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High-Dose or Standard-Dose Radiation Therapy and Chemotherapy With or Without Cetuximab in Treating Patients With Newly Diagnosed Stage III Non-Small Cell Lung Cancer That Cannot Be Removed by Surgery

A Randomized Phase III Comparison of Standard-Dose (60 Gy) Versus High-Dose (74 Gy) Conformal Radiotherapy With Concurrent and Consolidation Carboplatin/Paclitaxel +/- Cetuximab (IND #103444) in Patients With Stage IIIA/IIIB Non-Small Cell Lung Cancer

Status
Completed
Phases
Phase 3
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00533949
Enrollment
544
Registered
2007-09-24
Start date
2007-11-30
Completion date
2022-05-20
Last updated
2022-06-21

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Lung Cancer, Radiation Toxicity

Keywords

radiation toxicity, stage IIIA non-small cell lung cancer, stage IIIB non-small cell lung cancer

Brief summary

RATIONALE: Radiation therapy uses high-energy x-rays to kill tumor cells. Drugs used in chemotherapy, such as paclitaxel, carboplatin work in different ways to stop the growth of tumor cells, either by killing the cells or by stopping them from dividing. Monoclonal antibodies, such as cetuximab can block tumor growth in different ways. Some block the ability of tumor cells to grow and spread. Others find tumor cells and help kill them or carry tumor-killing substances to them. It is not yet known whether high-dose radiation therapy is more effective than standard-dose radiation therapy when given together with combination chemotherapy with or without cetuximab in treating patients with non-small cell lung cancer. PURPOSE: This randomized phase III trial is studying high-dose or standard-dose radiation therapy given together with chemotherapy with or without cetuximab to see how well they work in treating patients with newly diagnosed stage III non-small cell lung cancer that cannot be removed by surgery.

Detailed description

OBJECTIVES: Primary * To compare the overall survival of patients with newly diagnosed, unresectable stage IIIA or IIIB non-small cell lung cancer treated with high- versus standard-dose conformal radiotherapy with concurrent and consolidation chemotherapy comprising carboplatin and paclitaxel. * To compare the overall survival of patients treated with versus without cetuximab in the setting of concurrent chemotherapy Secondary * To compare progression-free survival and local-regional tumor control in patients treated with these regimens. * To compare the toxicity of high- versus standard-dose conformal radiotherapy and concurrent chemotherapy with versus without cetuximab in these patients. * To investigate the prognostic and predictive effects of gross tumor volume on overall survival of patients treated with these regimens. * To compare the quality of life of patients treated with these regimens. * To correlate outcomes (i.e., survival, toxicity, or QOL) in these patients with biological parameters. * To analyze the predictive value of pre-treatment standardized uptake value (SUV) of positron emission tomography (PET) scan in predicting survival, distant metastasis, and local-regional control in patients treated with these regimens. * To explore biological markers to predict clinical outcome including survival, distant metastasis, local-regional control, and QOL (including toxicity) in patients treated with these regimens. * To prospectively collect and bank tissue, blood, and urine specimens for future biomarker analyses in predicting clinical outcome in patients treated with these regimens. * To investigate associations between epidermal growth factor receptor (EGFR) expression and toxicity, response, overall survival, and progression-free survival. OUTLINE: This is a multicenter study. Patients are stratified according to PET staging (yes vs no), radiotherapy technique (3-dimensional conformal radiotherapy vs intensity-modulated radiotherapy), Zubrod performance status (0 vs 1), and histology (squamous vs non-squamous). Patients are randomized to 1 of 4 treatment arms. (Arms II and IV closed to accrual effective 6/17/11) Patients may undergo tumor tissue, blood, and urine collection periodically during study for tissue banking or biomarker correlative studies. Patients may undergo quality-of-life assessment at baseline and periodically during study. After completion of study therapy, patients are followed periodically for 5 years and then annually thereafter.

Interventions

BIOLOGICALCetuximab

Loading dose: 400 mg/m2, IV, one week prior to start of radiation therapy (RT). Then, beginning day 1 of RT, 250 mg/m2, IV, weekly; for 60 Gy arm for 15 weeks, for 74 Gy arm for 16 weeks.

DRUGCarboplatin

Concurrent: AUC=2, IV, days 1, 8, 14, 22, 29, and 36 of radiation therapy; for 74 Gy arms, on day 43 as well. Consolidation, 3 weeks after completion of RT, AUC=6, IV, days 1 and 22.

DRUGPaclitaxel

Concurrent: 45 mg/m2, IV, days 1, 8, 14, 22, 29, and 36 of radiation therapy (RT); for 74 Gy arms, on day 43 as well. Consolidation, 3 weeks after completion of RT, 200 mg/m2, IV, days 1 and 22.

RADIATION60 Gy RT

Radiation therapy (RT) in once-daily, 2 Gy fractions, given in 30 fractions over the course of 6 weeks.

RADIATION74 Gy RT

Radiation therapy (RT) in once-daily, 2 Gy fractions, given in 37 fractions over the course of 7.5 weeks.

Sponsors

National Cancer Institute (NCI)
CollaboratorNIH
North Central Cancer Treatment Group
CollaboratorNETWORK
Cancer and Leukemia Group B
CollaboratorNETWORK
NRG Oncology
CollaboratorOTHER
Radiation Therapy Oncology Group
Lead SponsorNETWORK

Study design

Allocation
RANDOMIZED
Intervention model
CROSSOVER
Primary purpose
TREATMENT
Masking
NONE

Intervention model description

This study was revised 06/18/08 to a 2x2 factorial design to evaluate the addition of cetuximab to the radiation therapy regimens.

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

1. Pathologically proven (either histologic or cytologic) diagnosis of Stage IIIA or IIIB non-small cell lung cancer (NSCLC); excluding patients with N3 disease based on supraclavicular or contralateral hilar adenopathy, \[according to American Joint Committee on Cancer (AJCC) Staging, 6th edition; see appendix III\] within 12 weeks of registration; patients who present with N2 or N3 disease and an undetectable NSCLC primary tumor also are eligible. 2. Patients must be considered unresectable or inoperable; Note: Patients who have had a nodal recurrence after surgery for an early-stage NSCLC are eligible if the following criteria are met: * Nodal recurrence must be N1 or N2; N3 is not eligible. * The initial primary must have been staged as T1-2, N0, M0. * The node must be biopsied within 12 weeks of registration. * The node must be measurable. * The patient must not have received prior chemotherapy or radiation for this lung cancer. * Prior curative surgery must have been at least 6 months prior to the nodal recurrence. * The exception to a prior invasive malignancy does not apply to the initial lung primary. 3. Stage III A or B disease, including no distant metastases, based upon the following minimum diagnostic workup are acceptable: * History/physical examination, including documentation of height, weight, body surface area (BSA), and vital signs within 8 weeks prior to registration; * Computed tomographic (CT)/Magnetic Resonance Imaging (MRI) imaging of the lung and upper abdomen through the adrenal glands within 6 weeks prior to registration; * An MRI of the brain with contrast (or CT with contrast if MRI is medically contraindicated) within 6 weeks prior to registration; Note: The use of intravenous contrast is required for the MRI or CT. An MRI without contrast is only permitted if the patient has a contrast allergy. * Whole-body fluorodeoxyglucose (FDG) - Positron Emission Tomography(PET) or PET/CT or if no PET is available, a bone scan is required within 6 weeks prior to registration; Note: If a PET is done that shows clear adrenals and lungs, then a CT scan of chest only is permitted. 4. If a pleural effusion is present, the following criteria must be met to exclude malignant involvement (incurable T4 disease): * When pleural fluid is visible on both the CT scan and on a chest x-ray, a pleuracentesis is required to confirm that the pleural fluid is cytologically negative. * Exudative pleural effusions are excluded, regardless of cytology; * Effusions that are minimal (i.e. not visible on chest x-ray) that are too small to safely tap are eligible. 5. Patients must have measurable or evaluable disease. 6. Patients with post-obstructive pneumonia are eligible. 7. Patients must be at least 3 weeks from prior thoracotomy (if performed). 8. Zubrod Performance Status 0-1; 9. Age ≥ 18; 10. Pulmonary function tests (PFTs) including forced expiratory volume in one second (FEV1) within 12 weeks prior to registration; for FEV1, the best value obtained pre- or post bronchodilator must be ≥ 1.2 liters/second or ≥ 50% predicted. 11. Complete blood count (CBC)/differential obtained within 2 weeks prior to registration on study, with adequate bone marrow function defined as follows: * Absolute neutrophil count (ANC) ≥ 1,800 cells/mm3; * Platelets ≥ 100,000 cells/mm3; * Hemoglobin ≥ 10.0 g/dl (Note: The use of transfusion or other intervention to achieve Hgb ≥ 10.0 g/dl is acceptable.) 12. Serum creatinine within normal institutional limits or creatinine clearance ≥60 ml/min; 13. Bilirubin must be within or below normal institutional limits; 14. Aspartate aminotransferase (AST) and Alanine aminotransferase (ALT) \< 2.5 x the institutional upper limit of normal (IULN); 15. Patient must sign study specific informed consent prior to study entry.

Exclusion criteria

1. N3 supraclavicular disease; 2. Greater than minimal, exudative, or cytologically positive pleural effusions; 3. Involved contralateral hilar nodes (i.e. greater than 1.5 cm on short axis or positive on PET scan); 4. ≥ 10% weight loss within the past month; 5. Prior invasive malignancy (except non-melanomatous skin cancer) unless disease free for a minimum of 3 years; non-invasive conditions such as carcinoma in situ of the breast, oral cavity, or cervix are all permissible. 6. Prior systemic chemotherapy for the study cancer; note that prior chemotherapy for a different cancer is allowable. 7. Prior radiotherapy to the region of the study cancer that would result in overlap of radiation therapy fields; 8. Prior therapy that specifically and directly targets the epidermal growth factor receptor (EGFR) pathway; 9. Prior severe infusion reaction to a monoclonal antibody; 10. Severe, active co-morbidity, defined as follows: * Significant history of uncontrolled cardiac disease; i.e., uncontrolled hypertension, unstable angina, myocardial infarction within the last 6 months, uncontrolled congestive heart failure, and cardiomyopathy with decreased ejection fraction. * Transmural myocardial infarction within the last 6 months; * Acute bacterial or fungal infection requiring intravenous antibiotics at the time of registration; * Chronic Obstructive Pulmonary Disease exacerbation or other respiratory illness requiring hospitalization or precluding study therapy within 30 days before registration; * Hepatic insufficiency resulting in clinical jaundice and/or coagulation defects; * Acquired Immune Deficiency Syndrome (AIDS) based upon current Centers for Disease Control and Prevention (CDC) definition; note, however, that human immunodeficiency virus (HIV) testing is not required for entry into this protocol. The need to exclude patients with AIDS from this protocol is necessary because the treatments involved in this protocol may be significantly immunosuppressive. Protocol-specific requirements may also exclude immuno-compromised patients. 11. Pregnancy or women of childbearing potential and men who are sexually active and not willing/able to use medically acceptable forms of contraception; this exclusion is necessary because the treatment involved in this study may be significantly teratogenic. 12. Any history of allergic reaction to paclitaxel or other taxanes, or to carboplatin; 13. Uncontrolled neuropathy grade 2 or greater regardless of cause.

Design outcomes

Primary

MeasureTime frameDescription
Overall SurvivalFrom randomization to last follow-up. Analysis occured after all patients were on study for 18 months. Maximum follow-up at time of analysis was 61.5 months.Survival time is defined as time from randomization to date of death from any cause and is estimated by the Kaplan-Meier method. Patients last known to be alive are censored at the date of last contact.

Secondary

MeasureTime frameDescription
Local-regional Failure (Reported as Two-year Estimates)From randomization to last follow-up. Analysis occured after all patients were on study for 18 months. Maximum follow-up at time of analysis was 61.5 months.A failure for local-regional failure is the first occurrence of local or regional progression. Time is measured from the date of randomization to the date of first failure. Patients alive without local or regional failure at the time of last follow-up are censored. Patients who died without local or regional failure are considered as having competing risk at the time of death. Local-regional failure was estimated by the cumulative incidence method and 2 year estimates are reported.
Percentage of Participants With Grade 3-5 Esophagitis and Pneumonitis Adverse Events as Assessed by NCI Common Toxicity Criteria for Adverse Effects (CTCAE) v3.0From randomization to last follow-up. Analysis occured after all patients were on study for 18 months. Maximum follow-up at time of analysis was 61.5 months.Treatment-related esophagitis and pneumonitis were assessed graded using the CTCAE v3.0. Comparisons are only made between radiation therapy dosing levels because the cetuximab regimen was known to be safe in combination with radiation therapy.
Percentage of Participants With Other Grade 3-5 Adverse Events as Assessed by NCI CTCAE v3.0From randomization to last follow-up. Analysis occured after all patients were on study for 18 months. Maximum follow-up at time of analysis was 61.5 months.Treatment-related adverse events other than esophagitis and pneumonitis were assessed graded using the CTCAE v3.0. Comparisons are only made between radiation therapy dosing levels because the cetuximab regimen was known to be safe in combination with radiation therapy.
Death During or Within 30 Days of Discontinuation of Protocol TreatmentFrom start of protocol treatment to 24 months.Deaths regardless of cause and occuring during or within 30 days of discontinuation of protocol treatment were evaluated.
Percentage of Patients With Decline From Baseline to 3 Months in the Lung Cancer Subscale (LCS) of the Functional Assessment of the Cancer Therapy Trial Outcome Index (FACT-TOI).At baseline and 3 months.A decline of 2 points in the LCS from baseline to 3 months was considered a clinically meaningful change indicating a decline in quality of life. Comparisons are only made between radiation therapy dosing levels because the cetuximab regimen was known to be safe in combination with radiation therapy.
Progression-free SurvivalFrom randomization to last follow-up. Analysis occured after all patients were on study for 18 months. Maximum follow-up at time of analysis was 61.5 months.A failure for progression-free survival (PFS) is the first occurrence of local or regional progression, distant metastases, or death from any cause. Progression is defined using Response Evaluation Criteria In Solid Tumors Criteria (RECIST v1.0), as a 20% increase in the sum of the longest diameter of target lesions, or a measurable increase in a nontarget lesion, or the appearance of new lesions. Time is measured from the date of randomization to the date of first failure. Patients without failure are censored at the date of last follow-up.
EuroQoL (EQ5D) Visual Analog Scale (VAS) Through One Year (Area Under the Curve)From randomization to one yearThe visual analogue scale is a self-assessment of current health state, measured on a 20-cm scale ranging from 0 for the worst imaginable health state to 100 for best imaginable health state, marked at 10-point intervals. The area under the curve of each subject's EQ5D visual analog scale (VAS) response trajectory within 1 year was calculated. The EQ5D VAS utility was normalized by the baseline score. The trajectory included all available time points through one year. If a subject died within one year, the EQ5D VAS was reduced to 0 at the time of death. If subject was censored within one year, the EQ5D utility curve was truncated at the time of censoring. The scores were plotted across time and the area under the curve was calculated. A greater area under the curve indicates a better health state. Comparisons are only made between radiation therapy dosing levels because the cetuximab regimen was known to be safe in combination with radiation
Overall Survival and Local-regional Failure by Epithelial Growth Factor Receptor (EGFR) GroupFrom randomization to last follow-up. Analysis occured after all patients were on study for 18 months. Maximum follow-up at time of analysis was 61.5 months.EGFR is a protein that is present on the surface of both normal cells and cancer cancer cells. EGFR H-Score is a measure of staining intensity ranging from 0 to 300 where a higher value indicates greater intensity of EGFR. Available tumor samples were evaluated for EGFR and given an H-Score. Patients were divided into two groups based on H-Score values dichotomized at 200. All event times are time from randomization to date of event or censoring. A survival event is death from any cause, patients without events are censored at the date of last contact, and survival rates are estimated by Kaplan-Meier method. A local-regional event is the first development of progressive disease locally or regionally, patients who do not have an event are censored at the date of death or last contact, and event rates are estimated by cumulative incidence. Two-year rates are reported.
Percentage of Patients With Grade 3+ Adverse Events by Epithelial Growth Factor Receptor (EGFR) GroupFrom randomization to last follow-up. Analysis occured after all patients were on study for 18 months. Maximum follow-up at time of analysis was 61.5 months.EGFR is a protein that is present on the surface of both normal cells and cancer cancer cells. EGFR H-Score is a measure of staining intensity ranging from 0 to 300 where a higher value indicates greater intensity of EGFR. Available tumor samples were evaluated for EGFR and given an H-Score. Patients were divided into two groups based on H-Score values dichotomized at 200. Worst toxicity as determined by adverse events was used as a measure of a patient's quality of life (QOL). Adverse events were graded using the Common Terminology Criteria for Adverse Events (CTCAE) v3.0. Grade refers to the severity of the AE. The CTCAE v3.0 assigns Grades 1 through 5 with unique clinical descriptions of severity for each AE based on this general guideline: Grade 1 Mild, Grade 2 Moderate, Grade 3 Severe, Grade 4 Life-threatening or disabling, Grade 5 Death related to AE. Highest grade (worst) adverse event (AE) per subject was counted.
Prognostic and Predictive Effects of Gross Tumor Volume (GTV) on Overall SurvivalFrom randomization to last follow-up. Analysis occured after all patients were on study for 18 months. Maximum follow-up at time of analysis was 61.5 months.Gross tumor volume (GTV) is defined as the combined volume (cubic centimeters) of the primary tumor and clinically positive lymph nodes seen either on the planning computed tomography (CT) scan or the pretreatment positron emission tomography (PET) scan. Survival time is defined as time from randomization to date of death from any cause and is estimated by the Kaplan-Meier method. Patients last known to be alive are censored at the date of last contact. GTV was evaluated as a continuous variable therefore overall survival time is not summarized by GTV. Prognostic refers to the main effect and predictive refers to the interaction between GTV and treatment arm.
Prognostic Value of Pre-treatment Standardized Uptake Value (SUV) of Positron Emission Tomography (PET) Scan in Predicting Survival, Distant Metastasis, and Local-regional FailureFrom randomization to last follow-up. Analysis occured after all patients were on study for 18 months. Maximum follow-up at time of analysis was 61.5 months.Standardized uptake value (SUV) is a simple way of determining activity in PET imaging. It is a mathematically derived ratio of tissue radioactivity concentration at a point in time and the injected dose of radioactivity per kilogram of the patient's body weight. All event times are time from randomization to date of event or censoring. A survival event is death from any cause, patients without events are censored at the date of last contact, and survival rates are estimated by Kaplan-Meier method. Local-regional and distant metastasis events are the first development of progressive disease locally/regionally or distant metastasis, respectively, patients who do not have an event are censored at the date of death or last contact, and event rates are estimated by cumulative incidence. Two-year rates are presented. PET SUV was evaluated as a continuous variable therefore the outcome variables are not summarized by PET SUV.
Patient-reported Swallowing Score (Area Under the Curve)From randomization to 6 weeks after start of radiation therapy (6-10 weeks from randomization)Patients completed a swallowing diary prior to the start of treatment and then daily during treatment. Patients recorded a score to indicate problems with swallowing on that day (1-None, 2-Mild soreness only, 3-Can swallow solids with some difficulty, 4-Cannot swallow solids, 5-Cannot swallow liquids). These scores were then plotted across time and the area under the curve from baseline until the end of week 6 was calculated. A lower area under the curve indicates better swallowing ability. Comparisons are only made between radiation therapy dosing levels because the cetuximab regimen was known to be safe in combination with radiation therapy.

Countries

Canada, United States

Participant flow

Participants by arm

ArmCount
60 Gy RT
60 Gy Radiation therapy with concurrent paclitaxel and carboplatin followed by consolidation paclitaxel and carboplatin
151
74 Gy RT
74 Gy Radiation therapy with concurrent paclitaxel and carboplatin followed by consolidation paclitaxel and carboplatin
107
60 Gy RT + Cetuximab
60 Gy Radiation therapy with concurrent cetuximab, paclitaxel, and carboplatin followed by consolidation cetuximab, paclitaxel, and carboplatin
137
74 Gy RT + Cetuximab
74 Gy Radiation therapy with concurrent cetuximab, paclitaxel, and carboplatin followed by consolidation cetuximab, paclitaxel, and carboplatin
100
Total495

Withdrawals & dropouts

PeriodReasonFG000FG001FG002FG003
Overall StudyProtocol Violation121299
Overall StudyWithdrawal by Subject3211

Baseline characteristics

Characteristic60 Gy RT74 Gy RT60 Gy RT + Cetuximab74 Gy RT + CetuximabTotal
Age, Continuous64 years64 years64 years64 years64 years
Sex: Female, Male
Female
54 Participants39 Participants60 Participants47 Participants200 Participants
Sex: Female, Male
Male
97 Participants68 Participants77 Participants53 Participants295 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
EG003
affected / at risk
deaths
Total, all-cause mortality
— / —— / —— / —— / —
other
Total, other adverse events
145 / 149102 / 104129 / 13495 / 97
serious
Total, serious adverse events
60 / 14949 / 10484 / 13457 / 97

Outcome results

Primary

Overall Survival

Survival time is defined as time from randomization to date of death from any cause and is estimated by the Kaplan-Meier method. Patients last known to be alive are censored at the date of last contact.

Time frame: From randomization to last follow-up. Analysis occured after all patients were on study for 18 months. Maximum follow-up at time of analysis was 61.5 months.

Population: Eligible patients who did not withdraw consent; patients enrolled while high dose arms open to accrual are included in the RT comparison, patients enrolled while cetuximab arms open to accrual are included in the cetuximab comparison. See Limitations and Caveats.

ArmMeasureValue (MEDIAN)
Combined Patients Receiving 60 Gy RTOverall Survival28.7 months
Combined Patients Receiving 74 Gy RTOverall Survival20.3 months
Combined Patients Receiving CetuximabOverall Survival25.0 months
Combined Patients From Arms Receiving No CetuximabOverall Survival24.0 months
Comparison: The trial was a two-by-two factorial design with radiation therapy dose as one treatment factor and cetuximab as the other. A log-rank test for each factor at one-sided α of 0.0125 (α of 0.0250 for both factors to account for multiple comparisons) would yield power of 80% to detect an improvement in median survival from 17.1 to 24 months after 339 deaths were reported out of 500 patients. For RT analysis, the comparison was arms 1 \& 3 vs arms 2 \& 4; for cetuximab, arms 1 \& 2 vs arms 3 \& 4.p-value: 0.004295% CI: [1.09, 1.76]Log Rank
Comparison: The trial was a two-by-two factorial design with radiation therapy dose as one treatment factor and cetuximab as the other. A log-rank test for each factor at one-sided α of 0.0125 (α of 0.0250 for both factors to account for multiple comparisons) would yield power of 80% to detect an improvement in median survival from 17.1 to 24 months after 339 deaths were reported out of 500 patients. For RT analysis, the comparison was arms 1 \& 3 vs arms 2 \& 4; for cetuximab, arms 1 \& 2 vs arms 3 \& 4.p-value: 0.2995% CI: [0.84, 1.35]Log Rank
Secondary

Death During or Within 30 Days of Discontinuation of Protocol Treatment

Deaths regardless of cause and occuring during or within 30 days of discontinuation of protocol treatment were evaluated.

Time frame: From start of protocol treatment to 24 months.

Population: Eligible patients who started study treatment and did not withdraw consent.

ArmMeasureValue (NUMBER)
Combined Patients Receiving 60 Gy RTDeath During or Within 30 Days of Discontinuation of Protocol Treatment2 percentage of participants
Combined Patients Receiving 74 Gy RTDeath During or Within 30 Days of Discontinuation of Protocol Treatment3.8 percentage of participants
Combined Patients Receiving CetuximabDeath During or Within 30 Days of Discontinuation of Protocol Treatment8.8 percentage of participants
Combined Patients From Arms Receiving No CetuximabDeath During or Within 30 Days of Discontinuation of Protocol Treatment4.1 percentage of participants
Secondary

EuroQoL (EQ5D) Visual Analog Scale (VAS) Through One Year (Area Under the Curve)

The visual analogue scale is a self-assessment of current health state, measured on a 20-cm scale ranging from 0 for the worst imaginable health state to 100 for best imaginable health state, marked at 10-point intervals. The area under the curve of each subject's EQ5D visual analog scale (VAS) response trajectory within 1 year was calculated. The EQ5D VAS utility was normalized by the baseline score. The trajectory included all available time points through one year. If a subject died within one year, the EQ5D VAS was reduced to 0 at the time of death. If subject was censored within one year, the EQ5D utility curve was truncated at the time of censoring. The scores were plotted across time and the area under the curve was calculated. A greater area under the curve indicates a better health state. Comparisons are only made between radiation therapy dosing levels because the cetuximab regimen was known to be safe in combination with radiation

Time frame: From randomization to one year

Population: Eligible patients enrolled while the high radiation therapy dose arms were open to accrual, started treatment, and had baseline and at least one follow-up EQ5D VAS.

ArmMeasureValue (MEDIAN)
Combined Patients Receiving 60 Gy RTEuroQoL (EQ5D) Visual Analog Scale (VAS) Through One Year (Area Under the Curve)279.5 Score on a scale * months
Combined Patients Receiving 74 Gy RTEuroQoL (EQ5D) Visual Analog Scale (VAS) Through One Year (Area Under the Curve)265.4 Score on a scale * months
p-value: 0.19t-test, 2 sided
Secondary

Local-regional Failure (Reported as Two-year Estimates)

A failure for local-regional failure is the first occurrence of local or regional progression. Time is measured from the date of randomization to the date of first failure. Patients alive without local or regional failure at the time of last follow-up are censored. Patients who died without local or regional failure are considered as having competing risk at the time of death. Local-regional failure was estimated by the cumulative incidence method and 2 year estimates are reported.

Time frame: From randomization to last follow-up. Analysis occured after all patients were on study for 18 months. Maximum follow-up at time of analysis was 61.5 months.

Population: Eligible patients who did not withdraw consent; patients enrolled while high dose arms open to accrual are included in the RT comparison, patients enrolled while cetuximab arms open to accrual are included in the cetuximab comparison.

ArmMeasureValue (NUMBER)
Combined Patients Receiving 60 Gy RTLocal-regional Failure (Reported as Two-year Estimates)42.3 percentage of participants
Combined Patients Receiving 74 Gy RTLocal-regional Failure (Reported as Two-year Estimates)48.4 percentage of participants
Combined Patients Receiving CetuximabLocal-regional Failure (Reported as Two-year Estimates)47.1 percentage of participants
Combined Patients From Arms Receiving No CetuximabLocal-regional Failure (Reported as Two-year Estimates)40.7 percentage of participants
Comparison: Local-regional failure was estimated by the cumulative incidence method. Comparisons by RT level and by cetuximab assignment are performed separately and tested with a two-sided significance level of 0.05 for each comparison.p-value: 0.2495% CI: [0.89, 1.53]Gray's test
Comparison: Local-regional failure was estimated by the cumulative incidence method. Comparisons by RT level and by cetuximab assignment are performed separately and tested with a two-sided significance level of 0.05 for each comparison.p-value: 0.2295% CI: [0.64, 1.1]Gray's test
Secondary

Overall Survival and Local-regional Failure by Epithelial Growth Factor Receptor (EGFR) Group

EGFR is a protein that is present on the surface of both normal cells and cancer cancer cells. EGFR H-Score is a measure of staining intensity ranging from 0 to 300 where a higher value indicates greater intensity of EGFR. Available tumor samples were evaluated for EGFR and given an H-Score. Patients were divided into two groups based on H-Score values dichotomized at 200. All event times are time from randomization to date of event or censoring. A survival event is death from any cause, patients without events are censored at the date of last contact, and survival rates are estimated by Kaplan-Meier method. A local-regional event is the first development of progressive disease locally or regionally, patients who do not have an event are censored at the date of death or last contact, and event rates are estimated by cumulative incidence. Two-year rates are reported.

Time frame: From randomization to last follow-up. Analysis occured after all patients were on study for 18 months. Maximum follow-up at time of analysis was 61.5 months.

Population: Eligible patients with EGFR H-Score

ArmMeasureGroupValue (NUMBER)
Combined Patients Receiving 60 Gy RTOverall Survival and Local-regional Failure by Epithelial Growth Factor Receptor (EGFR) GroupTwo-year Survival rate51.7 percentage of participants
Combined Patients Receiving 60 Gy RTOverall Survival and Local-regional Failure by Epithelial Growth Factor Receptor (EGFR) GroupTwo-year Local-regional Failure rate37.4 percentage of participants
Combined Patients Receiving 74 Gy RTOverall Survival and Local-regional Failure by Epithelial Growth Factor Receptor (EGFR) GroupTwo-year Local-regional Failure rate47.2 percentage of participants
Combined Patients Receiving 74 Gy RTOverall Survival and Local-regional Failure by Epithelial Growth Factor Receptor (EGFR) GroupTwo-year Survival rate52.8 percentage of participants
Comparison: Univariate model of overall survival by EGFR groupp-value: 0.7895% CI: [0.68, 1.33]Regression, Cox
Comparison: Univariate model of time to local-regional failure by EGFR groupp-value: 0.6195% CI: [0.74, 1.65]Regression, Cox
Secondary

Patient-reported Swallowing Score (Area Under the Curve)

Patients completed a swallowing diary prior to the start of treatment and then daily during treatment. Patients recorded a score to indicate problems with swallowing on that day (1-None, 2-Mild soreness only, 3-Can swallow solids with some difficulty, 4-Cannot swallow solids, 5-Cannot swallow liquids). These scores were then plotted across time and the area under the curve from baseline until the end of week 6 was calculated. A lower area under the curve indicates better swallowing ability. Comparisons are only made between radiation therapy dosing levels because the cetuximab regimen was known to be safe in combination with radiation therapy.

Time frame: From randomization to 6 weeks after start of radiation therapy (6-10 weeks from randomization)

Population: Eligible patients enrolled while the high radiation therapy dose arms were open to accrual and who had at least 15 diary entries including one prior to start of radiation therapy and one during sixth week from start of radiation therapy.

ArmMeasureValue (MEDIAN)
Combined Patients Receiving 60 Gy RTPatient-reported Swallowing Score (Area Under the Curve)79.5 Area under curve (score * days)
Combined Patients Receiving 74 Gy RTPatient-reported Swallowing Score (Area Under the Curve)78.0 Area under curve (score * days)
p-value: 0.92t-test, 2 sided
Secondary

Percentage of Participants With Grade 3-5 Esophagitis and Pneumonitis Adverse Events as Assessed by NCI Common Toxicity Criteria for Adverse Effects (CTCAE) v3.0

Treatment-related esophagitis and pneumonitis were assessed graded using the CTCAE v3.0. Comparisons are only made between radiation therapy dosing levels because the cetuximab regimen was known to be safe in combination with radiation therapy.

Time frame: From randomization to last follow-up. Analysis occured after all patients were on study for 18 months. Maximum follow-up at time of analysis was 61.5 months.

Population: All eligible patients enrolled while the high dose arms were open, who did not withdraw consent.

ArmMeasureGroupValue (NUMBER)
Combined Patients Receiving 60 Gy RTPercentage of Participants With Grade 3-5 Esophagitis and Pneumonitis Adverse Events as Assessed by NCI Common Toxicity Criteria for Adverse Effects (CTCAE) v3.0Esophagitis7.4 percentage of participants
Combined Patients Receiving 60 Gy RTPercentage of Participants With Grade 3-5 Esophagitis and Pneumonitis Adverse Events as Assessed by NCI Common Toxicity Criteria for Adverse Effects (CTCAE) v3.0Pneumonitis6.9 percentage of participants
Combined Patients Receiving 74 Gy RTPercentage of Participants With Grade 3-5 Esophagitis and Pneumonitis Adverse Events as Assessed by NCI Common Toxicity Criteria for Adverse Effects (CTCAE) v3.0Esophagitis20.8 percentage of participants
Combined Patients Receiving 74 Gy RTPercentage of Participants With Grade 3-5 Esophagitis and Pneumonitis Adverse Events as Assessed by NCI Common Toxicity Criteria for Adverse Effects (CTCAE) v3.0Pneumonitis4.3 percentage of participants
Comparison: Esophagitis: Only those toxicities reported as possibly, probably, or definitely related to treatment were considered. The worst grade of esophagitis and the worst grade of pneumonitis at any time were classified by binary groupings of \< grade 3 and \>= grade 3. Comparisons were made using a two-sided chi-square test with a significance level of 0.05.p-value: <0.0001Chi-squared
Comparison: PNEUMONITIS: Only those toxicities reported as possibly, probably, or definitely related to treatment were considered. The worst grade of esophagitis and the worst grade of pneumonitis at any time were classified by binary groupings of \< grade 3 and \>= grade 3. Comparisons were made using a two-sided chi-square test with a significance level of 0.05.p-value: 0.2533Chi-squared
Secondary

Percentage of Participants With Other Grade 3-5 Adverse Events as Assessed by NCI CTCAE v3.0

Treatment-related adverse events other than esophagitis and pneumonitis were assessed graded using the CTCAE v3.0. Comparisons are only made between radiation therapy dosing levels because the cetuximab regimen was known to be safe in combination with radiation therapy.

Time frame: From randomization to last follow-up. Analysis occured after all patients were on study for 18 months. Maximum follow-up at time of analysis was 61.5 months.

Population: All eligible patients enrolled while the high dose arms were open, who did not withdraw consent.

ArmMeasureValue (NUMBER)
Combined Patients Receiving 60 Gy RTPercentage of Participants With Other Grade 3-5 Adverse Events as Assessed by NCI CTCAE v3.075.1 percentage of participants
Combined Patients Receiving 74 Gy RTPercentage of Participants With Other Grade 3-5 Adverse Events as Assessed by NCI CTCAE v3.077.8 percentage of participants
Comparison: Only those toxicities reported as possibly, probably, or definitely related to treatment were considered. The worst grade of of toxicity at any time was classified by a binary grouping of \< grade 3 and \>= grade 3. Comparisons were made using a two-sided chi-square test.p-value: 0.52Chi-squared
Secondary

Percentage of Patients With Decline From Baseline to 3 Months in the Lung Cancer Subscale (LCS) of the Functional Assessment of the Cancer Therapy Trial Outcome Index (FACT-TOI).

A decline of 2 points in the LCS from baseline to 3 months was considered a clinically meaningful change indicating a decline in quality of life. Comparisons are only made between radiation therapy dosing levels because the cetuximab regimen was known to be safe in combination with radiation therapy.

Time frame: At baseline and 3 months.

Population: Eligible patients who enrolled while the high dose arms were open, had baseline and 3 month assessments, and did not withdraw consent.

ArmMeasureValue (NUMBER)
Combined Patients Receiving 60 Gy RTPercentage of Patients With Decline From Baseline to 3 Months in the Lung Cancer Subscale (LCS) of the Functional Assessment of the Cancer Therapy Trial Outcome Index (FACT-TOI).29.9 percentage of participants
Combined Patients Receiving 74 Gy RTPercentage of Patients With Decline From Baseline to 3 Months in the Lung Cancer Subscale (LCS) of the Functional Assessment of the Cancer Therapy Trial Outcome Index (FACT-TOI).45.0 percentage of participants
Comparison: FACT-TOI-LCS was assessed and changes from baseline to 3 months calculated and grouped using a 2 point decline as the threshold. Comparisons of decline vs no decline by RT level were from a Cochran-Mantel-Haenszel test and controlling for cetuximab assignment using a two-side significance level of 0.05.p-value: 0.0233Cochran-Mantel-Haenszel
Secondary

Percentage of Patients With Grade 3+ Adverse Events by Epithelial Growth Factor Receptor (EGFR) Group

EGFR is a protein that is present on the surface of both normal cells and cancer cancer cells. EGFR H-Score is a measure of staining intensity ranging from 0 to 300 where a higher value indicates greater intensity of EGFR. Available tumor samples were evaluated for EGFR and given an H-Score. Patients were divided into two groups based on H-Score values dichotomized at 200. Worst toxicity as determined by adverse events was used as a measure of a patient's quality of life (QOL). Adverse events were graded using the Common Terminology Criteria for Adverse Events (CTCAE) v3.0. Grade refers to the severity of the AE. The CTCAE v3.0 assigns Grades 1 through 5 with unique clinical descriptions of severity for each AE based on this general guideline: Grade 1 Mild, Grade 2 Moderate, Grade 3 Severe, Grade 4 Life-threatening or disabling, Grade 5 Death related to AE. Highest grade (worst) adverse event (AE) per subject was counted.

Time frame: From randomization to last follow-up. Analysis occured after all patients were on study for 18 months. Maximum follow-up at time of analysis was 61.5 months.

Population: Eligible patients with EGFR H-Score

ArmMeasureValue (NUMBER)
Combined Patients Receiving 60 Gy RTPercentage of Patients With Grade 3+ Adverse Events by Epithelial Growth Factor Receptor (EGFR) Group72.1 percentage of participants
Combined Patients Receiving 74 Gy RTPercentage of Patients With Grade 3+ Adverse Events by Epithelial Growth Factor Receptor (EGFR) Group85.3 percentage of participants
p-value: 0.02Chi-squared
Secondary

Prognostic and Predictive Effects of Gross Tumor Volume (GTV) on Overall Survival

Gross tumor volume (GTV) is defined as the combined volume (cubic centimeters) of the primary tumor and clinically positive lymph nodes seen either on the planning computed tomography (CT) scan or the pretreatment positron emission tomography (PET) scan. Survival time is defined as time from randomization to date of death from any cause and is estimated by the Kaplan-Meier method. Patients last known to be alive are censored at the date of last contact. GTV was evaluated as a continuous variable therefore overall survival time is not summarized by GTV. Prognostic refers to the main effect and predictive refers to the interaction between GTV and treatment arm.

Time frame: From randomization to last follow-up. Analysis occured after all patients were on study for 18 months. Maximum follow-up at time of analysis was 61.5 months.

Population: Eligible patients with GTV data

ArmMeasureValue (MEDIAN)
Combined Patients Receiving 60 Gy RTPrognostic and Predictive Effects of Gross Tumor Volume (GTV) on Overall Survival25.0 months
Comparison: Univariate model with GTV as a continuous variablep-value: 0.0695% CI: [1, 1.002]Regression, Cox
Comparison: Multivariate model with GTV as a continuous variable, adjusting for planned radiation therapy dose group (60 Gy or 74 Gy) and the interaction of GTV and planned dose.p-value: 0.7895% CI: [0.997, 1.004]Regression, Cox
Secondary

Prognostic Value of Pre-treatment Standardized Uptake Value (SUV) of Positron Emission Tomography (PET) Scan in Predicting Survival, Distant Metastasis, and Local-regional Failure

Standardized uptake value (SUV) is a simple way of determining activity in PET imaging. It is a mathematically derived ratio of tissue radioactivity concentration at a point in time and the injected dose of radioactivity per kilogram of the patient's body weight. All event times are time from randomization to date of event or censoring. A survival event is death from any cause, patients without events are censored at the date of last contact, and survival rates are estimated by Kaplan-Meier method. Local-regional and distant metastasis events are the first development of progressive disease locally/regionally or distant metastasis, respectively, patients who do not have an event are censored at the date of death or last contact, and event rates are estimated by cumulative incidence. Two-year rates are presented. PET SUV was evaluated as a continuous variable therefore the outcome variables are not summarized by PET SUV.

Time frame: From randomization to last follow-up. Analysis occured after all patients were on study for 18 months. Maximum follow-up at time of analysis was 61.5 months.

Population: Eligible patients with PET SUV data at baseline.

ArmMeasureGroupValue (NUMBER)
Combined Patients Receiving 60 Gy RTPrognostic Value of Pre-treatment Standardized Uptake Value (SUV) of Positron Emission Tomography (PET) Scan in Predicting Survival, Distant Metastasis, and Local-regional FailureOverall Survival50.5 percentage of participants
Combined Patients Receiving 60 Gy RTPrognostic Value of Pre-treatment Standardized Uptake Value (SUV) of Positron Emission Tomography (PET) Scan in Predicting Survival, Distant Metastasis, and Local-regional FailureTime to Local-Regional Failure43.7 percentage of participants
Combined Patients Receiving 60 Gy RTPrognostic Value of Pre-treatment Standardized Uptake Value (SUV) of Positron Emission Tomography (PET) Scan in Predicting Survival, Distant Metastasis, and Local-regional FailureTime to Distant Metastasis46.7 percentage of participants
Comparison: Univariate model of overall survival time by PET SUV as a continuous variablep-value: 0.9495% CI: [0.98, 1.02]Regression, Cox
Comparison: Univariate model of time to local-regional failure by PET SUV as a continuous variablep-value: 0.7295% CI: [0.98, 1.02]Regression, Cox
Comparison: Univariate model of time to distant metastasis by PET SUV as a continuous variablep-value: 0.7995% CI: [0.98, 1.02]Regression, Cox
Secondary

Progression-free Survival

A failure for progression-free survival (PFS) is the first occurrence of local or regional progression, distant metastases, or death from any cause. Progression is defined using Response Evaluation Criteria In Solid Tumors Criteria (RECIST v1.0), as a 20% increase in the sum of the longest diameter of target lesions, or a measurable increase in a nontarget lesion, or the appearance of new lesions. Time is measured from the date of randomization to the date of first failure. Patients without failure are censored at the date of last follow-up.

Time frame: From randomization to last follow-up. Analysis occured after all patients were on study for 18 months. Maximum follow-up at time of analysis was 61.5 months.

Population: Eligible patients who did not withdraw consent; patients enrolled while high dose arms open to accrual are included in the RT comparison, patients enrolled while cetuximab arms open to accrual are included in the cetuximab comparison.

ArmMeasureValue (MEDIAN)
Combined Patients Receiving 60 Gy RTProgression-free Survival11.8 months
Combined Patients Receiving 74 Gy RTProgression-free Survival9.8 months
Combined Patients Receiving CetuximabProgression-free Survival10.8 months
Combined Patients From Arms Receiving No CetuximabProgression-free Survival10.7 months
Comparison: Progression-free survival is estimated by the Kaplan-Meier method. Comparisons by RT level and by cetuximab assignment are performed separately and tested with a two-sided significance level of 0.05 for each comparison.p-value: 0.1295% CI: [0.95, 1.47]Log Rank
Comparison: Progression-free survival is estimated by the Kaplan-Meier method. Comparisons by RT level and by cetuximab assignment are performed separately and tested with a two-sided significance level of 0.05.p-value: 0.8995% CI: [0.8, 1.22]Log Rank

Source: ClinicalTrials.gov · Data processed: Mar 18, 2026