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Efficacy of Functional Electrical Stimulation (FES) in Persons Receiving Botulinum Neurotoxin for Upper Extremity Spasticity

Single Blind, Randomized Study to Determine the Safety and the Efficacy of Using Functional Electrical Stimulation (FES) and Repetitive Task Practice vs. Repetitive Task Practice Alone in Persons Receiving Botulinum Neurotoxin Type A Injections for Upper Extremity Spasticity

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00462449
Acronym
Botox + FES
Enrollment
23
Registered
2007-04-19
Start date
2007-11-30
Completion date
2010-01-31
Last updated
2014-06-20

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Acquired Brain Injury, Stroke, Upper Extremity Spasticity

Keywords

Botulinum Toxin, Ness H200, Functional Electrical Stimulation, Repetitive Task Practice

Brief summary

FES is a form of treatment with a device to aid movement in people who have had damage to their brain or spinal cord. Small electrical impulses are used to excite/stimulate the nerves that supply paralyzed muscles. This activates those muscles, enabling them to produce basic but useful movement. Self-adhesive patches (electrodes) are placed on the skin close to the nerve that supplies the muscle and are connected by wires to a stimulator that produces the impulses. In this way, FES is used to correct the muscle weakness that is caused by injury to the brain or spinal cord. Repetitive task practice is an activity-based therapy program that has been shown to enhance the recovery of hand and arm functions after stroke. This therapy consists of a set of training activities that are designed by a qualified therapist specific to your functional abilities that are to be performed with the impaired hand. These activities are designed to stimulate functional improvement with repetitive practice. Spasticity is a nervous system disorder where certain muscles are continuously contracted. Botox injections are commonly used to help to reduce spasticity in areas of the body with increased muscle tone. This research is designed to look at any additional benefit that may occur when Botox injections are combined with specific occupational therapy exercises and with a device that uses functional electrical stimulation (FES) to help improve muscle function after stroke.

Detailed description

This is a single-blinded, randomized controlled trial examining the effect of repetitive task practice (RTP) and functional electrical stimulation (FES) in individuals who receive routine clinical Botox ® injections for upper extremity spasticity. Botox® injections in combination with repetitive task practice (RTP) is used routinely to manage upper limb spasticity after stroke or acquired brain injury. RTP is an activity-based rehabilitation program that has been shown effective in promoting motor recovery (Wolf et al., 2002), but it requires a sufficient level of baseline motor function. Since FES enhances motor function, we hypothesize that an FES-assisted RTP intervention will provide greater improvement in hand function than RTP alone in patients receiving Botox ® injections. The primary outcome will be upper extremity use during activities of daily living assessed observationally by the motor activities log (MAL-O). Secondary outcomes will be 1) dexterous hand function as measured by the action research arm test (ARAT); 2) client's perception of self-performance in activities of daily living assessed with the (MAL - Self Report); 3) global upper extremity impairment assessed by the Chedoke-McMaster Assessment (CMA); and 4) clinical spasticity assessed by the Modified Ashworth Scale (MAS). The primary endpoint will be 6 weeks post-injection. Outcomes will also be assessed at a secondary endpoint, 12 weeks post-injection, to determine the persistence of treatment effects.

Interventions

DEVICEFunctional Electrical Stimulation (FES) through the Ness H200

Specialized exercises will be presented to the participants in this group. They will be instructed on how to attach and complete this exercise program utilizing the FES device.

Sponsors

Allergan
CollaboratorINDUSTRY
University of Pittsburgh
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
DOUBLE (Investigator, Outcomes Assessor)

Eligibility

Sex/Gender
ALL
Age
18 Years to 70 Years
Healthy volunteers
No

Inclusion criteria

* Minimum 6 months post injury/insult with unilateral upper limb spasticity of the elbow, wrist and/or finger flexors. * Preinjection Modified Ashworth scores \> 2 in at least one of the following areas: elbow, wrist, or finger flexors. * Subjects must meet criteria for CMA Hand Impairment Scale Stage 2 and be able to complete Task 3 (thumb to index finger) of the CMA Hand Impairment Scale Stage 3, or demonstrate 50% gross grasp to be included. * Botulinum toxin A (Botox®) stable patients (have received at least two prior doses of the agent with first dose occurring at least 6 months prior to study enrollment). * Able to answer reliably to yes/no questions. * Able to follow reliably 1-step instructions. * Written informed consent. * Females enrolled in this study who are of childbearing age will be required to use adequate measures of birth control for the entire study period. Those who do not agree will be excluded.

Exclusion criteria

* Uncontrolled, clinically significant medical condition other than the condition under evaluation. * Severe, fixed joint contracture in the affected arm. Patients with mild contracture that does not significantly impact function will be included based upon the assessment of the PI. * Known allergy or sensitivity to any of the components in the study medication. * Females who are pregnant, breast-feeding, or planning a pregnancy during the study or who think that they may be pregnant at the start of the study, or females of childbearing potential who are unable or unwilling to use a reliable form of contraception during the study. * Concurrent participation in another investigational drug or device study or participation in the 30 days immediately prior to study enrollment. * Treatment with botulinum toxin of any serotype for any reason in less than 3 months prior to initial date of injection for the study. * Any medical condition that may put the subject at increased risk with exposure to botulinum toxin type A including diagnosed myasthenia gravis, Eaton-Lambert syndrome, amyotrophic lateral sclerosis, or any other disorder that might interfere with neuromuscular function. * Evidence of recent alcohol or drug abuse. * Infection or skin disorder at an anticipated injection and/or electrical stimulation sites. * Any condition or situation that, in the investigator's opinion, may put the subject at significant risk, confound the study results, or interfere significantly with the subject's participation in the study. * Use of aminoglycoside antibiotics, curare like agents, or other agents that might interfere with neuromuscular function. * Individuals with a cardiac pacemaker, a defibrillator, or baclofen pump. * Individuals with an unhealed or healing fracture or dislocation in the arm to be evaluated.

Design outcomes

Primary

MeasureTime frameDescription
Change From Baseline in Arm Function Based on Motor Activities Log (MAL-O)12 weeksupper extremity function during activities of daily living based on observer ratings. Scale runs 0 (not used) to 5 (normal function). No subscales used.

Secondary

MeasureTime frameDescription
Change From Baseline in Dexterous Hand Function as Measured by the Action Research Arm Test (ARAT)12 weeksDextrous hand function measurement. Scale ranges from 0 (no dextrous arm function) to 57 (normal function)
Change From Baseline in Self-performance in Activities of Daily Living Assessed With the (MAL - Self Report)12 weeksupper extremity function during activities of daily living as reported by the patient. Scale runs 0 (not used) to 5 (normal function). No subscales used.

Countries

United States

Participant flow

Recruitment details

Recruitment period from 11/15/2007 through 10/05/2009. Subjects were recruited primarily from the PI's clinical patient pool with unilateral, upper extremity spasticity. All subjects were required to be at least 6 months post insult.

Participants by arm

ArmCount
Chedoke-McMaster Assessment Hand Impairment 2, 3 - RTP Alone
Individuals randomized into this group will only receive specialized therapy associated with this population.
13
Chedoke-McMaster Assessment Hand Impairment 4-6 RTP + FES
In addition to appropriate therapy, this group will receive the FES device and be given instruction on how to complete specialized exercises utilizing this device.
10
Total23

Baseline characteristics

CharacteristicChedoke-McMaster Assessment Hand Impairment 4-6 RTP + FESChedoke-McMaster Assessment Hand Impairment 2, 3 - RTP AloneTotal
Age, Categorical
<=18 years
0 Participants0 Participants0 Participants
Age, Categorical
>=65 years
1 Participants1 Participants2 Participants
Age, Categorical
Between 18 and 65 years
9 Participants12 Participants21 Participants
Age, Continuous54 years
STANDARD_DEVIATION 10.3
41.2 years
STANDARD_DEVIATION 14.2
47.4 years
STANDARD_DEVIATION 14
Region of Enrollment
United States
10 participants13 participants23 participants
Sex: Female, Male
Female
6 Participants9 Participants15 Participants
Sex: Female, Male
Male
4 Participants4 Participants8 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
— / —— / —
other
Total, other adverse events
0 / 130 / 10
serious
Total, serious adverse events
0 / 130 / 10

Outcome results

Primary

Change From Baseline in Arm Function Based on Motor Activities Log (MAL-O)

upper extremity function during activities of daily living based on observer ratings. Scale runs 0 (not used) to 5 (normal function). No subscales used.

Time frame: 12 weeks

Population: Per protocol. Number was determined based on the number of participants enrolled and eligible.

ArmMeasureValue (MEAN)
FES and Repetitive Task Practice (RTP)Change From Baseline in Arm Function Based on Motor Activities Log (MAL-O)1.52 units on a scale
Repetitive Task Practice AloneChange From Baseline in Arm Function Based on Motor Activities Log (MAL-O)1.79 units on a scale
Secondary

Change From Baseline in Dexterous Hand Function as Measured by the Action Research Arm Test (ARAT)

Dextrous hand function measurement. Scale ranges from 0 (no dextrous arm function) to 57 (normal function)

Time frame: 12 weeks

Population: Per protocol.

ArmMeasureValue (MEAN)
FES and Repetitive Task Practice (RTP)Change From Baseline in Dexterous Hand Function as Measured by the Action Research Arm Test (ARAT)23.50 units on a scale
Repetitive Task Practice AloneChange From Baseline in Dexterous Hand Function as Measured by the Action Research Arm Test (ARAT)31.40 units on a scale
Secondary

Change From Baseline in Self-performance in Activities of Daily Living Assessed With the (MAL - Self Report)

upper extremity function during activities of daily living as reported by the patient. Scale runs 0 (not used) to 5 (normal function). No subscales used.

Time frame: 12 weeks

Population: Per protocol

ArmMeasureValue (MEAN)
FES and Repetitive Task Practice (RTP)Change From Baseline in Self-performance in Activities of Daily Living Assessed With the (MAL - Self Report)1.85 units on a scale
Repetitive Task Practice AloneChange From Baseline in Self-performance in Activities of Daily Living Assessed With the (MAL - Self Report)1.71 units on a scale

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026