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Safety and Effectiveness of Two Blood Transfusion Strategies in Surgical Patients With Cardiovascular Disease

Functional Outcomes in Cardiovascular Patients Undergoing Surgical Hip Fracture Repair (FOCUS)

Status
Completed
Phases
Phase 3
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00071032
Acronym
FOCUS
Enrollment
2016
Registered
2003-10-13
Start date
2003-07-31
Completion date
2009-05-31
Last updated
2020-11-16

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Anemia, Cardiovascular Diseases, Cerebrovascular Accident, Heart Diseases, Hematologic Diseases, Myocardial Infarction, Pneumonia, Thromboembolism

Keywords

Blood Disease, blood transfusion

Brief summary

The purpose of this study is to compare liberal red blood cell transfusion therapy with restrictive red blood cell transfusion therapy in surgical patients with cardiovascular disease or risk factors.

Detailed description

BACKGROUND: Red blood cell transfusions are an extremely common medical intervention in both the United States and worldwide; over 14 million units of blood are transfused in the United States. Between 60 and 70 percent of all blood is transfused in the surgical setting. Despite the common use of red blood cell transfusions, the threshold for transfusion has not been adequately evaluated and is very controversial. A decade ago, the standard of care was to administer a peri-operative transfusion whenever the hemoglobin (Hgb) level fell below 10 g/dl (the 10/30 rule). Concerns about the safety of blood, especially with respect to HIV and hepatitis, and the absence of data to support a 10 g/dl threshold led to the current standard of care, which is to administer blood transfusions based on the presence of symptoms, and not a specific Hgb/hematocrit level. However, there have not been any randomized clinical trials done with surgical patients that have tested the efficacy and safety of withholding blood until the patient develops symptoms, or the 10/30 approach to transfusion. Patients with underlying cardiovascular disease are at greatest risk of adverse effects from reduced Hgb levels. DESIGN NARRATIVE: This is a multi-center randomized trial to test the effectiveness of a transfusion strategy that maintains postoperative Hgb levels above 10 g/dl (liberal transfusion) in improving patient outcome. This will be compared to the restrictive (symptomatic) transfusion strategy in which blood transfusion is withheld until the patient develops symptoms of anemia or Hgb less than 8 g/dL. Participants will be randomly assigned to one of the two transfusion strategies. The liberal (10 g/dl) threshold strategy will use enough red blood cell units to maintain Hgb levels at or above 10 g/dl through hospital discharge. Restrictive (Symptomatic) transfusion strategy patients will receive red blood cell transfusions for symptoms of anemia, although transfusion is also permitted, but not required, if the Hgb level falls below 8 g/dl. Outcomes will include functional recovery (primary outcome: ability to walk 10 feet across a room without human assistance or death 60 days post-randomization), lower extremity activities of daily living and instrumental activities of daily living, survival up to 60-days and long-term, disposition (i.e., nursing home placement), and postoperative complications (e.g., myocardial infarction, unstable angina, or death in hospital, pneumonia, wound infection, thromboembolism, stroke). Ambulation at 60 days is known to be highly predictive of ultimate functional outcome as well as of mortality at one year. Because inability to walk has such important implications for quality of life, and because it is a common problem, it far outweighs the small risk of viral infection or other complications from transfusion in elderly patients. The trial will also evaluate the effect of transfusion threshold on postoperative risk of acute cardiac ischemia. The strategy will be to enhance surveillance for ischemic events by increasing the number of EKG and serum troponin measurements beyond those already called for in the original FOCUS protocol. There is an ancillary study to the trial (R01 HL085706) to examine delirium as an outcome in a subsample of 139 patients. We will assess short-term (in hospital) and longer-term (after 30 days) severity of delirium.

Interventions

BIOLOGICALLiberal (10 g/dL) Transfusion Strategy

This transfusion strategy will maintains postoperative Hgb levels above 10 g/dL. This threshold strategy will use enough red blood cell units to maintain Hgb levels at or above 10 g/dL through hospital discharge or up to 30 days after randomization.

BIOLOGICALRestrictive (Symptomatic) Transfusion Strategy

Transfusion is withheld until the patient develops symptoms from anemia (i.e., chest pain or ECG changes thought to be ischemic, congestive heart failure, unexplained tachycardia or hypotension unresponsive to fluids) or until the hemoglobin level falls below 8 g/dL. Transfusion is permitted, but is not mandatory, if the hemoglobin level falls below 8 g/dL.

Sponsors

National Heart, Lung, and Blood Institute (NHLBI)
CollaboratorNIH
Rutgers, The State University of New Jersey
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
SINGLE (Outcomes Assessor)

Eligibility

Sex/Gender
ALL
Age
50 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Has undergone surgical repair for a hip fracture * Has a postoperative Hgb level below 10 g/dL within three days of surgery * Diagnosis of cardiovascular disease (e.g., coronary artery disease, congestive heart failure, stroke or transient ischemic attack, or peripheral vascular disease) or cardiovascular risk factors (e.g., diabetes mellitus, hypertension, hypercholesterolemia, tobacco use, or creatinine levels greater than 2.0 mg/dL)

Exclusion criteria

* Unable to walk prior to hip fracture * Declines blood transfusions * Suffered multiple traumas * Pathologic fracture of the hip due to malignancy * Clinically recognized acute myocardial infarction within the 30 days prior to study entry * Previously participated in the trial and fractured the other hip * Symptoms associated with anemia (e.g., ischemic chest pain) or actively bleeding at the time of randomization

Design outcomes

Primary

MeasureTime frameDescription
Inability to Walk 10 Feet or Across a Room Without Human Assistance or Death60 days after randomizationascertained via telephone follow-up

Secondary

MeasureTime frameDescription
Mortality at 30 Days30 days
Mortality at 60 Days60 Days
Composite Outcomes (a) Death, Myocardial Infarction, or Pneumonia and b) Death, Myocardial Infarction, Pneumonia, Thromboembolism, or StrokeIn-hospital
Myocardial InfarctionIn-hospital
Postoperative Complications (e.g., Wound Infection, Thromboembolism, Stroke)In hospital
Disposition Status (i.e., Nursing Home Placement)60 daysNursing Home Residence
Function - Lower Extremity Activities of Daily Living,at 30 Days30 daysUsing the Functional Status Index, score range 0 to 11, higher scores indicate greater dependency
Myocardial Infarction, Unstable Angina, or Death for Any ReasonIn-hospital
Function - Fatigue/Energy, at 30 Days30 daysUsing the Functional Assessment of Chronic Illnesses Therapy-Fatigue, score range from 0 to 52, higher scores indicating greater level of energy
Function - Lower Extremity Activities of Daily Living. at 60 Days60 DaysScale range 0 to 11, higher scores indicate greater dependency
Function - Instrumental Activities of Daily Living, at 60 Days60 DaysScale range 0 to 11, higher scores indicate greater dependency
Function - Fatigue/Energy, at 60 Days60 DaysScale ranging from 0 to 52, higher scores indicating greater level of energy
Length of Stay in Hospital for United States ParticipantsDays from randomization to discharge
Length of Stay in Hospital for Canadian ParticipantsDays from randomization to discharge
Function - Instrumental Activities of Daily Living, at 30 Days30 daysUsing the Older Americans Resources and Services Functional Assessment Questionnaire, score range from 0 to 4, higher scores indicating greater dependency

Countries

United States

Participant flow

Participants by arm

ArmCount
Liberal (10 g/dL) Transfusion Strategy
Transfusion strategy that maintains postoperative Hgb levels above 10 g/dL. Liberal (10 g/dL) Transfusion Strategy: Maintains postoperative Hgb levels above 10 g/dL. This threshold strategy uses enough red blood cell units to maintain Hgb levels at or above 10 g/dL through hospital discharge or up to 30 days after randomization.
1,007
Restrictive Strategy
Symptomatic transfusion strategy, a more conservative strategy, in which blood transfusion is withheld until the patient develops symptoms of anemia. Restrictive (Symptomatic) Transfusion Strategy: Transfusion is withheld until the patient develops symptoms from anemia (i.e., chest pain or ECG changes thought to be ischemic, congestive heart failure, unexplained tachycardia or hypotension unresponsive to fluids) or until the hemoglobin level falls below 8 g/dL. Transfusion is permitted, but is not mandatory, if the hemoglobin level falls below 8 g/dL.
1,009
Total2,016

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyLost to Follow-up11
Overall StudyMissing Primary Outcome01
Overall StudyWithdrawal by Subject86

Baseline characteristics

CharacteristicRestrictive StrategyTotalLiberal (10 g/dL) Transfusion Strategy
Age, Continuous81.5 years
STANDARD_DEVIATION 9
81.6 years
STANDARD_DEVIATION 8.9
81.8 years
STANDARD_DEVIATION 8.8
Cardiovascular Disease
History of Cardiovascular Disease
631 participants1268 participants637 participants
Cardiovascular Disease
No History of Cardiovascular Disease
378 participants748 participants370 participants
Region of Enrollment
Canada
396 participants794 participants398 participants
Region of Enrollment
United States
613 participants1222 participants609 participants
Sex: Female, Male
Female
770 Participants1527 Participants757 Participants
Sex: Female, Male
Male
239 Participants489 Participants250 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
— / —— / —
other
Total, other adverse events
0 / 1,0070 / 1,009
serious
Total, serious adverse events
76 / 1,00766 / 1,009

Outcome results

Primary

Inability to Walk 10 Feet or Across a Room Without Human Assistance or Death

ascertained via telephone follow-up

Time frame: 60 days after randomization

ArmMeasureValue (NUMBER)
Liberal (10 g/dL) Transfusion StrategyInability to Walk 10 Feet or Across a Room Without Human Assistance or Death351 participants
Restrictive StrategyInability to Walk 10 Feet or Across a Room Without Human Assistance or Death347 participants
95% CI: [0.84, 1.22]
Secondary

Composite Outcomes (a) Death, Myocardial Infarction, or Pneumonia and b) Death, Myocardial Infarction, Pneumonia, Thromboembolism, or Stroke

Time frame: In-hospital

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
Liberal (10 g/dL) Transfusion StrategyComposite Outcomes (a) Death, Myocardial Infarction, or Pneumonia and b) Death, Myocardial Infarction, Pneumonia, Thromboembolism, or StrokeDeath, myocardial infarction, or pneumonia89 Participants
Liberal (10 g/dL) Transfusion StrategyComposite Outcomes (a) Death, Myocardial Infarction, or Pneumonia and b) Death, Myocardial Infarction, Pneumonia, Thromboembolism, or StrokeDeath, MI, pnuemonia, thromboembolism or stroke103 Participants
Restrictive StrategyComposite Outcomes (a) Death, Myocardial Infarction, or Pneumonia and b) Death, Myocardial Infarction, Pneumonia, Thromboembolism, or StrokeDeath, myocardial infarction, or pneumonia90 Participants
Restrictive StrategyComposite Outcomes (a) Death, Myocardial Infarction, or Pneumonia and b) Death, Myocardial Infarction, Pneumonia, Thromboembolism, or StrokeDeath, MI, pnuemonia, thromboembolism or stroke94 Participants
Secondary

Disposition Status (i.e., Nursing Home Placement)

Nursing Home Residence

Time frame: 60 days

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Liberal (10 g/dL) Transfusion StrategyDisposition Status (i.e., Nursing Home Placement)137 Participants
Restrictive StrategyDisposition Status (i.e., Nursing Home Placement)161 Participants
Secondary

Function - Fatigue/Energy, at 30 Days

Using the Functional Assessment of Chronic Illnesses Therapy-Fatigue, score range from 0 to 52, higher scores indicating greater level of energy

Time frame: 30 days

ArmMeasureValue (MEAN)Dispersion
Liberal (10 g/dL) Transfusion StrategyFunction - Fatigue/Energy, at 30 Days38.7 score on a scaleStandard Deviation 7.7
Restrictive StrategyFunction - Fatigue/Energy, at 30 Days38.6 score on a scaleStandard Deviation 7.6
Secondary

Function - Fatigue/Energy, at 60 Days

Scale ranging from 0 to 52, higher scores indicating greater level of energy

Time frame: 60 Days

ArmMeasureValue (MEAN)Dispersion
Liberal (10 g/dL) Transfusion StrategyFunction - Fatigue/Energy, at 60 Days41.8 score on a scaleStandard Deviation 7.3
Restrictive StrategyFunction - Fatigue/Energy, at 60 Days42.3 score on a scaleStandard Deviation 7.4
Secondary

Function - Instrumental Activities of Daily Living, at 30 Days

Using the Older Americans Resources and Services Functional Assessment Questionnaire, score range from 0 to 4, higher scores indicating greater dependency

Time frame: 30 days

ArmMeasureValue (MEAN)Dispersion
Liberal (10 g/dL) Transfusion StrategyFunction - Instrumental Activities of Daily Living, at 30 Days3.9 score on a scaleStandard Deviation 0.5
Restrictive StrategyFunction - Instrumental Activities of Daily Living, at 30 Days3.9 score on a scaleStandard Deviation 0.4
Secondary

Function - Instrumental Activities of Daily Living, at 60 Days

Scale range 0 to 11, higher scores indicate greater dependency

Time frame: 60 Days

ArmMeasureValue (MEAN)Dispersion
Liberal (10 g/dL) Transfusion StrategyFunction - Instrumental Activities of Daily Living, at 60 Days3.7 score on a scaleStandard Deviation 0.8
Restrictive StrategyFunction - Instrumental Activities of Daily Living, at 60 Days3.7 score on a scaleStandard Deviation 0.9
Secondary

Function - Lower Extremity Activities of Daily Living,at 30 Days

Using the Functional Status Index, score range 0 to 11, higher scores indicate greater dependency

Time frame: 30 days

ArmMeasureValue (MEAN)Dispersion
Liberal (10 g/dL) Transfusion StrategyFunction - Lower Extremity Activities of Daily Living,at 30 Days7.3 score on a scaleStandard Deviation 4
Restrictive StrategyFunction - Lower Extremity Activities of Daily Living,at 30 Days7.4 score on a scaleStandard Deviation 5.9
Secondary

Function - Lower Extremity Activities of Daily Living. at 60 Days

Scale range 0 to 11, higher scores indicate greater dependency

Time frame: 60 Days

ArmMeasureValue (MEAN)Dispersion
Liberal (10 g/dL) Transfusion StrategyFunction - Lower Extremity Activities of Daily Living. at 60 Days5.1 score on a scaleStandard Deviation 4.2
Restrictive StrategyFunction - Lower Extremity Activities of Daily Living. at 60 Days5.1 score on a scaleStandard Deviation 4.3
Secondary

Length of Stay in Hospital for Canadian Participants

Time frame: Days from randomization to discharge

ArmMeasureValue (MEAN)Dispersion
Liberal (10 g/dL) Transfusion StrategyLength of Stay in Hospital for Canadian Participants12.03 daysStandard Deviation 9.31
Restrictive StrategyLength of Stay in Hospital for Canadian Participants12.70 daysStandard Deviation 9.48
Secondary

Length of Stay in Hospital for United States Participants

Time frame: Days from randomization to discharge

ArmMeasureValue (MEAN)Dispersion
Liberal (10 g/dL) Transfusion StrategyLength of Stay in Hospital for United States Participants3.67 daysStandard Deviation 3.38
Restrictive StrategyLength of Stay in Hospital for United States Participants3.97 daysStandard Deviation 3.89
Secondary

Mortality at 30 Days

Time frame: 30 days

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Liberal (10 g/dL) Transfusion StrategyMortality at 30 Days52 Participants
Restrictive StrategyMortality at 30 Days43 Participants
Secondary

Mortality at 60 Days

Time frame: 60 Days

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Liberal (10 g/dL) Transfusion StrategyMortality at 60 Days76 Participants
Restrictive StrategyMortality at 60 Days66 Participants
Secondary

Myocardial Infarction

Time frame: In-hospital

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Liberal (10 g/dL) Transfusion StrategyMyocardial Infarction23 Participants
Restrictive StrategyMyocardial Infarction38 Participants
Secondary

Myocardial Infarction, Unstable Angina, or Death for Any Reason

Time frame: In-hospital

ArmMeasureValue (NUMBER)
Liberal (10 g/dL) Transfusion StrategyMyocardial Infarction, Unstable Angina, or Death for Any Reason43 participants
Restrictive StrategyMyocardial Infarction, Unstable Angina, or Death for Any Reason52 participants
99% CI: [-3.3, 1.6]
Secondary

Postoperative Complications (e.g., Wound Infection, Thromboembolism, Stroke)

Time frame: In hospital

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
Liberal (10 g/dL) Transfusion StrategyPostoperative Complications (e.g., Wound Infection, Thromboembolism, Stroke)Wound Infection14 Participants
Liberal (10 g/dL) Transfusion StrategyPostoperative Complications (e.g., Wound Infection, Thromboembolism, Stroke)Thromboembolism12 Participants
Liberal (10 g/dL) Transfusion StrategyPostoperative Complications (e.g., Wound Infection, Thromboembolism, Stroke)Stroke8 Participants
Restrictive StrategyPostoperative Complications (e.g., Wound Infection, Thromboembolism, Stroke)Wound Infection8 Participants
Restrictive StrategyPostoperative Complications (e.g., Wound Infection, Thromboembolism, Stroke)Thromboembolism8 Participants
Restrictive StrategyPostoperative Complications (e.g., Wound Infection, Thromboembolism, Stroke)Stroke3 Participants

Source: ClinicalTrials.gov · Data processed: Mar 27, 2026