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Paclitaxel, Carboplatin, and Radiation Therapy in Treating Patients Who Are Undergoing Surgery for Stage III Non-Small Cell Lung Cancer

A Phase II Trial Of Neoadjuvant Therapy With Concurrent Chemotherapy And High Dose Radiotherapy Followed By Surgical Resection And Consolidative Therapy For Locally Advanced Non-Small Cell Lung Carcinoma

Status
Completed
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00096226
Enrollment
60
Registered
2004-11-09
Start date
2004-09-30
Completion date
2016-05-16
Last updated
2019-09-18

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Lung Cancer

Keywords

stage IIIA non-small cell lung cancer, stage IIIB non-small cell lung cancer

Brief summary

RATIONALE: Drugs used in chemotherapy, such as paclitaxel and carboplatin, work in different ways to stop tumor cells from dividing so they stop growing or die. Radiation therapy uses high-energy x-rays to damage tumor cells. Giving paclitaxel and carboplatin together with radiation therapy before surgery may shrink the tumor so that it can be removed. Giving chemotherapy after surgery may kill any tumor cells remaining after surgery. PURPOSE: This phase II trial is studying how well giving paclitaxel and carboplatin together with radiation therapy works in treating patients who are undergoing surgery for stage III non-small cell lung cancer.

Detailed description

OBJECTIVES: * Determine the mediastinal node clearance rate in patients with stage IIIA or IIIB non-small cell lung cancer treated with neoadjuvant induction chemoradiotherapy comprising paclitaxel, carboplatin, and high-dose radiotherapy followed by surgical resection for patients found to be resectable and consolidative chemotherapy comprising paclitaxel and carboplatin. * Determine the rate of complete pathological response in patients treated with this regimen. * Determine the feasibility of surgical resection after neoadjuvant induction chemoradiotherapy in these patients. * Determine disease-free and overall survival of patients treated with this regimen. * Determine the toxicity of this regimen in these patients.

Interventions

DRUGInduction Paclitaxel
PROCEDUREResection
DRUGConsolidation Carboplatin
RADIATIONRadiation Therapy
DRUGConsolidation Paclitaxel

Sponsors

Radiation Therapy Oncology Group
Lead SponsorNETWORK
National Cancer Institute (NCI)
CollaboratorNIH

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

1. Patients with Stage IIIA (T1-3 N2) or Stage IIIB (N3, excluding supraclavicular involvement) non-small cell lung cancer documented by biopsy or cytology (Pancoast tumors are eligible if pathologic evidence of mediastinal nodal disease is present); 2. Disease must be measurable; 3. Mediastinal lymph nodes must be proven positive by pathologic review. All patients must undergo mediastinoscopy, thoracoscopy, Chamberlain procedure, or transbronchial needle aspirate to evaluate extent of nodal involvement. Any lymph node assessed by mediastinoscopy and found to be positive will be defined as N2 disease; 4. Patients ≥ 18 years of age; 5. Life expectancy ≥ 6 months; 6. Zubrod performance status 0- 1 (See Appendix II); 7. Pretreatment laboratory values must be as follows: White blood cell count (WBC) count: ≥ 3,000/mm\^3; Absolute granulocyte count: ≥ 1,500/mm\^3; Platelets: ≥ 100,000/mm3; Total bilirubin: ≤ 1.5 x institutional upper limit of normal (ULN); Serum creatinine: ≤ 1.5 x institutional ULN; Aspartate aminotransferase (AST) and alanine aminotransferase (ALT) ≤ 2.5 x institutional ULN; serum albumin: ≥ 3.0 g/dL 8. Baseline forced expiratory volume (FEV1) must be at least 2.0 liters; if less than 2.0 then V/Q scan is required and projected post-operative FEV1 must be \> 800 cc based on the following formula using the quantitative Ventilation/perfusion (V/Q) scan: FEV1 = FEV1 x % perfusion to uninvolved lung from quantitative lung V/Q scan report. 9. Patient evaluation and acceptance by thoracic surgery, medical oncology, and radiation oncology; patient must be a potential surgical candidate prior to the initiation of therapy; 10. Women of childbearing potential and male participants must practice an effective method of contraception during the study; 11. Pretreatment evaluations required for eligibility include: * A complete medical history & physical examination to include Zubrod performance status, neurologic assessment, recent weight loss, usual weight, concurrent non-malignant disease and therapy; * Location, type, and size of measurable lesion must be recorded prior to treatment; * Complete blood count (CBC) with differential, platelet count, electrolytes, and Mg++ within 14 days prior to study entry; * Twelve-channel serum multiple analysis (SMA-12): Total protein, Albumin, Calcium, Glucose, Blood urea nitrogen (BUN), Creatinine, Alkaline Phosphatase, Lactate dehydrogenase (LDH), Total Bilirubin, serum glutamic oxaloacetic transaminase (SGOT) and serum glutamic pyruvic transaminase (SGPT) within 14 days prior to study entry; * Women of childbearing potential must have a negative pre-study serum or urine pregnancy test within 14 days prior to study entry. * Mediastinoscopy, thoracoscopy, Chamberlain procedure, or bronchoscopy with transbronchial needle aspirate to evaluate the extent of lymph node involvement; * Computed tomography (CT) scan of the chest to include liver, and adrenal glands within 6 weeks prior to study entry; * Positron emission tomography (PET) scan within 8 weeks prior to study entry. Any suspicious areas outside of the local regional disease requires documented evaluation of these findings to exclude metastatic disease; * CT scan or magnetic resonance imaging (MRI) of the brain within 6 weeks prior to study entry; * Electrocardiogram (EKG) and pulmonary function tests including forced vital capacity (FVC), FEV-1, and diffusing capacity of carbon monoxide (DLCO), within 8 weeks prior to study entry; V/Q scan, if applicable, within 8 weeks prior to study entry. 12. Patients must sign a study-specific informed consent prior to study entry.

Exclusion criteria

1. Small cell lung cancer; distant metastatic disease; 2. Evidence of clinical or radiographic supraclavicular lymph node involvement; 3. Bronchioalveolar carcinoma with lobar or multilobar involvement; 4. Unintentional weight loss \> 5% within 6 months prior to study entry, or Zubrod performance status 2 or greater; 5. Primary tumor location prevents delivery of 60 Gy and simultaneously limiting spinal cord dose to 48 Gy; 6. Patients with malignant pleural effusion; 7. Clinically evident superior vena cava syndrome; 8. Prior systemic chemotherapy or radiation therapy to the thorax; 9. Patients with known hypersensitivity to Cremophor EL; 10. Patients receiving other investigational therapy; 11. Pregnant or lactating women are ineligible, as treatment involves unforeseeable risks to the participant and to the embryo or fetus; 12. Patients with an active serious infection or other serious underlying medical condition that would impair their ability to complete protocol treatment; 13. Dementia or significantly altered mental status that would prohibit the understanding and/or giving of informed consent.

Design outcomes

Primary

MeasureTime frameDescription
Mediastinal Nodal Clearance RateAt completion of concurrent chemotherapy and radiation therapy, up to 14 weeks.If at least 12 of the first 21 evaluable patients and at least 27 of the the first 45 evaluable patients have mediastinal nodal clearance (MNC), then a conclusion of a 70% MNC rate (compared to 50%) is made using Simon's two-stage design with 90% power and 10% type I error.

Secondary

MeasureTime frameDescription
Percentage of Patients With Major Surgical Morbidities Within 30 Days of SurgeryFrom 0 to 30 days following surgery (surgery occurs within 16-18 weeks after registration)The surgical morbidities occurring within 30 days following resection were assessed and graded using the NCI Common Toxicity Criteria for Adverse Effects (CTCAE) v3.0. A major morbidity is considered a grade 3 or higher of any of the following: pneumonitis, infection, atelectasis, chest tube drainage/bronchial stump leak, pneumothorax, chylothorax, cardiac ischemia/infarction, pulmonary thrombosis/embolism, supraventricular atrial arrhythmia, ventricular arrhythmia, post-operative hemorrhage, pulmonary/upper respiratory fistula, pleural effusion, or death.
Percentage of Patients Able to Undergo Surgical ResectionAt time of surgery (16-18 weeks)
Distribution of R0, R1, and R2 Resections After ChemotherapyAt time of surgery (16-18 weeks)An R0 resection is defined as a complete resection of all disease with negative margins and the highest lymph node resected negative for residual tumor. An R1 resection is defined as a complete resection of all disease with pathology of positive margins, pathologic evidence of tumor cells in the highest lymph node resected in the mediastinum, or extracapsular nodal spread. An R2 resection is defined as gross residual disease left behind after surgical resection.
Percentage of Patients With Complete Pathological Response After Concurrent Chemotherapy and Radiation TherapyAt time of surgery (16-18 weeks)Complete pathologic response is defined as complete resection achieved and no evidence of viable tumor in the entire resection specimen.
Progression-free Survival at Two YearsFrom registration to two yearsProgression is defined as at least a 20% increase in the sum of the longest diameter (LD) of target lesions, taking as reference the smallest sum LD recorded since the treatment started, or the appearance of one or more new lesions. An event for progression-free survival is the first occurrence of progression or death due to any cause. Progression-free survival time is defined as the time from study entry to the the date progression or death, or last known follow-up (censored) if neither progression nor death occurred. Progression-free survival rate is estimated using the Kaplan-Meier method.
Distribution of Highest Grade Adverse EventFrom start of treatment to end of follow-up, a maximum of 64.3 monthsThe number of patients whose highest grade adverse event (AE) reported was 3, 4, or 5 was calculated. Adverse events were graded using the Common Terminology Criteria for Adverse Events (CTCAE) v3.0. Grade refers to the severity of the AE. The CTCAE v3.0 assigns Grades 1 through 5 with unique clinical descriptions of severity for each AE based on this general guideline: Grade 1 Mild, Grade 2 Moderate, Grade 3 Severe, Grade 4 Life-threatening or disabling, Grade 5 Death related to AE. Number of patients with highest grade of 3, 4, and 5 are presented.
Overall Survival at Two YearsFrom registration to two yearsOverall survival time is defined as time from registration to the date of death from any cause. Overall survival rate is estimated by the Kaplan-Meier method. Patients last known to be alive are censored at the date of last contact.

Countries

United States

Participant flow

Participants by arm

ArmCount
Chemoradiation, Surgery, Chemotherapy
Chemoradiation, surgery, chemotherapy carboplatin paclitaxel adjuvant therapy conventional surgery neoadjuvant therapy radiation therapy
57
Total57

Withdrawals & dropouts

PeriodReasonFG000
Overall StudyIneligible2
Overall StudyProtocol treatment not started1

Baseline characteristics

CharacteristicChemoradiation, Surgery, Chemotherapy
Age, Continuous59 years
Sex: Female, Male
Female
22 Participants
Sex: Female, Male
Male
35 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
— / —
other
Total, other adverse events
57 / 57
serious
Total, serious adverse events
19 / 57

Outcome results

Primary

Mediastinal Nodal Clearance Rate

If at least 12 of the first 21 evaluable patients and at least 27 of the the first 45 evaluable patients have mediastinal nodal clearance (MNC), then a conclusion of a 70% MNC rate (compared to 50%) is made using Simon's two-stage design with 90% power and 10% type I error.

Time frame: At completion of concurrent chemotherapy and radiation therapy, up to 14 weeks.

Population: Eligible patients who had adequate pathologic information of mediastinal nodal status.

ArmMeasureValue (NUMBER)
Chemoradiation, Surgery, ChemotherapyMediastinal Nodal Clearance Rate27 participants
Secondary

Distribution of Highest Grade Adverse Event

The number of patients whose highest grade adverse event (AE) reported was 3, 4, or 5 was calculated. Adverse events were graded using the Common Terminology Criteria for Adverse Events (CTCAE) v3.0. Grade refers to the severity of the AE. The CTCAE v3.0 assigns Grades 1 through 5 with unique clinical descriptions of severity for each AE based on this general guideline: Grade 1 Mild, Grade 2 Moderate, Grade 3 Severe, Grade 4 Life-threatening or disabling, Grade 5 Death related to AE. Number of patients with highest grade of 3, 4, and 5 are presented.

Time frame: From start of treatment to end of follow-up, a maximum of 64.3 months

Population: Eligible patients

ArmMeasureGroupValue (NUMBER)
Chemoradiation, Surgery, ChemotherapyDistribution of Highest Grade Adverse EventGrade 349.1 percentage of participants
Chemoradiation, Surgery, ChemotherapyDistribution of Highest Grade Adverse EventGrade 419.3 percentage of participants
Chemoradiation, Surgery, ChemotherapyDistribution of Highest Grade Adverse EventGrade 51.8 percentage of participants
Secondary

Distribution of R0, R1, and R2 Resections After Chemotherapy

An R0 resection is defined as a complete resection of all disease with negative margins and the highest lymph node resected negative for residual tumor. An R1 resection is defined as a complete resection of all disease with pathology of positive margins, pathologic evidence of tumor cells in the highest lymph node resected in the mediastinum, or extracapsular nodal spread. An R2 resection is defined as gross residual disease left behind after surgical resection.

Time frame: At time of surgery (16-18 weeks)

Population: Eligible patients who underwent surgery

ArmMeasureGroupValue (NUMBER)
Chemoradiation, Surgery, ChemotherapyDistribution of R0, R1, and R2 Resections After ChemotherapyR075.7 percentage of participants
Chemoradiation, Surgery, ChemotherapyDistribution of R0, R1, and R2 Resections After ChemotherapyR124.3 percentage of participants
Chemoradiation, Surgery, ChemotherapyDistribution of R0, R1, and R2 Resections After ChemotherapyR20 percentage of participants
Secondary

Overall Survival at Two Years

Overall survival time is defined as time from registration to the date of death from any cause. Overall survival rate is estimated by the Kaplan-Meier method. Patients last known to be alive are censored at the date of last contact.

Time frame: From registration to two years

Population: Eligible patients

ArmMeasureValue (NUMBER)
Chemoradiation, Surgery, ChemotherapyOverall Survival at Two Years53.8 percentage of participants
Secondary

Percentage of Patients Able to Undergo Surgical Resection

Time frame: At time of surgery (16-18 weeks)

Population: Eligible patients

ArmMeasureValue (NUMBER)
Chemoradiation, Surgery, ChemotherapyPercentage of Patients Able to Undergo Surgical Resection64.9 percentage of participants
Secondary

Percentage of Patients With Complete Pathological Response After Concurrent Chemotherapy and Radiation Therapy

Complete pathologic response is defined as complete resection achieved and no evidence of viable tumor in the entire resection specimen.

Time frame: At time of surgery (16-18 weeks)

Population: Eligible patients who underwent surgery

ArmMeasureValue (NUMBER)
Chemoradiation, Surgery, ChemotherapyPercentage of Patients With Complete Pathological Response After Concurrent Chemotherapy and Radiation Therapy8.1 percentage of participants
Secondary

Percentage of Patients With Major Surgical Morbidities Within 30 Days of Surgery

The surgical morbidities occurring within 30 days following resection were assessed and graded using the NCI Common Toxicity Criteria for Adverse Effects (CTCAE) v3.0. A major morbidity is considered a grade 3 or higher of any of the following: pneumonitis, infection, atelectasis, chest tube drainage/bronchial stump leak, pneumothorax, chylothorax, cardiac ischemia/infarction, pulmonary thrombosis/embolism, supraventricular atrial arrhythmia, ventricular arrhythmia, post-operative hemorrhage, pulmonary/upper respiratory fistula, pleural effusion, or death.

Time frame: From 0 to 30 days following surgery (surgery occurs within 16-18 weeks after registration)

Population: Eligible patients who underwent surgery

ArmMeasureValue (NUMBER)
Chemoradiation, Surgery, ChemotherapyPercentage of Patients With Major Surgical Morbidities Within 30 Days of Surgery21.6 percentage of participants
Secondary

Progression-free Survival at Two Years

Progression is defined as at least a 20% increase in the sum of the longest diameter (LD) of target lesions, taking as reference the smallest sum LD recorded since the treatment started, or the appearance of one or more new lesions. An event for progression-free survival is the first occurrence of progression or death due to any cause. Progression-free survival time is defined as the time from study entry to the the date progression or death, or last known follow-up (censored) if neither progression nor death occurred. Progression-free survival rate is estimated using the Kaplan-Meier method.

Time frame: From registration to two years

Population: Eligible patients

ArmMeasureValue (NUMBER)
Chemoradiation, Surgery, ChemotherapyProgression-free Survival at Two Years32.7 percentage of participants

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026