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Docetaxel and Carboplatin With or Without Trastuzumab Before Surgery in Treating Women With Locally Advanced Breast Cancer

Neoadjuvant Treatment and Molecular Characterization of Locally Advanced Breast Cancer

Status
Completed
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00068341
Enrollment
74
Registered
2003-09-11
Start date
2003-07-31
Completion date
2013-11-30
Last updated
2020-09-09

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Breast Cancer

Keywords

stage IIIA breast cancer, stage IIIB breast cancer, stage IIIC breast cancer, stage II breast cancer

Brief summary

RATIONALE: Drugs used in chemotherapy, such as docetaxel and carboplatin, use different ways to stop tumor cells from dividing so they stop growing or die. Monoclonal antibodies, such as trastuzumab, can locate tumor cells and either kill them or deliver tumor-killing substances to them without harming normal cells. It is not yet known whether docetaxel and carboplatin are more effective with or without trastuzumab in treating breast cancer. PURPOSE: This randomized phase II trial is studying how well giving docetaxel together with carboplatin and trastuzumab before surgery works compared to docetaxel and carboplatin alone before surgery in treating women with locally advanced breast cancer.

Interventions

BIOLOGICALtrastuzumab

Cycle 5-7 post-op only Day 1 4mg/kg IV Day 8, 15 2mg/kg IV Cycle 8 Cycle 8 Day 1, 8, 15 2mg/kg IV Day 22 6mg/kg IV

DRUGcarboplatin

Cycle 1-8 Day 1 or 2 AUC = 6 IV

DRUGdocetaxel

Cycle 1-8 Day 1 or 2: 75 mg/m2 IV

Sponsors

Aventis Pharmaceuticals
CollaboratorINDUSTRY
Genentech, Inc.
CollaboratorINDUSTRY
Jonsson Comprehensive Cancer Center
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
FEMALE
Age
18 Years to 80 Years
Healthy volunteers
No

Inclusion criteria

* Confirmed infiltrating adenocarcinoma of the breast * Primary breast cancer \> 5cm, or skin/chest wall involvement, any N, without evidence of metastasis. * No prior radiation to the involved breast * ECOG (Electrocochleography) performance status 0-2 * Age 18 years to 80 years * Absolute Neutrophil count \> 1500 cell/μl, platelet count \> 100000 cells/μl and hemoglobin \> 9 g/dl * All liver function tests \< upper limit of normal * Serum creatinine \< 2.0 mg/dl * Normal left ventricular ejection fraction (LVEF) as determined by MUGA (Multiple Gated Acquisition) scan or echocardiogram * HER-2/neu status is determined by a FISH (Fluorescence in situ hybridization) test. \[FISH (+) is HER-2/neu (+)\] * If female of childbearing potential, pregnancy test is negative * If premenopausal and not surgically sterilized, the patient agrees to use effective birth control method for the duration of the study * Informed consent has been obtained

Exclusion criteria

* Non-confirmed infiltrating adenocarcinoma breast cancer * Evidence of metastasis * Previous chemotherapy using the drugs proposed in this study, specifically Herceptin®, Taxotere®, and/or Carboplatin * Prior radiation to the involved breast * Recent breast cancer drug therapy within last 5 years of any form * History of allergy to polysorbate or castor oil * Ongoing active infection * Concurrent life-limiting disease with a life expectancy of less than one year * Past or current history of other malignancy within the past 5 years which could affect the diagnosis or assessment of breast cancer, except for curatively treated non-melanoma skin cancer and/or in situ carcinoma of the cervix * Pregnancy, nursing, fertile women who do not use birth control device * Inability to give informed consent * Patients with pre-existing peripheral neuropathy \> grade 2

Design outcomes

Primary

MeasureTime frameDescription
Evaluate the Objective Response Rate of Patients Treated With Taxotere/Carboplatin With or Without Herceptin Preoperatively.5 yearsObjective response rate of patients treated with Taxotere/carboplatin with or without Herceptin preoperatively. Objective response equals the combination of complete response (CR), partial response (PR) and marginal response (MR). Tumor size was assessed by (1) physical examination, (2) mammography and (3) MRI. 5 response groups: complete response (CR), partial response (PR), marginal response (MR), stable disease (SD) & disease progression (DP). Pathologic response assigned into 2 groups: pCR and non-pCR. pCR-no evidence of residual invasive disease in specimen.

Secondary

MeasureTime frameDescription
Clinical Tumor Response by Physical Exam and Imaging Studies5 years
Tumor Response Assessment5 yearsMeasured by physical examination compared to breast mammography and MRI assessment
Clinico-histologic Predictors of pCR (Pathologic Complete Response)5 years
Pathologic Nodal Status5 yearsAccording to Primary Tumor Response Pathologic lymph node status N0 Axillary and other nearby lymph nodes do not have cancer (when looked at under a microscope) N1 Micrometastases (very small clusters of cancer) OR 1-3 axillary lymph nodes have cancer AND/OR Internal mammary nodes have tiny amounts of cancer found on sentinel node biopsy N2 4-9 axillary lymph nodes have cancer OR Internal mammary nodes have cancer, but axillary lymph nodes do not have cancer N3 10 or more axillary lymph nodes have cancer OR Infraclavicular (under the clavicle) nodes have cancer OR Internal mammary nodes have cancer plus 1 or more axillary lymph nodes have cancer OR 4 or more axillary lymph nodes have cancer plus internal mammary nodes have cancer or micrometastases found on sentinel node biopsy OR Supraclavicular (above the clavicle) nodes have cancer

Countries

United States

Participant flow

Recruitment details

Dates of recruitment period: 2002-2007 Types of location: oncology outpatient clinics

Participants by arm

ArmCount
Arm I (Neoadjuvant Therapy)
see intervention description carboplatin: Cycle 1-8 Day 1 or 2 AUC = 6 IV docetaxel: Cycle 1-8 Day 1 or 2: 75 mg/m2 IV trastuzumab: Cycle 1-4 pre-op Day 1 4mg/kg IV Day 8, 15 2mg/kg IV Cycle 5-7 post-op Day 1 4mg/kg IV Day 8, 15 2mg/kg IV Cycle 8 Day 1, 8, 15 2mg/kg IV Day 22 6mg/kg IV
15
Arm II (Neoadjuvant Therapy)
please see intervention description trastuzumab: Cycle 5-7 post-op only Day 1 4mg/kg IV Day 8, 15 2mg/kg IV Cycle 8 Cycle 8 Day 1, 8, 15 2mg/kg IV Day 22 6mg/kg IV carboplatin: Cycle 1-8 Day 1 or 2 AUC = 6 IV docetaxel: Cycle 1-8 Day 1 or 2: 75 mg/m2 IV
15
HER2/Neu Negative Patients
please see intervention description carboplatin: Cycle 1-8 Day 1 or 2 AUC = 6 IV docetaxel: Cycle 1-8 Day 1 or 2: 75 mg/m2 IV
44
Total74

Baseline characteristics

CharacteristicArm I (Neoadjuvant Therapy)Arm II (Neoadjuvant Therapy)HER2/Neu Negative PatientsTotal
Age, Categorical
<=18 years
0 Participants0 Participants0 Participants0 Participants
Age, Categorical
>=65 years
0 Participants0 Participants0 Participants0 Participants
Age, Categorical
Between 18 and 65 years
15 Participants15 Participants44 Participants74 Participants
Region of Enrollment
United States
15 participants15 participants44 participants74 participants
Sex: Female, Male
Female
15 Participants15 Participants44 Participants74 Participants
Sex: Female, Male
Male
0 Participants0 Participants0 Participants0 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
EG003
affected / at risk
deaths
Total, all-cause mortality
6 / 154 / 1410 / 4520 / 74
other
Total, other adverse events
15 / 1512 / 1445 / 4572 / 74
serious
Total, serious adverse events
6 / 154 / 1410 / 4520 / 74

Outcome results

Primary

Evaluate the Objective Response Rate of Patients Treated With Taxotere/Carboplatin With or Without Herceptin Preoperatively.

Objective response rate of patients treated with Taxotere/carboplatin with or without Herceptin preoperatively. Objective response equals the combination of complete response (CR), partial response (PR) and marginal response (MR). Tumor size was assessed by (1) physical examination, (2) mammography and (3) MRI. 5 response groups: complete response (CR), partial response (PR), marginal response (MR), stable disease (SD) & disease progression (DP). Pathologic response assigned into 2 groups: pCR and non-pCR. pCR-no evidence of residual invasive disease in specimen.

Time frame: 5 years

Population: pCR was not assessed for 2 patients in the HER2 - (Pre-Op TC) group \[1 protocol violation, 1 bilateral disease\] and for 1 patient in the HER2+ (Pre-Op TC, Post-Op Herceptin) group \[protocol violation\]

ArmMeasureGroupValue (NUMBER)
Arm I: HER2+Evaluate the Objective Response Rate of Patients Treated With Taxotere/Carboplatin With or Without Herceptin Preoperatively.DFS (Disease Free Survival)13 participants
Arm I: HER2+Evaluate the Objective Response Rate of Patients Treated With Taxotere/Carboplatin With or Without Herceptin Preoperatively.OS (overall survival)13 participants
Arm II: HER2+Evaluate the Objective Response Rate of Patients Treated With Taxotere/Carboplatin With or Without Herceptin Preoperatively.OS (overall survival)11 participants
Arm II: HER2+Evaluate the Objective Response Rate of Patients Treated With Taxotere/Carboplatin With or Without Herceptin Preoperatively.DFS (Disease Free Survival)8 participants
HER2-Evaluate the Objective Response Rate of Patients Treated With Taxotere/Carboplatin With or Without Herceptin Preoperatively.DFS (Disease Free Survival)33 participants
HER2-Evaluate the Objective Response Rate of Patients Treated With Taxotere/Carboplatin With or Without Herceptin Preoperatively.OS (overall survival)39 participants
TotalEvaluate the Objective Response Rate of Patients Treated With Taxotere/Carboplatin With or Without Herceptin Preoperatively.DFS (Disease Free Survival)54 participants
TotalEvaluate the Objective Response Rate of Patients Treated With Taxotere/Carboplatin With or Without Herceptin Preoperatively.OS (overall survival)63 participants
Secondary

Clinical Tumor Response by Physical Exam and Imaging Studies

Time frame: 5 years

Population: Clinical response was not assessed for 2 patients in the HER2 - (Pre-Op TC) group \[1 protocol violation, 1 bilateral disease\] and for 1 patient in the HER2+ (Pre-Op TC, Post-Op Herceptin) group \[protocol violation\]

ArmMeasureGroupValue (NUMBER)
Arm I: HER2+Clinical Tumor Response by Physical Exam and Imaging StudiesPartial Response7 participants
Arm I: HER2+Clinical Tumor Response by Physical Exam and Imaging StudiesComplete Response8 participants
Arm I: HER2+Clinical Tumor Response by Physical Exam and Imaging StudiesMarginal Response0 participants
Arm II: HER2+Clinical Tumor Response by Physical Exam and Imaging StudiesPartial Response7 participants
Arm II: HER2+Clinical Tumor Response by Physical Exam and Imaging StudiesComplete Response5 participants
Arm II: HER2+Clinical Tumor Response by Physical Exam and Imaging StudiesMarginal Response1 participants
HER2-Clinical Tumor Response by Physical Exam and Imaging StudiesComplete Response18 participants
HER2-Clinical Tumor Response by Physical Exam and Imaging StudiesMarginal Response4 participants
HER2-Clinical Tumor Response by Physical Exam and Imaging StudiesPartial Response21 participants
Secondary

Clinico-histologic Predictors of pCR (Pathologic Complete Response)

Time frame: 5 years

Population: ER (estrogen-receptor), PR (progesterone-receptor), HER2 (human epidermal growth factor receptor 2), FISH (Fluorescence in situ hybridization), IDC (invasive ductal carcinoma), ILC (invasive lobular carcinoma),

ArmMeasureGroupValue (NUMBER)
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)T-Stage T25 participants
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)ER and PR both negative9 participants
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)T-Stage T41 participants
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)ER-negative11 participants
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)Tumor Type - IDC only19 participants
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)ER and PR one negative7 participants
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)Tumor Type - all others (compared to IDC only)0 participants
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)PR-negative14 participants
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)Tumor Type - ILC only0 participants
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)ER and PR both positive3 participants
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)Tumor Type - all other comparted to (ICL only)19 participants
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)T-Stage T313 participants
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)Triple Negative-yes6 participants
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)HER2 negative12 participants
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)Triple Negative-no7 participants
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)PR-positive5 participants
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)FISH positive Herceptin No1 participants
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)HER2 positive7 participants
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)FISH positive Herceptin Yes6 participants
Arm I: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)ER-positive8 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)FISH positive Herceptin Yes9 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)ER-negative14 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)ER-positive38 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)PR-negative24 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)PR-positive28 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)ER and PR both negative14 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)ER and PR one negative10 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)ER and PR both positive28 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)HER2 negative30 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)HER2 positive22 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)T-Stage T327 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)T-Stage T416 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)Tumor Type - IDC only38 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)Tumor Type - all others (compared to IDC only)14 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)Tumor Type - ILC only9 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)Tumor Type - all other comparted to (ICL only)43 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)Triple Negative-yes5 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)Triple Negative-no38 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)FISH positive Herceptin No13 participants
Arm II: HER2+Clinico-histologic Predictors of pCR (Pathologic Complete Response)T-Stage T29 participants
Secondary

Pathologic Nodal Status

According to Primary Tumor Response Pathologic lymph node status N0 Axillary and other nearby lymph nodes do not have cancer (when looked at under a microscope) N1 Micrometastases (very small clusters of cancer) OR 1-3 axillary lymph nodes have cancer AND/OR Internal mammary nodes have tiny amounts of cancer found on sentinel node biopsy N2 4-9 axillary lymph nodes have cancer OR Internal mammary nodes have cancer, but axillary lymph nodes do not have cancer N3 10 or more axillary lymph nodes have cancer OR Infraclavicular (under the clavicle) nodes have cancer OR Internal mammary nodes have cancer plus 1 or more axillary lymph nodes have cancer OR 4 or more axillary lymph nodes have cancer plus internal mammary nodes have cancer or micrometastases found on sentinel node biopsy OR Supraclavicular (above the clavicle) nodes have cancer

Time frame: 5 years

Population: only 71 subjects of the 74 subjects could be analyzed for this outcome measure due to data collection error.

ArmMeasureGroupValue (NUMBER)
Arm I: HER2+Pathologic Nodal StatusN(0)9 participants
Arm I: HER2+Pathologic Nodal StatusN+6 participants
Arm II: HER2+Pathologic Nodal StatusN(0)4 participants
Arm II: HER2+Pathologic Nodal StatusN+11 participants
HER2-Pathologic Nodal StatusN(0)21 participants
HER2-Pathologic Nodal StatusN+23 participants
Secondary

Tumor Response Assessment

Measured by physical examination compared to breast mammography and MRI assessment

Time frame: 5 years

Population: pCR was not assessed for 2 patients in the HER2 - (Pre-Op TC) group \[1 protocol violation, 1 bilateral disease\] and for~1 patient in the HER2+ (Pre-Op TC, Post-Op Herceptin) group \[protocol violation\]

ArmMeasureValue (NUMBER)
Arm I: HER2+Tumor Response Assessment6 participants
Arm II: HER2+Tumor Response Assessment1 participants
HER2-Tumor Response Assessment12 participants

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026