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TOBY (TOtal Body hYpothermia): a Study of Treatment for Perinatal Asphyxia

Whole Body Hypothermia for the Treatment of Perinatal Asphyxial Encephalopathy

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00147030
Enrollment
325
Registered
2005-09-07
Start date
2002-12-31
Completion date
2008-08-31
Last updated
2016-05-11

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Asphyxia Neonatorum, Encephalopathy, Hypoxia, Seizures

Keywords

Hypoxia, Ischaemia, Encephalopathy, Neonatal, Hypothermia, Perinatal, Cooling, Whole/Total Body

Brief summary

Hypothesis: Prolonged whole body cooling in term infants with perinatal asphyxial encephalopathy reduces death and severe neurodevelopmental disability. This study aims to determine whether whole body cooling to 33-34°C is a safe treatment that improves survival, without severe neurological or neurodevelopmental impairments at 18 months, of term infants suffering perinatal asphyxial encephalopathy.

Detailed description

This is a multicentre prospective randomised controlled trial to determine whether a reduction of body temperature by 3-4°C following perinatal asphyxia improves survival without neurodevelopmental disability. Full term infants will be randomised within 6 hours of birth to either a control group with the rectal temperature kept at 37 ± 0.2°C or to whole body cooling with the rectal temperature kept at 33.5 ± 0.5°C for 72 hours followed by slow rewarming. The outcome will be assessed at 18 months of age by survival and neurological and neurodevelopmental testing. Eligibility criteria: Term infants less than 6 hours after birth with moderate or severe perinatal asphyxia (a combination of clinical and EEG criteria). Exclusion criteria: Infants expected to be 6 hours of age at the time of randomisation or infants with major congenital abnormalities. Intervention: Intensive care with whole body cooling versus intensive care without whole body cooling (babies are cooled to 33.5°C for 72 hours) Main Outcomes: Death and severe neurodevelopmental impairment at 18 months of age Secondary Outcomes: Cerebral thrombosis or haemorrhage, persistent hypotension, pulmonary hypertension, abnormal coagulation, arrhythmia and sepsis in the neonatal period. Neurological impairments at 18 months Number of patients required: 236. On 30th November 2006, when recruitment closed, 325 babies had been recruited.

Interventions

PROCEDUREWhole body mild induced hypothermia

Target rectal temperature 33-34°C for 72 hours, commencing by 6 hours of age; followed by re-warming at 0.5°C to normothermia

Sponsors

Medical Research Council
CollaboratorOTHER_GOV
Imperial College London
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
1 Hours to 6 Hours
Healthy volunteers
No

Inclusion criteria

The infant will be assessed sequentially by criteria A, B and C listed below: A. Infants =\>36 completed weeks gestation admitted to the Neonatal Intensive Care Unit (NICU) with at least one of the following: * Apgar score of =\<5 at 10 minutes after birth * Continued need for resuscitation, including endotracheal or mask ventilation, at 10 minutes after birth * Acidosis within 60 minutes of birth (defined as any occurrence of umbilical cord, arterial or capillary pH \<7.00) * Base Deficit =\>16 mmol/L in umbilical cord or any blood sample (arterial, venous or capillary) within 60 minutes of birth Infants that meet criteria A will be assessed for whether they meet the neurological abnormality entry criteria (B) by trained personnel: B. Moderate to severe encephalopathy, consisting of altered state of consciousness (lethargy, stupor or coma) AND at least one of the following: * hypotonia * abnormal reflexes including oculomotor or pupillary abnormalities * absent or weak suck * clinical seizures Infants that meet criteria A & B will be assessed by amplitude-integrated electroencephalogram (aEEG) (read by trained personnel): C. At least 30 minutes duration of amplitude integrated EEG recording that shows abnormal background aEEG activity or seizures. There must be one of the following: * normal background with some seizure activity * moderately abnormal activity * suppressed activity * continuous seizure activity

Exclusion criteria

* Infants expected to be \> 6 hours of age at the time of randomisation * Major congenital abnormalities, such as diaphragmatic hernia requiring ventilation, or congenital abnormalities suggestive of chromosomal anomaly or other syndromes that include brain dysgenesis

Design outcomes

Primary

MeasureTime frameDescription
Combined Incidence of Mortality and Severe Neurodevelopmental Disability in Survivors18 monthsSevere neurodevelopmental disability was defined as a score of less than 70 on the Mental Developmental Index of the Bayley Scales of Infant Development II (BSID-II) (on which the standardization mean \[± standard deviation (SD)\] is 100±15 and higher scores indicate better performance), a score of 3 to 5 on the Gross Motor Function Classification System (GMFCS) (on which scores can range from 1 to 5, with higher scores indicating greater impairment), or bilateral cortical visual impairment with no useful vision.

Secondary

MeasureTime frameDescription
Persistent HypotensionDuration of hospital stay, on average 22 daysHypotension was defined as a mean blood pressure of 40 mm Hg or less and was persistent if causes of hypotension had been sought and appropriate treatment provided, without success.
Pulmonary HaemorrhageDuration of hospital stay, on average 22 days
Pulmonary HypertensionDuration of hospital stay, on average 22 days
Prolonged Blood Coagulation TimeDuration of hospital stay, on average 22 days
Culture Proven SepsisDuration of hospital stay, on average 22 days
Necrotising EnterocolitisDuration of hospital stay, on average 22 days
Cardiac ArrhythmiaDuration of hospital stay, on average 22 daysArrhythmia identified on electrocardiogram (ECG), e.g. sinus bradycardia \<80 beats per minute, ventricular arrhythmia.
ThrombocytopeniaDuration of hospital stay, on average 22 days
Major Venous ThrombosisDuration of hospital stay, on average 22 days
Renal Failure Treated With DialysisDuration of hospital stay, on average 22 days
Intracranial HaemorrhageDuration of hospital stay, on average 22 daysIntracranial hemorrhage was identified on magnetic resonance imaging (MRI).
Pulmonary AirleakDuration of hospital stay, on average 22 days
Duration of HospitalisationDuration of hospital stay, on average 22 daysTotal duration of hospital care
Mortality18 months
Severe Neurodevelopmental Disability18 months
Multiple Handicap18 monthsdefined as the presence of any two of the following in an infant; neuromotor disability (Level 3-5 on Gross Motor Function classification), mental delay (Bayley Mental Developmental Index (MDI) score \< 70), epilepsy, cortical visual impairment, sensorineural hearing loss
Bayley Psychomotor Developmental Index Score (PDI)18 monthsBayley Psychomotor Developmental Index score (PDI) \<70
Sensorineural Hearing Loss18 monthsNormal or near normal hearing, no sensorineural hearing loss
Epilepsy (Defined as Recurrent Seizures Beyond the Neonatal Period, Requiring Anticonvulsant Therapy at the Time of Assessment)18 months
Microcephaly18 monthsHead circumference at follow-up \>2 standard deviations below the mean
PneumoniaBefore discharge from hospital

Countries

United Kingdom

Participant flow

Recruitment details

Infants who met trial entry criteria were recruited at 40 Neonatal Intensive Care Units mainly in the United Kingdom and also in Europe. Recruitment took place over 4 years, from December 2006 to November 2006.

Pre-assignment details

494 infants were assessed for eligibility; 94 did not meet inclusion criteria, 30 declined to participate 45 were not enrolled for other reasons. 325 underwent randomization.

Participants by arm

ArmCount
Cooled
Whole body mild induced hypothermia 72 hours, commencing by 6 hours of age followed by re-warming to normothermia.
163
Non-cooled
Standard intensive care
162
Total325

Baseline characteristics

CharacteristicCooledNon-cooledTotal
Age, Customized
Age 0-4 hours
48 participants57 participants105 participants
Age, Customized
Age 4-6 hours
115 participants105 participants220 participants
Sex: Female, Male
Female
62 Participants74 Participants136 Participants
Sex: Female, Male
Male
101 Participants88 Participants189 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
— / —— / —
other
Total, other adverse events
126 / 163134 / 162
serious
Total, serious adverse events
8 / 1633 / 162

Outcome results

Primary

Combined Incidence of Mortality and Severe Neurodevelopmental Disability in Survivors

Severe neurodevelopmental disability was defined as a score of less than 70 on the Mental Developmental Index of the Bayley Scales of Infant Development II (BSID-II) (on which the standardization mean \[± standard deviation (SD)\] is 100±15 and higher scores indicate better performance), a score of 3 to 5 on the Gross Motor Function Classification System (GMFCS) (on which scores can range from 1 to 5, with higher scores indicating greater impairment), or bilateral cortical visual impairment with no useful vision.

Time frame: 18 months

ArmMeasureValue (NUMBER)
CooledCombined Incidence of Mortality and Severe Neurodevelopmental Disability in Survivors74 participants
Non-cooledCombined Incidence of Mortality and Severe Neurodevelopmental Disability in Survivors86 participants
Secondary

Bayley Psychomotor Developmental Index Score (PDI)

Bayley Psychomotor Developmental Index score (PDI) \<70

Time frame: 18 months

Population: Number of participants analyzed is reduced due to deaths prior to assessment and not all survivors could complete all elements of the examination. Number analyzed represents the participants on whom the relevant data for this outcome could be documented.

ArmMeasureValue (NUMBER)
CooledBayley Psychomotor Developmental Index Score (PDI)27 participants
Non-cooledBayley Psychomotor Developmental Index Score (PDI)37 participants
Secondary

Cardiac Arrhythmia

Arrhythmia identified on electrocardiogram (ECG), e.g. sinus bradycardia \<80 beats per minute, ventricular arrhythmia.

Time frame: Duration of hospital stay, on average 22 days

ArmMeasureValue (NUMBER)
CooledCardiac Arrhythmia8 participants
Non-cooledCardiac Arrhythmia3 participants
Secondary

Culture Proven Sepsis

Time frame: Duration of hospital stay, on average 22 days

ArmMeasureValue (NUMBER)
CooledCulture Proven Sepsis20 participants
Non-cooledCulture Proven Sepsis20 participants
Secondary

Duration of Hospitalisation

Total duration of hospital care

Time frame: Duration of hospital stay, on average 22 days

ArmMeasureValue (MEDIAN)
CooledDuration of Hospitalisation12 days
Non-cooledDuration of Hospitalisation13 days
Secondary

Epilepsy (Defined as Recurrent Seizures Beyond the Neonatal Period, Requiring Anticonvulsant Therapy at the Time of Assessment)

Time frame: 18 months

Population: Number of participants analyzed is reduced due to deaths prior to assessment and not all survivors could complete all elements of the examination. Number analyzed represents the participants on whom the relevant data for this outcome could be documented.

ArmMeasureValue (NUMBER)
CooledEpilepsy (Defined as Recurrent Seizures Beyond the Neonatal Period, Requiring Anticonvulsant Therapy at the Time of Assessment)12 participants
Non-cooledEpilepsy (Defined as Recurrent Seizures Beyond the Neonatal Period, Requiring Anticonvulsant Therapy at the Time of Assessment)16 participants
Secondary

Intracranial Haemorrhage

Intracranial hemorrhage was identified on magnetic resonance imaging (MRI).

Time frame: Duration of hospital stay, on average 22 days

ArmMeasureValue (NUMBER)
CooledIntracranial Haemorrhage25 participants
Non-cooledIntracranial Haemorrhage21 participants
Secondary

Major Venous Thrombosis

Time frame: Duration of hospital stay, on average 22 days

ArmMeasureValue (NUMBER)
CooledMajor Venous Thrombosis2 participants
Non-cooledMajor Venous Thrombosis1 participants
Secondary

Microcephaly

Head circumference at follow-up \>2 standard deviations below the mean

Time frame: 18 months

Population: Number of participants analyzed is reduced due to deaths prior to assessment and not all survivors could complete all elements of the examination. Number analyzed represents the participants on whom the relevant data for this outcome could be documented.

ArmMeasureValue (NUMBER)
CooledMicrocephaly24 participants
Non-cooledMicrocephaly28 participants
Secondary

Mortality

Time frame: 18 months

ArmMeasureValue (NUMBER)
CooledMortality42 participants
Non-cooledMortality44 participants
Secondary

Multiple Handicap

defined as the presence of any two of the following in an infant; neuromotor disability (Level 3-5 on Gross Motor Function classification), mental delay (Bayley Mental Developmental Index (MDI) score \< 70), epilepsy, cortical visual impairment, sensorineural hearing loss

Time frame: 18 months

Population: Number of participants analyzed is reduced due to deaths prior to assessment and not all survivors could complete all elements of the examination. Number analyzed represents the participants on whom the relevant data for this outcome could be documented.

ArmMeasureValue (NUMBER)
CooledMultiple Handicap21 participants
Non-cooledMultiple Handicap33 participants
Secondary

Necrotising Enterocolitis

Time frame: Duration of hospital stay, on average 22 days

ArmMeasureValue (NUMBER)
CooledNecrotising Enterocolitis1 participants
Non-cooledNecrotising Enterocolitis0 participants
Secondary

Persistent Hypotension

Hypotension was defined as a mean blood pressure of 40 mm Hg or less and was persistent if causes of hypotension had been sought and appropriate treatment provided, without success.

Time frame: Duration of hospital stay, on average 22 days

ArmMeasureValue (NUMBER)
CooledPersistent Hypotension126 participants
Non-cooledPersistent Hypotension134 participants
Secondary

Pneumonia

Time frame: Before discharge from hospital

ArmMeasureValue (NUMBER)
CooledPneumonia5 participants
Non-cooledPneumonia5 participants
Secondary

Prolonged Blood Coagulation Time

Time frame: Duration of hospital stay, on average 22 days

ArmMeasureValue (NUMBER)
CooledProlonged Blood Coagulation Time67 participants
Non-cooledProlonged Blood Coagulation Time72 participants
Secondary

Pulmonary Airleak

Time frame: Duration of hospital stay, on average 22 days

ArmMeasureValue (NUMBER)
CooledPulmonary Airleak9 participants
Non-cooledPulmonary Airleak3 participants
Secondary

Pulmonary Haemorrhage

Time frame: Duration of hospital stay, on average 22 days

ArmMeasureValue (NUMBER)
CooledPulmonary Haemorrhage5 participants
Non-cooledPulmonary Haemorrhage3 participants
Secondary

Pulmonary Hypertension

Time frame: Duration of hospital stay, on average 22 days

ArmMeasureValue (NUMBER)
CooledPulmonary Hypertension16 participants
Non-cooledPulmonary Hypertension9 participants
Secondary

Renal Failure Treated With Dialysis

Time frame: Duration of hospital stay, on average 22 days

ArmMeasureValue (NUMBER)
CooledRenal Failure Treated With Dialysis0 participants
Non-cooledRenal Failure Treated With Dialysis0 participants
Secondary

Sensorineural Hearing Loss

Normal or near normal hearing, no sensorineural hearing loss

Time frame: 18 months

Population: Number of participants analyzed is reduced due to deaths prior to assessment and not all survivors could complete all elements of the examination. Number analyzed represents the participants on whom the relevant data for this outcome could be documented.

ArmMeasureValue (NUMBER)
CooledSensorineural Hearing Loss110 participants
Non-cooledSensorineural Hearing Loss97 participants
Secondary

Severe Neurodevelopmental Disability

Time frame: 18 months

Population: Number of participants analyzed is reduced due to deaths prior to assessment and not all survivors could complete all elements of the examination. Number analyzed represents the participants on whom the relevant data for this outcome could be documented.

ArmMeasureValue (NUMBER)
CooledSevere Neurodevelopmental Disability32 participants
Non-cooledSevere Neurodevelopmental Disability42 participants
Secondary

Thrombocytopenia

Time frame: Duration of hospital stay, on average 22 days

ArmMeasureValue (NUMBER)
CooledThrombocytopenia94 participants
Non-cooledThrombocytopenia80 participants

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026