends on the severity of HIE. Up to 80 percent of infants who survive stage 3 HIE develop significant long-term neurological disabilities - mental retardation, epilepsy, and cerebral palsy with hemiplegia, paraplegia, or quadriplegia; 10-20 percent develop moderately serious disabilities; and up to 10 percent are normal. Because animal data suggests that brain injury from HIE evolves over several hours to days after the initial asphyxic insult, induced hypothermia holds promise as a neuroprotective therapy. Additional trials are needed to help define the most effective cooling strategies. With this in mind, and knowing that many babies with HIE arrive at neonatal intensive care units several hours after birth, this study will evaluate the safety and efficacy of initiating hypothermia 6-24 hours after birth. Study subjects: Infants born at 36 0/7ths weeks or greater gestational age that have been diagnosed with neonatal depression, perinatal asphyxia, or encephalopathy. The goal is to enroll 168 subjects. Stratification: After informed consent is obtained, infants will be randomized to either a hypothermia arm (with a target esophageal temperature of 33.5°C) or a control arm (37.0°C) for 96 hours. Enrolled infants will be stratified by age of enrollment (≤ 12 and \> 12 hours) and stage of encephalopathy (moderate or severe). Informed Consent: Parents of eligible infants will be approached for consent to enroll in the study if the infant has a high probability of acute hemodynamic compromise, as defined above. Subsequent screening will determine whether the infant meets all inclusion criteria. Randomization: eligible and consented infants will be randomly assigned to either a hypothermia intervention group, or a non-cooled (control) group. Study Intervention: Induced whole-body hypothermia (with a target esophageal temperature of 33.5°C) or a control group (37.0°C) for 96 hours. Interim Study Interruptions: None to date. Secondary Study includes determining an association between MRI detectable injury and neurodevelopment at 18-22 months.

Interventions

PROCEDUREHypothermia

Induced Whole-body hypothermia (with a target esophageal temperature of 33.5°C) for 96 hours

Normothermic Control group (with esophageal temperature at or near 37.0°C) for 96 hours

Sponsors

National Center for Research Resources (NCRR)
CollaboratorNIH
Eunice Kennedy Shriver National Institute of Child Health and Human Development (NICHD)
CollaboratorNIH
NICHD Neonatal Research Network
Lead SponsorNETWORK

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
6 Hours to 24 Hours
Healthy volunteers
No

Inclusion criteria

* Infants born at 36 0/7ths weeks gestational age or greater (by best obstetrical estimate) * Postnatal age between 6 and 24 hours following birth * Infants with a high probability of acute hemodynamic compromise, such as those with: * An acute perinatal event (abruptio placenta, cord prolapse, severe FHR abnormality) * An Apgar score ≤ 5 at 10 minutes * Continued need for ventilation initiated at birth for at least 10 minutes * Cord pH or first postnatal blood gas pH at ≤ 1 hour of ≤ 7.0 * Base deficit on cord gas or first postnatal blood gas at ≤ 1 hour of ≥ 16 mEq/L * Infants matching the above criteria who also have an abnormal neurological exam showing the presence of moderate or severe encephalopathy * Infants whose parents/legal guardians have provided consent for enrollment. NOTE: These inclusion criteria are identical to the NICHD Neonatal Research Network's 2005 Hypothermia study (see links below), except for the time of entry (6-24 hours vs. \< 6 hours of age).

Exclusion criteria

* Any infant with a core body temperature (axilla, rectal) less than 34.0°C for greater than 1 hour * Presence of a known anomaly or chromosomal aberration * Birth weight \< 1,800 grams * Infant in extremis * Infants whose parents/legal guardians or attending physician refuse consent

Design outcomes

Primary

MeasureTime frameDescription
Death or Moderate or Severe DisabilityBirth to 18-22 months corrected gestational ageSevere disability was defined by any of the following: a Bayley III cognitive score \< 70 or Gross Motor Functional (GMF) Level of 3-5 blindness or profound hearing loss requiring amplification but still unable to follow commands/communicate. Moderate disability was defined as a Bayley III cognitive score between 70-84 and either a GMF level of 2 or a seizure disorder or a hearing deficit.

Secondary

MeasureTime frameDescription
Number of Infants With Moderate and Severe DisabilityBirth to 18-22 months corrected gestational ageModerate disability will be defined as a Bayley III cognitive score between 70-84 and either a GMF level of 2 or a seizure disorder or a hearing deficit. Severe disability will be defined by any of the following: a Bayley III cognitive score \< 70 or Gross Motor Functional (GMF) Level of 3-5 or blindness or profound hearing loss requiring amplification but still unable to follow commands/communicate.
Number of Infants With Mild, Moderate and Severe DisabilityBirth to 18-22 months corrected gestational ageMild disability will be defined by either a Bayley III cognitive score of 70-84 alone or a Bayley III cognitive score \>= 85 and any of the following: presence of a GMF level 1 or 2 OR seizure disorder or hearing loss. Moderate disability was defined as a Bayley III cognitive score between 70-84 and either a GMF level of 2 or a seizure disorder or a hearing deficit. Severe disability will be defined by any of the following: a Bayley III cognitive score \< 70 OR Gross Motor Functional (GMF) Level of 3-5 OR blindness or profound hearing loss requiring amplification but still unable to follow commands/communicate.
Number of Infants With Any Disability Based on Level of Encephalopathy at RandomizationBirth to 18-22 months corrected gestational ageMild disability will be defined by either a Bayley III cognitive score of 70-84 alone or a Bayley III cognitive score \>= 85 and any of the following: presence of a GMF level 1 or 2OR seizure disorder or hearing loss. Moderate disability was defined as a Bayley III cognitive score between 70-84 and either a GMF level of 2 or a seizure disorder or a hearing deficit. Severe disability will be defined by any of the following: a Bayley III cognitive score \< 70 OR Gross Motor Functional (GMF) Level of 3-5 OR blindness or profound hearing loss requiring amplification but still unable to follow commands/communicate.
Number of Infants With Non-CNS Organ System DysfunctionBirth to 18-22 months corrected gestational ageBased on observing presence of organ dysfunction on at least one of the following: Pulmonary (Meconium aspiration syndrome, PPHN, Pulmonary hemorrhage, Pneumonia, Chronic lung disease, ECMO, INO), Cardiovascular (Cardiomegaly, Cardiac failure, Cardiac dysfunction (by echo), Cardiac ischemia (by EKG and/or increased enzymes), Hypotension, Arrhythmia), Renal (Oliguria, Anuria, Dialysis), Gastrointestinal (NEC, Hepatic dysfunction), Hematologic (DIC) and Metabolic (Hypoglycemia, Hypocalcemia, Hypomagnesemia)
Number of Deaths in the NICU and Following DischargeBirth to 18-22 months corrected gestational age
Number of Infants With a DNR Order and Support is WithdrawnBirth to 18-22 months corrected gestational age
Number of Infants With a DNR Order That DiedBirth to 18-22 months corrected gestational age
Number of Infants With Neonatal Seizures, With and Without EEG AbnormalitiesBirth to 18-22 months corrected gestational age
Number of Infants With a DNR OrderBirth to 18-22 months corrected gestational age

Countries

United States

Participant flow

Recruitment details

Multicenter randomized trial to evaluate whether induced hypothermia with body cooling initiated between 6-24 hours of age and continued for 96 hours in infants \>= 36 weeks gestation with hypoxic-ischemic encephalopathy will reduce the incidence of death or disability at 18 months of age. Eligible infants were enrolled from 05/06/08 to 07/12/14.

Participants by arm

ArmCount
Whole-body Hypothermia
Induced Whole-body hypothermia (with a target esophageal temperature of 33.5°C) for 96 hours
83
Normothermia
Normothermic Control group (with esophageal temperature at or near 37.0°C) for 96 hours
85
Total168

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyIncomplete for Behavior Issues02
Overall StudyLost to Follow-up54

Baseline characteristics

CharacteristicWhole-body HypothermiaNormothermiaTotal
Age, Customized
<= 12 Hours
26 Participants28 Participants54 Participants
Age, Customized
> 12 Hours
57 Participants57 Participants114 Participants
Birthweight3379 grams
STANDARD_DEVIATION 528
3303 grams
STANDARD_DEVIATION 553
3340 grams
STANDARD_DEVIATION 541
Gestational Age39 weeks
STANDARD_DEVIATION 2
39 weeks
STANDARD_DEVIATION 1
39 weeks
STANDARD_DEVIATION 1
Length51 centimeters
STANDARD_DEVIATION 3
51 centimeters
STANDARD_DEVIATION 3
51 centimeters
STANDARD_DEVIATION 3
Level of Encephalopathy
Moderate
73 Participants78 Participants151 Participants
Level of Encephalopathy
Severe
10 Participants7 Participants17 Participants
Sex: Female, Male
Female
47 Participants55 Participants102 Participants
Sex: Female, Male
Male
36 Participants30 Participants66 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
6 / 835 / 85
other
Total, other adverse events
0 / 830 / 85
serious
Total, serious adverse events
5 / 831 / 85

Outcome results

Primary

Death or Moderate or Severe Disability

Severe disability was defined by any of the following: a Bayley III cognitive score \< 70 or Gross Motor Functional (GMF) Level of 3-5 blindness or profound hearing loss requiring amplification but still unable to follow commands/communicate. Moderate disability was defined as a Bayley III cognitive score between 70-84 and either a GMF level of 2 or a seizure disorder or a hearing deficit.

Time frame: Birth to 18-22 months corrected gestational age

Population: Does not include 9 lost to follow up and 2 infants without outcome for behavior issues

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Whole-body HypothermiaDeath or Moderate or Severe Disability19 Participants
NormothermiaDeath or Moderate or Severe Disability22 Participants
Comparison: Whole-body Hypothermia vs. Normothermia (Normothermia is the comparison group)95% CI: [0.59, 1.29]Bayesian log binomial models
Secondary

Number of Deaths in the NICU and Following Discharge

Time frame: Birth to 18-22 months corrected gestational age

Population: Does not include 9 lost to follow up and 2 infants without outcome for behavior issues

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Whole-body HypothermiaNumber of Deaths in the NICU and Following Discharge9 Participants
NormothermiaNumber of Deaths in the NICU and Following Discharge9 Participants
Secondary

Number of Infants With a DNR Order

Time frame: Birth to 18-22 months corrected gestational age

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Whole-body HypothermiaNumber of Infants With a DNR Order7 Participants
NormothermiaNumber of Infants With a DNR Order8 Participants
Secondary

Number of Infants With a DNR Order and Support is Withdrawn

Time frame: Birth to 18-22 months corrected gestational age

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Whole-body HypothermiaNumber of Infants With a DNR Order and Support is Withdrawn6 Participants
NormothermiaNumber of Infants With a DNR Order and Support is Withdrawn8 Participants
Secondary

Number of Infants With a DNR Order That Died

Time frame: Birth to 18-22 months corrected gestational age

Population: Only infants with DNR order

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Whole-body HypothermiaNumber of Infants With a DNR Order That Died5 Participants
NormothermiaNumber of Infants With a DNR Order That Died7 Participants
Secondary

Number of Infants With Any Disability Based on Level of Encephalopathy at Randomization

Mild disability will be defined by either a Bayley III cognitive score of 70-84 alone or a Bayley III cognitive score \>= 85 and any of the following: presence of a GMF level 1 or 2OR seizure disorder or hearing loss. Moderate disability was defined as a Bayley III cognitive score between 70-84 and either a GMF level of 2 or a seizure disorder or a hearing deficit. Severe disability will be defined by any of the following: a Bayley III cognitive score \< 70 OR Gross Motor Functional (GMF) Level of 3-5 OR blindness or profound hearing loss requiring amplification but still unable to follow commands/communicate.

Time frame: Birth to 18-22 months corrected gestational age

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
Whole-body HypothermiaNumber of Infants With Any Disability Based on Level of Encephalopathy at RandomizationModerate encephalopathy24 Participants
Whole-body HypothermiaNumber of Infants With Any Disability Based on Level of Encephalopathy at RandomizationSevere encephalopathy2 Participants
Whole-body HypothermiaNumber of Infants With Any Disability Based on Level of Encephalopathy at RandomizationTotal26 Participants
NormothermiaNumber of Infants With Any Disability Based on Level of Encephalopathy at RandomizationModerate encephalopathy25 Participants
NormothermiaNumber of Infants With Any Disability Based on Level of Encephalopathy at RandomizationSevere encephalopathy0 Participants
NormothermiaNumber of Infants With Any Disability Based on Level of Encephalopathy at RandomizationTotal25 Participants
Secondary

Number of Infants With Mild, Moderate and Severe Disability

Mild disability will be defined by either a Bayley III cognitive score of 70-84 alone or a Bayley III cognitive score \>= 85 and any of the following: presence of a GMF level 1 or 2 OR seizure disorder or hearing loss. Moderate disability was defined as a Bayley III cognitive score between 70-84 and either a GMF level of 2 or a seizure disorder or a hearing deficit. Severe disability will be defined by any of the following: a Bayley III cognitive score \< 70 OR Gross Motor Functional (GMF) Level of 3-5 OR blindness or profound hearing loss requiring amplification but still unable to follow commands/communicate.

Time frame: Birth to 18-22 months corrected gestational age

Population: Does not include 9 lost to follow up and 2 infants without outcome for behavior issues

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Whole-body HypothermiaNumber of Infants With Mild, Moderate and Severe Disability26 Participants
NormothermiaNumber of Infants With Mild, Moderate and Severe Disability25 Participants
Secondary

Number of Infants With Moderate and Severe Disability

Moderate disability will be defined as a Bayley III cognitive score between 70-84 and either a GMF level of 2 or a seizure disorder or a hearing deficit. Severe disability will be defined by any of the following: a Bayley III cognitive score \< 70 or Gross Motor Functional (GMF) Level of 3-5 or blindness or profound hearing loss requiring amplification but still unable to follow commands/communicate.

Time frame: Birth to 18-22 months corrected gestational age

Population: Does not include 9 lost to follow up and 2 infants without outcome for behavior issues

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Whole-body HypothermiaNumber of Infants With Moderate and Severe Disability10 Participants
NormothermiaNumber of Infants With Moderate and Severe Disability13 Participants
Secondary

Number of Infants With Neonatal Seizures, With and Without EEG Abnormalities

Time frame: Birth to 18-22 months corrected gestational age

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Whole-body HypothermiaNumber of Infants With Neonatal Seizures, With and Without EEG Abnormalities63 Participants
NormothermiaNumber of Infants With Neonatal Seizures, With and Without EEG Abnormalities56 Participants
Secondary

Number of Infants With Non-CNS Organ System Dysfunction

Based on observing presence of organ dysfunction on at least one of the following: Pulmonary (Meconium aspiration syndrome, PPHN, Pulmonary hemorrhage, Pneumonia, Chronic lung disease, ECMO, INO), Cardiovascular (Cardiomegaly, Cardiac failure, Cardiac dysfunction (by echo), Cardiac ischemia (by EKG and/or increased enzymes), Hypotension, Arrhythmia), Renal (Oliguria, Anuria, Dialysis), Gastrointestinal (NEC, Hepatic dysfunction), Hematologic (DIC) and Metabolic (Hypoglycemia, Hypocalcemia, Hypomagnesemia)

Time frame: Birth to 18-22 months corrected gestational age

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Whole-body HypothermiaNumber of Infants With Non-CNS Organ System Dysfunction63 Participants
NormothermiaNumber of Infants With Non-CNS Organ System Dysfunction59 Participants

Source: ClinicalTrials.gov · Data processed: Feb 25, 2026