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A Pivotal Study of a Facet Replacement System to Treat Spinal Stenosis

The Investigational Plan for the Evaluation of the ACADIA® Facet Replacement System

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00401518
Enrollment
390
Registered
2006-11-20
Start date
2006-10-31
Completion date
2017-10-31
Last updated
2020-09-10

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Lumbar Spinal Stenosis

Keywords

Spinal Stenosis, Lumbar Spinal Stenosis, Facet Arthroplasty, Posterior Fusion, Facet Arthritis

Brief summary

The purpose of this study is to determine if the ACADIA® Facet Replacement System is effective in the treatment of spinal stenosis. The primary objective of the study is to evaluate the overall success rate of the Anatomic Facet Replacement System in patients with spinal stenosis when compared to a posterior spinal fusion control.

Detailed description

Spinal Stenosis continues to be a major cause of back and leg pain. The condition is attributed to narrowing of the space around the nerves in the lumbar spine. This is often caused by the degenerative process in the spine and the facet joints. The current treatment calls for removal of bone around the affected nerve including the facet joints and fusing the posterior of the spine to ensure the segments remain stable. The ACADIA® Facet Replacement System (AFRS) allows for an anatomic reconstruction of the facet joint after decompression and removal of the degenerated facet. Like the original facet joint, the replacement implant is designed to reproduce facet motion while restoring normal stability and motion. The ACADIA® Facet Replacement System (AFRS) has been designed on the principals that have allowed other total joint replacement procedures to provide significant patient benefits. These guiding principals include: * Anatomically based implant design * Reproducible surgical technique * Elimination of pain The ACADIA® Facet Replacement System allows the surgeon to remove the offending bone while preserving the motion of the facet joint. This study will evaluate the outcomes of patients using the AFRS™ investigation compared to those receiving instrumented posterior fusion procedure. Patients will be required to complete study visits before the procedure and at 6 weeks, 3, 6, 12, 24 months post procedure and annually thereafter as required by FDA. Follow up visits consist of administration of questionnaires, radiographs and neurological assessment.

Interventions

DEVICENon-randomized ACADIA® Facet Replacement System

Non-randomized investigational ACADIA Facet Replacement System used for the treatment of lumbar spinal stenosis

DEVICERandomized ACADIA® Facet Replacement System

Randomized investigational ACADIA Facet Replacement System used for the treatment of lumbar spinal stenosis

DEVICERandomized Instrumented posterolateral fusion (PLF)

Randomized control treatment using an instrumented posterolateral fusion for the treatment of lumbar spinal stenosis

Sponsors

Globus Medical Inc
Lead SponsorINDUSTRY

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
SINGLE (Outcomes Assessor)

Eligibility

Sex/Gender
ALL
Age
21 Years to 85 Years
Healthy volunteers
Yes

Inclusion criteria

* 21-85 years of age and skeletally mature; * Have undergone 6 months of non-operative treatment prior to surgery; * Lateral, lateral recess and/or central canal stenosis; * Disc height measuring ≥ 4 mm at the operative level; * Persistent leg, thigh and/or buttock symptoms,including pain,numbness, burning or tingling with a minimum leg pain score of 40mm as measured with the Visual Analogue Scale (VAS) Index; * A score greater than 2 on a scale of 1-5 on the Zurich Claudication Questionnaire (ZCQ) Symptom Severity (SS) Score-Candidate; * A score greater than or equal to 2 on a scale of 1-4 on the ZCQ Physical Function (PF) Score; * A candidate for a decompression with full facetectomy at the operative level * Candidate for a posterior lumbar fusion; * Physically and mentally willing and able to comply evaluations; * Lives in the immediate area and has no plans to relocate;

Exclusion criteria

* Previous surgical procedure at the operative or adjacent level except for one of the following: Micro-discectomy, laminectomy, lamino/foraminotomy, rhizotomy, IDET, and/or interspinous spacer; * Previous lumbar fusion or disc replacement procedure; * Osteoporosis; * greater than Grade I spondylolisthesis or retrolisthesis; * Spondylolisthesis at levels other than at the operative level; * Scoliosis of the lumbar spine (defined as more than 11 deg Cobb angle) as indicated by plain X-ray films; * Primary diagnosis of discogenic back pain due to torn, herniated, inflamed or irritated disc or other pathology where the patient exhibits axial back pain from degenerative disc disease; * Acute traumatic pars fracture at the operative/adjacent level vertebral body; * Spinal stenosis at more than three lumbar segments; * Acute trauma to the lumbar spine within the last 24 months; * Active infection at the operative level, or a systemic infection; * Physically / mentally compromised; * Systemic disease that would affect the patient's welfare or the research study. * Immunologically suppressed or immunocompromised; * Insulin-Dependent Diabetes Mellitus (Type I Diabetes); * Currently undergoing long-term steroid therapy; * Metabolic bone disease; * Active malignancy: (except non-melanoma skin cancer), unless treated with no clinical signs or symptoms of the malignancy for at least 5 years; * Known allergy to cobalt chromium or titanium; * Used any investigational drug or device within the past 30 days; * Pending litigation related to back pain or injury; * Is a prisoner.

Design outcomes

Primary

MeasureTime frameDescription
Measure of Pain/Disability Using the Zurich Claudication Questionnaire (ZCQ) Physical Function Score24 monthsPhysical Function is measured on a scale of 1-4 points (lower values are considered a better outcome)
Measure of Pain/Disability Using the Zurich Claudication Questionnaire (ZCQ) Symptom Severity Score24 monthsSymptom Severity is measured on a scale of 1-5 points (lower values are considered a better outcome)
Number of Participants Who Maintained or Improved in Neurological Status.24 monthsNeurological status is based on four types of measurement parameters: muscle strength, straight leg raise, sensory function, and reflexes. Each of the four parameters will be coded as Stable or Improved OR Deteriorated. Neurological assessment scores must be stable or improved compared with the preoperative baseline to be considered Stable or Improved neurological status. If these scores have deteriorated as compared to the preoperative baseline, then the neurological status is considered Deteriorated.

Secondary

MeasureTime frameDescription
Mean Visual Analog Scale (VAS) Right Leg Pain24 monthsThe visual analog scale (VAS) is a questionnaire used to quantify a subjective experience, such as the intensity of pain. The scale is a 100mm line labeled with no pain on the left border and as severe as it could be on the right border. The subject is instructed to make a mark along the line to represent the intensity of right leg pain currently being experienced; 0mm is equal to no pain and 100mm is pain as severe as it could be. The clinician records the distance of the mark in millimeters from the left end of the scale.
Number of Participants With a Change of at Least 15 Points in Pain/Disability Using the Oswestry Disability Index (ODI) Score at 24 Months Compared With the Score at Baseline24 monthsThe Oswestry Disability Index (ODI) is a commonly used outcome-measure questionnaire for low back pain in a hospital setting. It is a self-administered questionnaire divided into ten sections designed to assess limitations of various activities of daily living. Each section is scored on a 0-5 scale, 5 representing the greatest disability. The scores for all questions answered are summed, then multiplied by two to obtain the index (range 0 to 100). Zero is equated with no disability and 100 is the maximum disability possible.
Mean Visual Analog Scale (VAS) Left Leg Pain24 monthsThe visual analog scale (VAS) is a questionnaire used to quantify a subjective experience, such as the intensity of pain. The scale is a 100mm line labeled with no pain on the left border and as severe as it could be on the right border. The subject is instructed to make a mark along the line to represent the intensity of left leg pain currently being experienced; 0mm is equal to no pain and 100mm is pain as severe as it could be. The clinician records the distance of the mark in millimeters from the left end of the scale.
Mean Visual Analog Scale (VAS) Back Pain24 monthsThe visual analog scale (VAS) is a questionnaire used to quantify a subjective experience, such as the intensity of pain. The scale is a 100mm line labeled with no pain on the left border and as severe as it could be on the right border. The subject is instructed to make a mark along the line to represent the intensity of back pain currently being experienced; 0mm is equal to no pain and 100mm is pain as severe as it could be. The clinician records the distance of the mark in millimeters from the left end of the scale.

Countries

Puerto Rico, United States

Participant flow

Participants by arm

ArmCount
Non-randomized ACADIA®
Non-randomized investigational surgical treatment using the ACADIA Facet Replacement system for the treatment of lumbar spinal stenosis
46
Randomized ACADIA®
Randomized investigational surgical treatment using the ACADIA Facet Replacement system for the treatment of lumbar spinal stenosis
227
Randomized Instrumented PLF
Randomized control surgical treatment using an instrumented posterolateral fusion for the treatment of lumbar spinal stenosis
117
Total390

Baseline characteristics

CharacteristicNon-randomized ACADIA®Randomized ACADIA®Randomized Instrumented PLFTotal
Age, Continuous58.6 years
STANDARD_DEVIATION 11.46
61.7 years
STANDARD_DEVIATION 9.82
61.4 years
STANDARD_DEVIATION 10.55
61.2 years
STANDARD_DEVIATION 10.27
Height67.3 inches
STANDARD_DEVIATION 3.91
66.9 inches
STANDARD_DEVIATION 4.41
67.4 inches
STANDARD_DEVIATION 3.86
67.1 inches
STANDARD_DEVIATION 4.19
Race/Ethnicity, Customized
Asian or Pacific Islander
0 Participants5 Participants0 Participants5 Participants
Race/Ethnicity, Customized
Black or African American
1 Participants2 Participants7 Participants10 Participants
Race/Ethnicity, Customized
Caucasian
41 Participants206 Participants103 Participants350 Participants
Race/Ethnicity, Customized
Hispanic
3 Participants12 Participants7 Participants22 Participants
Race/Ethnicity, Customized
Other
1 Participants2 Participants0 Participants3 Participants
Sex: Female, Male
Female
22 Participants119 Participants55 Participants196 Participants
Sex: Female, Male
Male
24 Participants108 Participants62 Participants194 Participants
Weight190.8 pounds
STANDARD_DEVIATION 41.34
191.3 pounds
STANDARD_DEVIATION 39.62
191.2 pounds
STANDARD_DEVIATION 37.38
191.2 pounds
STANDARD_DEVIATION 39.07

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
deaths
Total, all-cause mortality
2 / 464 / 2263 / 117
other
Total, other adverse events
46 / 46213 / 226108 / 117
serious
Total, serious adverse events
20 / 46111 / 22640 / 117

Outcome results

Primary

Measure of Pain/Disability Using the Zurich Claudication Questionnaire (ZCQ) Physical Function Score

Physical Function is measured on a scale of 1-4 points (lower values are considered a better outcome)

Time frame: 24 months

ArmMeasureValue (MEAN)Dispersion
Non-randomized ACADIA®Measure of Pain/Disability Using the Zurich Claudication Questionnaire (ZCQ) Physical Function Score1.7 score on a scaleStandard Deviation 0.71
Randomized ACADIA®Measure of Pain/Disability Using the Zurich Claudication Questionnaire (ZCQ) Physical Function Score1.6 score on a scaleStandard Deviation 0.62
Randomized Instrumented PLFMeasure of Pain/Disability Using the Zurich Claudication Questionnaire (ZCQ) Physical Function Score1.7 score on a scaleStandard Deviation 0.73
Primary

Measure of Pain/Disability Using the Zurich Claudication Questionnaire (ZCQ) Symptom Severity Score

Symptom Severity is measured on a scale of 1-5 points (lower values are considered a better outcome)

Time frame: 24 months

Population: One patient from the Randomized ACADIA group did not have ZCQ Symptom Severity data at 24 months

ArmMeasureValue (MEAN)Dispersion
Non-randomized ACADIA®Measure of Pain/Disability Using the Zurich Claudication Questionnaire (ZCQ) Symptom Severity Score2.1 score on a scaleStandard Deviation 0.9
Randomized ACADIA®Measure of Pain/Disability Using the Zurich Claudication Questionnaire (ZCQ) Symptom Severity Score2.0 score on a scaleStandard Deviation 0.8
Randomized Instrumented PLFMeasure of Pain/Disability Using the Zurich Claudication Questionnaire (ZCQ) Symptom Severity Score2.2 score on a scaleStandard Deviation 0.98
Primary

Number of Participants Who Maintained or Improved in Neurological Status.

Neurological status is based on four types of measurement parameters: muscle strength, straight leg raise, sensory function, and reflexes. Each of the four parameters will be coded as Stable or Improved OR Deteriorated. Neurological assessment scores must be stable or improved compared with the preoperative baseline to be considered Stable or Improved neurological status. If these scores have deteriorated as compared to the preoperative baseline, then the neurological status is considered Deteriorated.

Time frame: 24 months

Population: Only patients with Neurological data at 24 months and treated with ACADIA or the control treatment were analyzed

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Non-randomized ACADIA®Number of Participants Who Maintained or Improved in Neurological Status.30 Participants
Randomized ACADIA®Number of Participants Who Maintained or Improved in Neurological Status.155 Participants
Randomized Instrumented PLFNumber of Participants Who Maintained or Improved in Neurological Status.75 Participants
Secondary

Mean Visual Analog Scale (VAS) Back Pain

The visual analog scale (VAS) is a questionnaire used to quantify a subjective experience, such as the intensity of pain. The scale is a 100mm line labeled with no pain on the left border and as severe as it could be on the right border. The subject is instructed to make a mark along the line to represent the intensity of back pain currently being experienced; 0mm is equal to no pain and 100mm is pain as severe as it could be. The clinician records the distance of the mark in millimeters from the left end of the scale.

Time frame: 24 months

ArmMeasureValue (MEAN)Dispersion
Non-randomized ACADIA®Mean Visual Analog Scale (VAS) Back Pain24.7 score on a scaleStandard Deviation 30.23
Randomized ACADIA®Mean Visual Analog Scale (VAS) Back Pain18.8 score on a scaleStandard Deviation 25.24
Randomized Instrumented PLFMean Visual Analog Scale (VAS) Back Pain23.9 score on a scaleStandard Deviation 26.86
Secondary

Mean Visual Analog Scale (VAS) Left Leg Pain

The visual analog scale (VAS) is a questionnaire used to quantify a subjective experience, such as the intensity of pain. The scale is a 100mm line labeled with no pain on the left border and as severe as it could be on the right border. The subject is instructed to make a mark along the line to represent the intensity of left leg pain currently being experienced; 0mm is equal to no pain and 100mm is pain as severe as it could be. The clinician records the distance of the mark in millimeters from the left end of the scale.

Time frame: 24 months

ArmMeasureValue (MEAN)Dispersion
Non-randomized ACADIA®Mean Visual Analog Scale (VAS) Left Leg Pain17.5 score on a scaleStandard Deviation 29.72
Randomized ACADIA®Mean Visual Analog Scale (VAS) Left Leg Pain12.2 score on a scaleStandard Deviation 24.25
Randomized Instrumented PLFMean Visual Analog Scale (VAS) Left Leg Pain16.9 score on a scaleStandard Deviation 26.68
Secondary

Mean Visual Analog Scale (VAS) Right Leg Pain

The visual analog scale (VAS) is a questionnaire used to quantify a subjective experience, such as the intensity of pain. The scale is a 100mm line labeled with no pain on the left border and as severe as it could be on the right border. The subject is instructed to make a mark along the line to represent the intensity of right leg pain currently being experienced; 0mm is equal to no pain and 100mm is pain as severe as it could be. The clinician records the distance of the mark in millimeters from the left end of the scale.

Time frame: 24 months

ArmMeasureValue (MEAN)Dispersion
Non-randomized ACADIA®Mean Visual Analog Scale (VAS) Right Leg Pain19.4 score on a scaleStandard Deviation 28.11
Randomized ACADIA®Mean Visual Analog Scale (VAS) Right Leg Pain13.2 score on a scaleStandard Deviation 24.97
Randomized Instrumented PLFMean Visual Analog Scale (VAS) Right Leg Pain22.5 score on a scaleStandard Deviation 30.8
Secondary

Number of Participants With a Change of at Least 15 Points in Pain/Disability Using the Oswestry Disability Index (ODI) Score at 24 Months Compared With the Score at Baseline

The Oswestry Disability Index (ODI) is a commonly used outcome-measure questionnaire for low back pain in a hospital setting. It is a self-administered questionnaire divided into ten sections designed to assess limitations of various activities of daily living. Each section is scored on a 0-5 scale, 5 representing the greatest disability. The scores for all questions answered are summed, then multiplied by two to obtain the index (range 0 to 100). Zero is equated with no disability and 100 is the maximum disability possible.

Time frame: 24 months

Population: Six Non-randomized ACADIA®, 37 Randomized ACADIA® and 23 Randomized instrumented PLF did not complete the 24 month visit and thus were not analyzed.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Non-randomized ACADIA®Number of Participants With a Change of at Least 15 Points in Pain/Disability Using the Oswestry Disability Index (ODI) Score at 24 Months Compared With the Score at Baseline33 Participants
Randomized ACADIA®Number of Participants With a Change of at Least 15 Points in Pain/Disability Using the Oswestry Disability Index (ODI) Score at 24 Months Compared With the Score at Baseline151 Participants
Randomized Instrumented PLFNumber of Participants With a Change of at Least 15 Points in Pain/Disability Using the Oswestry Disability Index (ODI) Score at 24 Months Compared With the Score at Baseline62 Participants

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026