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Treatment of Oral Premalignant Lesions With 5-ALA PDT

A Combined Phase I/II Single Site Study to Determine the Safety and Efficacy of Photodynamic Therapy (PDT) Utilizing 5-aminolevulinic Acid (5-ALA) and PDT in the Treatment of Premalignant Oral and/or Oropharynx Lesions.

Status
Completed
Phases
Phase 1Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00571974
Enrollment
29
Registered
2007-12-12
Start date
2007-01-31
Completion date
2012-01-31
Last updated
2015-03-24

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Erythroplakia, Leukoplakia

Brief summary

Oral leukoplakia within the mouth is a visible white patch which can develop into cancer if not treated. There is no good treatment for these lesions, apart from surgery which is associated with significant side effects and physical deformation of the treated area. The investigators hypothesized that photodynamic therapy can be used safely and effectively to induce significant regression of oral leukoplakia.

Detailed description

This is a combined Phase I/II non-randomized prospective study designed to determine the safety and assess the clinical efficacy of PDT in the treatment of oral leukeplekia with 5-ALA and 585-nm PDL with 1.5 ms pulse time. In the first part of the study we determined the maximum tolerated dose (MTD) of the PDL radiant exposure in combination with 5-ALA. In the second phase of the study, this dose is used to treat subjects at the MTD in order to determine the efficacy of the treatment by documenting the regression of the treated lesions.

Interventions

DEVICEPDL-585, ScleroPLUS laser

PDT Treatment; emits light with 585 nm wavelength in pulses of 1.5 milliseconds in sections of 5 mm diameter to target the lesion and surrounding tissue

DRUG5-Aminolevulinic Acid (Levulan KerastickTM)

Topically administered; incubation time 60-180 minutes; single dose (345 mg of active 5-ALA in 1.5 ml solution); soaked onto white gauze and applied to lesion, covered with sterile Xeroform gauze

PROCEDUREFluorescence Diagnosis Imaging

FD Image taken prior to PDL-585 usage

Sponsors

University of Arkansas
Lead SponsorOTHER

Study design

Allocation
NON_RANDOMIZED
Intervention model
CROSSOVER
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to 80 Years
Healthy volunteers
No

Inclusion criteria

* At least one grossly visible premalignant lesion (i.e. leukoplakia or erythroplakia) in the oral cavity or oropharynx, with a confirmed diagnosis of leukoplakia with or without dysplasia,measuring ≥ 10 mm in diameter. * Informed of alternative treatment methods including watchful waiting, laser ablation, or surgical resection. * Eligible for long-term follow-up for at least one year and be able to tolerate biopsies. * Subject has signed an informed consent. * Subject is between the ages of 18 - 80 years of age. * Male or Female * Zubrod performance status of 0 or 1 at screening. See Appendix A

Exclusion criteria

* Known sensitivity to porphyrins or photoactive medications - See Appendix B * Invasive carcinoma of the lesion as demonstrated by biopsy. * Subjects with inherited or acquired blood clotting defects * Women who are breast feeding, have a positive (+) urine pregnancy test, or refuse to use 2 effective means of contraception during drug exposure and up to 48 hours after. * Subjects with porphyria * Life expectancy less than 12 months * Inability or unwillingness of subject to give written informed consent

Design outcomes

Primary

MeasureTime frameDescription
Maximum Tolerated DoseDay 2The traditional 3+3 dose escalation design was employed. Three cohorts were enrolled at 3 subjects per cohort, and treated with escalating radiant exposures of 6, 7, or 8 J/cm2. In each cohort, the number of dose-limiting toxicities (DLTs) were observed. Dose escalation rules were the same as those provided by Storer 1989.
The Objective Response Rate is the Number of Participants With Significant Response (SR), Partial Response (PR) or No Response (NR).Day 90The response rate was quantified by examination by an experienced head and neck surgeon and classified as follows: significant response (SR) was one where the lesion had greater than 75% resolution, partial response (PR) was one in which the lesion was reduced in size by at least 25%, and no response (NR) was one where the lesion was reduced by less than 25% in size.

Countries

United States

Participant flow

Recruitment details

Subjects were identified in the head and neck oncology clinic and enrolled into the study within the time period of January 1, 2007 to November 18, 2009.

Pre-assignment details

Screen failure did meet incl./excl. criteria

Participants by arm

ArmCount
Phase I
To determine the maximum tolerated energy density of the Pulse Dye Laser operated at 585 nm with a pulse time of 1.5 ms (PDL-585), when used in combination with 5-aminolevulinic acid (5-ALA) applied topically to the premalignant lesion. The maximum tolerated energy density will be called the Maximum Tolerated Dose (MTD).
11
Phase II
During Phase II, to assess the treatment efficacy of PDL-585 when used at the MTD in combination with 5-ALA applied topically to the premalignant lesion. Treatment efficacy will be assessed by means of the 90-day Objective Response rate observed among study subjects treated at the MTD.
18
Total29

Baseline characteristics

CharacteristicPhase IPhase IITotal
Age, Customized
<=18 years
0 participants0 participants0 participants
Age, Customized
>=80 years
0 participants0 participants0 participants
Age, Customized
Between 18 and 80 years
11 participants18 participants29 participants
Sex: Female, Male
Female
7 Participants7 Participants14 Participants
Sex: Female, Male
Male
4 Participants11 Participants15 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
— / —— / —
other
Total, other adverse events
9 / 92 / 21
serious
Total, serious adverse events
0 / 90 / 21

Outcome results

Primary

Maximum Tolerated Dose

The traditional 3+3 dose escalation design was employed. Three cohorts were enrolled at 3 subjects per cohort, and treated with escalating radiant exposures of 6, 7, or 8 J/cm2. In each cohort, the number of dose-limiting toxicities (DLTs) were observed. Dose escalation rules were the same as those provided by Storer 1989.

Time frame: Day 2

Population: Three cohorts were enrolled at 3 subjects per cohort, and treated with escalating radiant exposures (laser doses) of 6, 7, or 8 J/cm2. In each cohort, the number of dose-limiting toxicities (DLTs) were observed. The highest radiant light dose attained that did not produce more than 2 DLTs was declared to be the maximum tolerated dose (MTD).

ArmMeasureValue (NUMBER)
Phase IMaximum Tolerated Dose8 J/cm2
Primary

The Objective Response Rate is the Number of Participants With Significant Response (SR), Partial Response (PR) or No Response (NR).

The response rate was quantified by examination by an experienced head and neck surgeon and classified as follows: significant response (SR) was one where the lesion had greater than 75% resolution, partial response (PR) was one in which the lesion was reduced in size by at least 25%, and no response (NR) was one where the lesion was reduced by less than 25% in size.

Time frame: Day 90

Population: The Simon two-stage minimax design with 9 subjects in the first stage and 8 subjects in the second stage, yielding 17 subjects overall.

ArmMeasureGroupValue (NUMBER)
Phase IThe Objective Response Rate is the Number of Participants With Significant Response (SR), Partial Response (PR) or No Response (NR).Participants with Significant Response (SR)7 participants
Phase IThe Objective Response Rate is the Number of Participants With Significant Response (SR), Partial Response (PR) or No Response (NR).Participants with Partial Response (PR)9 participants
Phase IThe Objective Response Rate is the Number of Participants With Significant Response (SR), Partial Response (PR) or No Response (NR).Participants with no Response (NR)1 participants
Comparison: The Simon two-stage minimax design with 9 subjects in the first stage and 8 subjects in the second stage, yielding 17 subjects overall. This design's early termination rule was ≤3/9 responses in the first stage, and its success criterion was ≥7/17 responses overall. This design had 80% power at 5% alpha to distinguish an efficacious 50% response rate from a null-hypothesis 20% response rate.p-value: 0.0001One-sided exact binomial test

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026