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S0356 Oxaliplatin, 5-FU, Radiation Therapy (RT), Surgery for Pts With Stage II or III Cancer of Esophagus or Gastroesophageal (GE) Junction

Oxaliplatin (NSC-266046) Plus Protracted Infusion 5-Fluorouracil And Radiation For Potentially Curable Esophageal Cancer: A Phase II Trial With Molecular Correlates

Status
Completed
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00086996
Enrollment
98
Registered
2004-07-12
Start date
2004-09-30
Completion date
2011-08-31
Last updated
2013-10-11

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Esophageal Cancer

Keywords

adenocarcinoma of the esophagus, stage II esophageal cancer, stage III esophageal cancer

Brief summary

RATIONALE: Drugs used in chemotherapy, such as oxaliplatin and fluorouracil, work in different ways to stop tumor cells from dividing so they stop growing or die. Radiation therapy uses high-energy x-rays to damage tumor cells. Oxaliplatin and fluorouracil may make tumor cells more sensitive to radiation therapy and may kill more tumor cells. Giving chemotherapy and radiation therapy before surgery may shrink the tumor so that it can be removed. PURPOSE: This phase II trial is studying how well giving oxaliplatin together with fluorouracil and radiation therapy works in treating patients who are undergoing surgery for stage II or stage III cancer of the esophagus or gastroesophageal junction.

Detailed description

OBJECTIVES: Primary * Determine the pathologic complete response probability in patients with stage II or III adenocarcinoma of the esophagus or gastroesophageal junction treated with neoadjuvant oxaliplatin, fluorouracil, and radiotherapy followed by definitive surgical resection. Secondary * Determine the frequency and severity of toxic effects associated with this neoadjuvant regimen in these patients. * Determine the overall survival and progression-free survival of patients treated with this regimen. Exploratory Analyses (subject to funding availability) * Correlate, preliminarily, initial messenger ribonucleic acid (mRNA) levels of the genes for thymidylate synthase (TS), γ-glutamyl transpeptidase (γGT), γ-glutamyl cysteine (γ-GCS), DNA excision repair cross-complementing (ERCC-1), and xeroderma pigmentosum (XPA) with response and survival of patients treated with this regimen. * Correlate, preliminarily, the mRNA levels of TS, γGT, γ-GCS, ERCC-1, and XPA before and after treatment with this regimen with survival of these patients. * Correlate, preliminarily, specific genetic polymorphisms of TS and ERCC-1 with tumor response and overall survival of patients treated with this regimen. OUTLINE: This is a multicenter study. * Neoadjuvant chemoradiotherapy: Patients receive oxaliplatin IV over 2 hours on days 1, 15, and 29 and fluorouracil (5-FU) IV continuously on days 8-43. Beginning on day 8, patients also undergo radiotherapy once daily, 5 days a week, for 5 weeks. * Surgery: Patients with stable disease or better undergo surgical resection 4-10 weeks after completion of chemoradiotherapy. * Adjuvant chemotherapy: Beginning 4-10 weeks after surgery, patients receive chemotherapy comprising oxaliplatin IV over 2 hours on days 1, 15, and 29 and 5-FU IV continuously on days 1-36. Treatment continues in the absence of unacceptable toxicity or disease progression. Patients are followed every 3 months for 1 year and then every 6 months for 2 years. PROJECTED ACCRUAL: A total of 45-85 patients will be accrued for this study within 17-21 months.

Interventions

DRUGfluorouracil

Before surgery: 180 mg/m2/day by 24-hour infusion days 8 through 43. After surgery:180 mg/m2/day by 24-hour infusion days 1 through 36.

DRUGoxaliplatin

Before surgery: 85 mg/m2 by 2-hour IV infusion days 1, 15, and 29. After surgery: 85 mg/m2 by 2-hour IV infusion days 1, 15, and 29.

PROCEDUREconventional surgery

The surgical technique will depend upon the location and extent of tumor and individual surgeon preference.

RADIATIONradiation therapy

Starting Day 8, patients will be treated 5 days/week at 180 centigray (cGy)/day times 25 fractions to a total dose of 4,500 cGy.

Sponsors

National Cancer Institute (NCI)
CollaboratorNIH
SWOG Cancer Research Network
Lead SponsorNETWORK

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

DISEASE CHARACTERISTICS: * Histologically confirmed primary adenocarcinoma of the thoracic esophagus or gastroesophageal junction * No recurrent disease * Primary esophageal tumor at least 20 cm below the incisors (if \< 26 cm below the incisors, a bronchoscopy must be performed and cytology must be negative) * Esophageal disease confined to esophagus and peri-esophageal soft tissue * Gastroesophageal junction disease extending ≤ 2 cm into the gastric cardia * Clinical stage II or III disease by CT scan or MRI * If no esophageal mass is detected by these methods, esophageal endoscopic ultrasound is required to determine stage * Positron-emission tomography scan is required to confirm stage * Measurable or non-measurable disease by x-ray, scanning, or physical examination * No celiac axis nodes ≥ 1.5 cm * Measurable regional lymph nodes ≥ 1.5 cm at stations 2-10=N1 OR subdiaphragmatic lymph nodes at stations 15-19 ≤ 1.5 cm by CT scan or MRI allowed * Palpable supraclavicular lymph nodes must be free of metastatic esophageal cancer by biopsy PATIENT CHARACTERISTICS: Age * Over 18 Performance status * Zubrod 0-2 Life expectancy * Not specified Hematopoietic * Absolute neutrophil count ≥ 1,500/mm\^3 * White blood cell (WBC) count ≥ 3,000/mm\^3 * Hemoglobin ≥ 10.0 g/dL (transfusion allowed) Hepatic * Albumin ≥ 3 g/dL * Bilirubin normal Renal * Creatinine ≤ 1.5 times upper limit of normal Cardiovascular * No myocardial infarction or cerebrovascular event within the past 6 months Pulmonary * No active pneumonia or inflammatory lung infiltrate Other * No other malignancy within the past 5 years except adequately treated basal cell or squamous cell skin cancer or carcinoma in situ of the cervix * No peripheral neuropathy ≥ grade 2 * Not pregnant or nursing * Fertile patients must use effective contraception PRIOR CONCURRENT THERAPY: Biologic therapy * Not specified Chemotherapy * No prior chemotherapy for esophageal cancer Endocrine therapy * Not specified Radiotherapy * No prior radiotherapy for esophageal cancer * No concurrent intensity-modulated radiotherapy Surgery * No prior surgical resection or attempted surgical resection of esophageal cancer

Design outcomes

Primary

MeasureTime frameDescription
Pathological Complete Response10-16 weeks after beginning study treatmentComplete pathologic response assessed after chemoradiotherapy and surgery, defined as no evidence of residual disease on path review. Patients who did not receive surgery are assumed to have not responded.

Secondary

MeasureTime frameDescription
Overall Survival0-5 yearsMeasured from time of registration to death, or last contact date
Progression-free Survival0-3 yearsmeasured from date of registration to time of first documentation of progression by Response Evaluation Criteria in Solid Tumors (RECIST), death, or last contact date.
Number of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugUp to 3 yearsOnly adverse events that are possibly, probably or definitely related to study drug are reported.

Countries

United States

Participant flow

Participants by arm

ArmCount
Chemo Plus RT, Surgery, Chemo
Neoadjuvant fluorouracil, oxaliplatin and radiation therapy followed by conventional surgery and adjuvant fluoruracil and oxaliplatin
93
Total93

Withdrawals & dropouts

PeriodReasonFG000
Overall StudyAdverse Event29
Overall StudyDeath4
Overall Studynot eligible5
Overall StudyOther6
Overall Studyprogression/relapse7
Overall StudyWithdrawal by Subject13

Baseline characteristics

CharacteristicChemo Plus RT, Surgery, Chemo
Age Continuous62.2 participants
Ethnicity (NIH/OMB)
Hispanic or Latino
2 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
86 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
5 Participants
Race (NIH/OMB)
American Indian or Alaska Native
2 Participants
Race (NIH/OMB)
Asian
0 Participants
Race (NIH/OMB)
Black or African American
2 Participants
Race (NIH/OMB)
More than one race
0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
Race (NIH/OMB)
Unknown or Not Reported
3 Participants
Race (NIH/OMB)
White
86 Participants
Sex: Female, Male
Female
6 Participants
Sex: Female, Male
Male
87 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
— / —
other
Total, other adverse events
93 / 93
serious
Total, serious adverse events
7 / 93

Outcome results

Primary

Pathological Complete Response

Complete pathologic response assessed after chemoradiotherapy and surgery, defined as no evidence of residual disease on path review. Patients who did not receive surgery are assumed to have not responded.

Time frame: 10-16 weeks after beginning study treatment

Population: Eligible patients

ArmMeasureValue (NUMBER)
Chemo Plus RT, Surgery, ChemoPathological Complete Response26 participants
Secondary

Number of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study Drug

Only adverse events that are possibly, probably or definitely related to study drug are reported.

Time frame: Up to 3 years

Population: Eligible patients who received any treatment and were assessed for toxicity were included in the adverse event summaries. Any Common Terminology Criteria for Adverse Events (CTCAE) v3.0 event of Grade 3 (severe), Grade 4 (life threatening), or Grade 5 (fatal) which were deemed to be related to protocol treatment are included.

ArmMeasureGroupValue (NUMBER)
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugChyle or lymph leakage1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugConfusion1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugCough1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugDehydration3 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugDiarrhea12 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugDistention/bloating, abdominal1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugDysphagia (difficulty swallowing)4 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugDyspnea (shortness of breath)3 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugEsophagitis3 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugFatigue (asthenia, lethargy, malaise)14 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugLeak (including anastomotic), GI - Esophagus1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugLeukocytes (total WBC)2 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugLymphopenia10 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugSkin breakdown/decubitus ulcer1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugAdult respiratory distress syndrome (ARDS)4 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugAnorexia15 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugCNS cerebrovascular ischemia1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugCalcium, serum-low (hypocalcemia)2 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugCardiac troponin T (cTnT)1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugCardiac-ischemia/infarction1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugCreatinine1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugFebrile neutropenia1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugFever in absence of neutropenia, ANC lt1.0x10e9/L1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugFistula, GI - Oral cavity1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugGastrointestinal-Other (Specify)1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugGlucose, serum-high (hyperglycemia)3 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugHeartburn/dyspepsia1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugHemoglobin4 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugHypotension1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugHypoxia6 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugInf (clin/microbio) w/Gr 3-4 neuts - Lung1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugInf w/normal ANC or Gr 1-2 neutrophils - Blood2 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugInf w/normal ANC or Gr 1-2 neutrophils - Lung3 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugInf w/normal ANC or Gr 1-2 neutrophils - Perit cav1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugInf w/normal ANC or Gr 1-2 neutrophils - Wound4 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugInfection with unknown ANC - Blood1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugInfection with unknown ANC - Lung (pneumonia)2 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugInfection with unknown ANC - Wound1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugMood alteration - anxiety1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugMucositis/stomatitis (clinical exam) - Esophagus1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugMucositis/stomatitis (clinical exam) - Oral cavity4 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugMucositis/stomatitis (functional/symp) - Esophagus5 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugMucositis/stomatitis (functional/symp) - Oral cav2 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugMuscle weakness, not d/t neuropathy - body/general1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugNausea11 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugNecrosis, GI - Stomach1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugNeutrophils/granulocytes (ANC/AGC)1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugObstruction, GI - Esophagus1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugPain - Abdomen NOS1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugPain - Pain NOS1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugPericardial effusion (non-malignant)4 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugPlatelets2 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugPleural effusion (non-malignant)3 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugPneumonitis/pulmonary infiltrates3 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugPotassium, serum-low (hypokalemia)4 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugPulmonary/Upper Respiratory-Other (Specify)3 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugRenal failure1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugSVT and nodal arrhythmia - Atrial fibrillation2 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugSVT and nodal arrhythmia - Sinus tachycardia1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugSodium, serum-low (hyponatremia)5 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugStricture/stenosis (incl anastomotic), Esophagus2 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugSyncope (fainting)1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugThrombosis/thrombus/embolism2 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugTyphlitis (cecal inflammation)1 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugVomiting7 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugWeight loss13 Participants
Chemo Plus RT, Surgery, ChemoNumber of Patients With Grade 3 Through 5 Adverse Events That Are Related to Study DrugWound complication, non-infectious1 Participants
Secondary

Overall Survival

Measured from time of registration to death, or last contact date

Time frame: 0-5 years

Population: eligible patients

ArmMeasureValue (MEDIAN)
Chemo Plus RT, Surgery, ChemoOverall Survival28.3 months
Secondary

Progression-free Survival

measured from date of registration to time of first documentation of progression by Response Evaluation Criteria in Solid Tumors (RECIST), death, or last contact date.

Time frame: 0-3 years

Population: eligible patients

ArmMeasureValue (MEDIAN)
Chemo Plus RT, Surgery, ChemoProgression-free Survival19.7 months

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026