Skip to content

Multi-level upper airway surgery in patients with moderate to severe obstructive sleep apnoea who have failed medical management.

Multi-level airway surgery in patients with moderate-severe Obstructive Sleep Apnoea (OSA) who have failed medical management to assess change in OSA events and daytime sleepiness.

Status
Completed
Phases
Unknown
Study type
Interventional
Source
ANZCTR
Registry ID
ACTRN12614000338662
Enrollment
102
Registered
2014-03-31
Start date
2014-11-13
Completion date
2017-10-03
Last updated
2023-09-04

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

None listed

Brief summary

Obstructive sleep apnoea (OSA) is characterised by repeated upper airway obstructions during the night. OSA is associated with excessive daytime sleepiness, lower health status and studies suggest obstructed breathing and snoring in sleep are independent risk factors for high blood pressure, heart disease, stroke and mortality. Thus OSA is a serious and costly public health problem that is growing in prevalence because of population increases in both obesity and ageing. Continuous positive airway pressure (CPAP) therapy is the current treatment of choice for patients with OSA. CPAP is effective in decreasing sleepiness and improves quality of life in patients with OSA. Treatment of OSA with CPAP is cost-effective if worn, but CPAP is poorly tolerated by many patients who find the mask and pressure claustrophobic and uncomfortable. OSA can be effectively treated but poor treatment compliance is a major clinical problem and thus many patients are under treated or not treated at all. Upper airway surgery for OSA is widely used and reported in observational studies but there are few rigorous and randomized clinical trials to provide and validate these studies. The clinical effectiveness and cost effectiveness of this surgical intervention need to be validated. This study is a national, multi-centre, randomised, controlled trial with a recruitment target of 102 participants. Participants with OSA who have failed standard OSA treatments will be randomised into two groups: Group 1 will receive reconstructive surgery of the upper airway and Group 2 will receive the standard non-surgical care for OSA. Participants will undergo follow-up for 6 months. Study participants will be tested for OSA, daytime sleepiness levels, and quality of life improvements before the treatment and at 6 months follow-up. Magnetic resonance imaging of the upper airway will also be used on participants randomised to Group 1, before the surgery and at 6 months, with the aim of developing a prediction model for future patients who will benefit the most from surgery. The study will be carried out at five sites across Australia to examine the universal effect of this standardised surgical protocol. AIM: To establish for the first time whether or not upper airway surgery is clinically effective, safe and cost effective for patients with symptomatic OSA who have failed medical management HYPOTHESIS: Surgery will deliver a better treatment outcome than ongoing medical management of symptomatic OSA as measured by the improvement in Apnoea Hypopnea Index (AHI) and subjective and objective daytime sleepiness in patients who have failed CPAP treatment despite persistent, supervised attempts.

Interventions

Arm 1: Participants will undergo multi-level surgery of the upper airway. Surgery will involve a modified uvulopalatopharyngoplasty (UPPP), if patient has tonsils then a bilateral tonsillectomy will be performed as a standard procedure. This is an operation aimed at opening the oropharyngeal and velopharyngeal inlets. Participants will receive Coblation channelling of the tongue (CCT), a method which utilises Coblation (radiofrequency + saline resulting in a localised plasma field) to ablate col

Arm 1: Participants will undergo multi-level surgery of the upper airway. Surgery will involve a modified uvulopalatopharyngoplasty (UPPP), if patient has tonsils then a bilateral tonsillectomy will be performed as a standard procedure. This is an operation aimed at opening the oropharyngeal and velopharyngeal inlets. Participants will receive Coblation channelling of the tongue (CCT), a method which utilises Coblation (radiofrequency + saline resulting in a localised plasma field) to ablate columns of tissue and this is thought to reduce tongue volume and stiffen the tongue base. The duration of the surgical procedure is approximately 60 minutes with a six week recovery period. This surgical procedure is considered a permanent intervention, however there is the potential for macroglossia to return if there is considerable weight gain. Arm 2: Control intervention. Participants will not receive upper airway surgery.

Sponsors

Prof. R. Doug McEvoy
Lead SponsorIndividual

Study design

Allocation
Randomised controlled trial
Intervention model
Parallel
Primary purpose
Treatment
Masking
Blinded (masking used) (Investigator, Outcomes Assessor)

Eligibility

Sex/Gender
All
Age
18 Years to 70 Years
Healthy volunteers
No

Inclusion criteria

- Diagnosis of OSA (defined as Apnoea Hypopnoea Index, AHI, > 15 scored by AASM 2007 alternate criteria). - At least mild daytime sleepiness defined as ESS (Epworth Sleepiness Scale) > 8. We used this cut point to target those with at least mild daytime sleepiness, but consider that the requirement for the ESS to be > 8 will not adversely affect recruitment. - Failed CPAP treatment despite persistent, supervised attempts to implement CPAP, or been treated in a tertiary centre sleep lab or by an Australasian Sleep Association accredited sleep service and have not taken up CPAP when prescribed, and failed MAS therapy due to patient refusal, patient found to be unsuitable on dental grounds, patient intolerance, or were never offered MAS as a treatment option. - CPAP treatment reduces AHI to below 15 events per hour of sleep (N/A for outright refusers of CPAP). - Aged between 18 and 70 years. - Body mass index (BMI) less than or equal to 38kg/m2. a) For patients with BMI 35-38: patient will be deemed appropriate provided they are of strong surgical/anatomical suitability, which consists of size 3-4 tonsil, with Friedman tongue 1-2, and dynamic assessment confirming predominant palatine tonsillar collapse

Exclusion criteria

- Prior surgery on palate, tongue, mandible or maxilla. (Previous tonsillectomy is allowed.) - Nasal obstruction uncontrolled by medication or surgery. - Clinically significant retrognathia, confirmed by lateral skull x-ray (SNB angle < 72 degrees). - Moderate to severe COPD (FEV/FVC ratio < 70% and FEV 1 <50%). - Heart failure (New York Heart classes 2-4). - Recent history (last 3 months) of a major cardiovascular event i.e. MI, unstable angina, CVA; or major disorder of the pulmonary, renal or nervous systems. - Chronic narcotic use. - Major depression i.e. hospitalisation for depression, suicide attempt or symptoms necessitating antidepressant drug dose escalation in the previous 3 months. - Pregnant or breast feeding. - Unacceptable anaesthetic or surgical risk (e.g. anticoagulant or antiplatelet medication which cannot be withdrawn). - History of dysphagia or aspiration. - Commercial driver.

Outcome results

None listed

Source: ANZCTR · Data processed: Feb 28, 2026