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A Phase 1-2 Trial of Cetuximab in Combination With Oxaliplatin, Capecitabine, and Radiation Therapy Followed by Surgery for Locally-advanced Rectal Cancer

A Phase 1-2 Trial of Cetuximab in Combination With Oxaliplatin, Capecitabine, and Radiation Therapy Followed by Surgical Resection for Locally-Advanced Rectal Cancer

Status
Terminated
Phases
Phase 1Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00226941
Enrollment
23
Registered
2005-09-27
Start date
2004-06-30
Completion date
2009-02-28
Last updated
2017-12-08

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Rectal Cancer, Colo-rectal Cancer

Brief summary

The objectives of this study are to: 1. To assess dose-limiting toxicities (DLTs) of capecitabine +/- oxaliplatin in a combination regimen with capecitabine and radiotherapy (Phase 1) 2. To determine the maximum-tolerated dose (MTD) when capecitabine * oxaliplatin in a combination regimen with capecitabine and radiotherapy (Phase 1) 3. To determine the pathologic response rate of cetuximab +/- oxaliplatin in combination with capecitabine and radiotherapy (Phase 2)

Detailed description

Part of the treatment plan for this study is surgical removal of the tumor that is planned to occur 6 to 8 weeks after completion of radiotherapy (XRT). This study consists of 2 distinct phases (Phase 1 and Phase 2). In Phase 1, the objectives are to 1. Assess dose-limiting toxicities (DLTs) and 2. Determine a maximum-tolerated dose (MTD) The Phase 1 endpoints are assessed on an initial cohort of patients after the completion of the chemo-radiotherapy regimen at defined timepoints that precede surgery. Phase 2 is the efficacy assessment portion of this study. In Phase 2, the objective is to accrue an expansion cohort. Efficacy assessments for phase 2 are to be assessed across all study participants at the time of, or after, surgery, as measured by the pathologic response rate; downstaging; and survival at 5 years from the start of treatment.

Interventions

DRUGCetuximab

Cetuximab is a chimeric anti-epidermal growth factor receptor (anti-EGFR) monoclonal antibody, administered via a intravenous (IV) infusion at 400 mg/m² (initial loading dose) or 250 mg/m² (weekly dose). Dosage is based on m² of body surface area (BSA)

DRUGOxaliplatin

Oxaliplatin is a cancer medication used to treat colorectal cancer, and is administered on Days 2 and 23.

DRUGCapecitabine

Capecitabine is a cancer medication, and is administered based on m² of body surface area (BSA) delivered in equivalent morning and evening doses

RADIATIONRadiotherapy

Radiotherapy is administered on weekdays in 180 centigray fractions (doses), for 28 total fractions delivering a total dose of 5040 centigray (cGy)

Diphenhydramine HCl 50 mg (or equivalent) is administered as a per-medication for cetuximab

Sponsors

Bristol-Myers Squibb
CollaboratorINDUSTRY
George Albert Fisher
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
SEQUENTIAL
Primary purpose
TREATMENT
Masking
NONE

Intervention model description

Sequential design for 4 dose combinations (arms) through phase 1

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Histologically-confirmed adenocarcinoma of the rectum. Clinical stages T3; T4; or N1 as determined by endoscopic ultrasound; or a rectal CT or MRI scan are eligible, including T3 N0; T3 N1; T4 N0; T4 N1; T1-4 N1. Rectal cancers are defined as those whose distal border extends to within 12 cm of the anal verge. * Age ≥ 18 * Karnofsky performance status (KPS) ≥ 70 * Leukocyte count \> 3,500 x 10e6/µL * Platelet count \> 100,000/µL * Serum glutamic-oxaloacetic transaminase (SGOT) \< 2.5 x institutional upper limits of normal (ULN) * Serum glutamic-pyruvic transaminase (SGPT) \< 2.5 x ULN * Alkaline phosphatase \< 2.5 x ULN * Total bilirubin \< 1.5x ULN * Creatinine: * Within normal institutional limits * OR * Creatinine clearance \> 60 mL/min/1.73 m2 (if serum creatinine levels above institutional normal) * Ability to swallow pills without difficulty * Women of child-bearing potential must have a negative serum or urine pregnancy test (minimum sensitivity 25 IU/L or equivalent units of HCG), within 72 hours prior to the start of study medication * Women of child-bearing potential must be using an adequate method of contraception to avoid pregnancy throughout the treatment

Exclusion criteria

* Metastatic (M1) or stage IV disease * Prior history of treatment with cetuximab or other therapy targeting EGFR * Prior history of anti-cancer murine monoclonal antibody therapy * Prior pelvic or whole abdominal radiotherapy * Uncontrolled intercurrent illness including, but not limited to: * Ongoing or active infection * Symptomatic congestive heart failure * Unstable angina pectoris * Cardiac arrhythmia * Psychiatric illness / social situations that would limit compliance with study requirements * Patients with a concurrent malignancy or previous malignancy within 5 years of screening will be excluded from this study (EXCEPTION: concurrent or previous non-melanoma skin cancer, hematolymphoid malignancy or carcinoma in-situ of the cervix may be allowed at the investigator's discretion) * Inability to sign written consent * Pregnant or breastfeeding * Unwilling or unable to use effective contraception in self or partner for the entire study period and for up to 4 weeks after the study

Design outcomes

Primary

MeasureTime frameDescription
Dose-limiting Toxicity (DLT) - Number of DLTs by Treatment Group10 weeksDose-limiting Toxicity (DLT) is the measure used to establish overall Maximum-tolerated dose (MTD) of cetuximab + capecitabine + radiotherapy +/- oxaliplatin. MTD is defined as the highest dose level for which participants have a \< 30% incidence of dose-limiting toxicity (DLT). The outcome is expressed as the number of DLTs by treatment group.
Dose-limiting Toxicity (DLT) - Number of Participants Affected10 weeksDose-limiting Toxicity (DLT) is the measure used to establish overall Maximum-tolerated dose (MTD) of cetuximab + capecitabine + radiotherapy +/- oxaliplatin. MTD is defined as the highest dose level for which participants have a \< 30% incidence of dose-limiting toxicity (DLT). The outcome is expressed as the number of participants experiencing a DLT.

Secondary

MeasureTime frameDescription
Time-to-Progression (TTP)5 yearsTime-to-progression was assessed as the time from the date of surgical resection to the appearance of either local disease recurrence or distant metastases by any modality (eg, clinical exam, endoscopy, radiographic imaging). All relapses were to be confirmed by biopsy and pathology review.
Pathologic Response Rate12 to 14 weeks after radiotherapyAfter treatment with capecitabine, cetuximab, radiotherapy, and oxaliplatin, the pathologic response rate was assessed based on the excised tumor taken at the time of surgical resection. Pathologic response rate was determined as the number and proportion of participants who experienced either downstaging of their disease, or complete response (CR, no detectable disease). A participant will be considered to have downstaging of the tumor as a result of the neoadjuvant therapy when the primary tumor (T) stage by pathology isless than the T stage by clinical (endoscopic) evaluation, or when the regional lymph node (N) tumor stage by pathology is less than the N stage by clinical (endoscopic) evaluation.
Survival at 5 Years5 yearsSurvival at 5 years was assessed as the number of participants alive 5 years after starting treatment.
Overall Survival (OS)72 monthsOverall Survival (OS) was assessed as the mean survival from the date of entry on study though 72 months.
Tumor Downstaging at Surgical Resection12 to 14 weeks after radiotherapyDownstaging means a reduction from the stage of disease observed at baseline to the stage of disease after treatment with cetuximab, radiotherapy, oxaliplatin, and capecitabine, as determined at the time of surgical removal of the tumor. Downstaging may be observed as improvements in tumor staging at the primary site of the tumor; in nearby (regional) lymph nodes; or in metastatic disease beyond the regional lymph nodes. This outcome specifically does not include participants that achieved a complete response, nor those that experienced no response or disease progression.

Countries

United States

Participant flow

Participants by arm

ArmCount
Group 1 - Cetuximab + Capecitabine-800 + XRT + Oxaliplatin-100
* Cetuximab 250 mg/m² / week * Capecitabine 800 mg/m² * Radiotherapy (XRT) * Oxaliplatin 100 mg/m², Days 2 and 23
6
Group 2 - Cetuximab + Capecitabine-700 + XRT + Oxaliplatin-85
* Cetuximab 250 mg/m² / week * Capecitabine 700 mg/m² * Radiotherapy (XRT) * Oxaliplatin 85 mg/m², Days 2 and 23
6
Group A - Cetuximab + Capecitabine-800 + XRT
* Cetuximab 250 mg/m² / week * Capecitabine 800 mg/m² * Radiotherapy (XRT)
4
Group B - Cetuximab + Capecitabine-1000 + XRT
* Cetuximab 250 mg/m² / week * Capecitabine 1000 mg/m² * Radiotherapy (XRT)
7
Total23

Withdrawals & dropouts

PeriodReasonFG000FG001FG002FG003
Overall StudyWithdrawal by subject - toxicity0001
Overall StudyWithdrawn by investigator - unrelated AE0001

Baseline characteristics

CharacteristicGroup 1 - Cetuximab + Capecitabine-800 + XRT + Oxaliplatin-100TotalGroup B - Cetuximab + Capecitabine-1000 + XRTGroup A - Cetuximab + Capecitabine-800 + XRTGroup 2 - Cetuximab + Capecitabine-700 + XRT + Oxaliplatin-85
Age, Categorical
<=18 years
0 Participants0 Participants0 Participants0 Participants0 Participants
Age, Categorical
>=65 years
1 Participants3 Participants2 Participants0 Participants0 Participants
Age, Categorical
Between 18 and 65 years
5 Participants20 Participants5 Participants4 Participants6 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants1 Participants1 Participants0 Participants0 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
6 Participants22 Participants6 Participants4 Participants6 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants0 Participants0 Participants
Histology
Adenocarcinoid Tumor
0 Participants5 Participants4 Participants1 Participants0 Participants
Histology
Adenocarcinoma, Nos
6 Participants17 Participants3 Participants2 Participants6 Participants
Histology
Adenosarcoma
0 Participants1 Participants0 Participants1 Participants0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
1 Participants2 Participants1 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
1 Participants2 Participants1 Participants0 Participants0 Participants
Race (NIH/OMB)
White
4 Participants19 Participants5 Participants4 Participants6 Participants
Sex: Female, Male
Female
1 Participants5 Participants2 Participants0 Participants2 Participants
Sex: Female, Male
Male
5 Participants18 Participants5 Participants4 Participants4 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
EG003
affected / at risk
deaths
Total, all-cause mortality
1 / 61 / 60 / 40 / 7
other
Total, other adverse events
6 / 66 / 64 / 47 / 7
serious
Total, serious adverse events
6 / 66 / 63 / 47 / 7

Outcome results

Primary

Dose-limiting Toxicity (DLT) - Number of DLTs by Treatment Group

Dose-limiting Toxicity (DLT) is the measure used to establish overall Maximum-tolerated dose (MTD) of cetuximab + capecitabine + radiotherapy +/- oxaliplatin. MTD is defined as the highest dose level for which participants have a \< 30% incidence of dose-limiting toxicity (DLT). The outcome is expressed as the number of DLTs by treatment group.

Time frame: 10 weeks

Population: All participants were formally part of the phase 1 portion of this study.

ArmMeasureValue (NUMBER)
Group 1 - Cetuximab + Capecitabine-800 + XRT + Oxaliplatin-100Dose-limiting Toxicity (DLT) - Number of DLTs by Treatment Group10 DLTs
Group 2 - Cetuximab + Capecitabine-700 + XRT + Oxaliplatin-85Dose-limiting Toxicity (DLT) - Number of DLTs by Treatment Group2 DLTs
Group A - Cetuximab + Capecitabine-800 + XRTDose-limiting Toxicity (DLT) - Number of DLTs by Treatment Group0 DLTs
Group B - Cetuximab + Capecitabine-1000 + XRTDose-limiting Toxicity (DLT) - Number of DLTs by Treatment Group0 DLTs
Primary

Dose-limiting Toxicity (DLT) - Number of Participants Affected

Dose-limiting Toxicity (DLT) is the measure used to establish overall Maximum-tolerated dose (MTD) of cetuximab + capecitabine + radiotherapy +/- oxaliplatin. MTD is defined as the highest dose level for which participants have a \< 30% incidence of dose-limiting toxicity (DLT). The outcome is expressed as the number of participants experiencing a DLT.

Time frame: 10 weeks

Population: All participants were formally part of the phase 1 portion of this study.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Group 1 - Cetuximab + Capecitabine-800 + XRT + Oxaliplatin-100Dose-limiting Toxicity (DLT) - Number of Participants Affected4 Participants
Group 2 - Cetuximab + Capecitabine-700 + XRT + Oxaliplatin-85Dose-limiting Toxicity (DLT) - Number of Participants Affected2 Participants
Group A - Cetuximab + Capecitabine-800 + XRTDose-limiting Toxicity (DLT) - Number of Participants Affected0 Participants
Group B - Cetuximab + Capecitabine-1000 + XRTDose-limiting Toxicity (DLT) - Number of Participants Affected0 Participants
Secondary

Overall Survival (OS)

Overall Survival (OS) was assessed as the mean survival from the date of entry on study though 72 months.

Time frame: 72 months

Population: This outcome is defined per protocol as study phase 2, which did not occur. However, data are provided for phase 1 participants, for completeness. This study was terminated before all patients reached 5 years on study. Some patients are reported as the last known alive date.

ArmMeasureValue (MEAN)Dispersion
Group 1 - Cetuximab + Capecitabine-800 + XRT + Oxaliplatin-100Overall Survival (OS)59.7 monthsStandard Deviation 0.7
Group 2 - Cetuximab + Capecitabine-700 + XRT + Oxaliplatin-85Overall Survival (OS)57.0 monthsStandard Deviation 5.8
Group A - Cetuximab + Capecitabine-800 + XRTOverall Survival (OS)54.4 monthsStandard Deviation 11.1
Group B - Cetuximab + Capecitabine-1000 + XRTOverall Survival (OS)53.7 monthsStandard Deviation 11.3
Secondary

Pathologic Response Rate

After treatment with capecitabine, cetuximab, radiotherapy, and oxaliplatin, the pathologic response rate was assessed based on the excised tumor taken at the time of surgical resection. Pathologic response rate was determined as the number and proportion of participants who experienced either downstaging of their disease, or complete response (CR, no detectable disease). A participant will be considered to have downstaging of the tumor as a result of the neoadjuvant therapy when the primary tumor (T) stage by pathology isless than the T stage by clinical (endoscopic) evaluation, or when the regional lymph node (N) tumor stage by pathology is less than the N stage by clinical (endoscopic) evaluation.

Time frame: 12 to 14 weeks after radiotherapy

Population: This outcome is specifically defined per protocol as the phase 2 portion of the study, which did not occur. However, the data for this measure are available from the phase 1 participants (only), and are provided for completeness.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Group 1 - Cetuximab + Capecitabine-800 + XRT + Oxaliplatin-100Pathologic Response Rate4 Participants
Group 2 - Cetuximab + Capecitabine-700 + XRT + Oxaliplatin-85Pathologic Response Rate5 Participants
Group A - Cetuximab + Capecitabine-800 + XRTPathologic Response Rate3 Participants
Group B - Cetuximab + Capecitabine-1000 + XRTPathologic Response Rate5 Participants
Secondary

Survival at 5 Years

Survival at 5 years was assessed as the number of participants alive 5 years after starting treatment.

Time frame: 5 years

Population: This outcome is defined per protocol as study phase 2, which did not occur. However, data are available from the phase 1 participants (only), and are provided for completeness. This study was terminated before all patients reached 5 years from study entry. Only patients known to be alive at 5 years are reported.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Group 1 - Cetuximab + Capecitabine-800 + XRT + Oxaliplatin-100Survival at 5 Years5 Participants
Group 2 - Cetuximab + Capecitabine-700 + XRT + Oxaliplatin-85Survival at 5 Years4 Participants
Group A - Cetuximab + Capecitabine-800 + XRTSurvival at 5 Years3 Participants
Group B - Cetuximab + Capecitabine-1000 + XRTSurvival at 5 Years3 Participants
Secondary

Time-to-Progression (TTP)

Time-to-progression was assessed as the time from the date of surgical resection to the appearance of either local disease recurrence or distant metastases by any modality (eg, clinical exam, endoscopy, radiographic imaging). All relapses were to be confirmed by biopsy and pathology review.

Time frame: 5 years

Population: This study was terminated before all patients reached 5 years from the date of surgical resection. Only patients that progressed are reported, and since no patients progressed in Group 2, median and range are not reportable.

ArmMeasureValue (MEDIAN)
Group 1 - Cetuximab + Capecitabine-800 + XRT + Oxaliplatin-100Time-to-Progression (TTP)1.4 years
Group A - Cetuximab + Capecitabine-800 + XRTTime-to-Progression (TTP)3.0 years
Group B - Cetuximab + Capecitabine-1000 + XRTTime-to-Progression (TTP)3.9 years
Secondary

Tumor Downstaging at Surgical Resection

Downstaging means a reduction from the stage of disease observed at baseline to the stage of disease after treatment with cetuximab, radiotherapy, oxaliplatin, and capecitabine, as determined at the time of surgical removal of the tumor. Downstaging may be observed as improvements in tumor staging at the primary site of the tumor; in nearby (regional) lymph nodes; or in metastatic disease beyond the regional lymph nodes. This outcome specifically does not include participants that achieved a complete response, nor those that experienced no response or disease progression.

Time frame: 12 to 14 weeks after radiotherapy

Population: This outcome is specifically defined per protocol as the phase 2 portion of the study, which did not occur. However, the data for this measure are available from the phase 1 participants (only), and are provided for completeness.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Group 1 - Cetuximab + Capecitabine-800 + XRT + Oxaliplatin-100Tumor Downstaging at Surgical Resection4 Participants
Group 2 - Cetuximab + Capecitabine-700 + XRT + Oxaliplatin-85Tumor Downstaging at Surgical Resection5 Participants
Group A - Cetuximab + Capecitabine-800 + XRTTumor Downstaging at Surgical Resection3 Participants
Group B - Cetuximab + Capecitabine-1000 + XRTTumor Downstaging at Surgical Resection5 Participants

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026